Braxton Craig Ellis

The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10 STATE ETHICS COMMISSION 2023 STATEMENT OF ECONOMIC INTEREST ELECTRONIC FILING This entire form must be completed to fulfill your ethics filing obligation. Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Mr. Braxton Craig Ellis Current Employer Job Title Administrative Office of Court Emergency Superior Court Judge Nature or Type of Business Courts Reason For Filing (Complete all that apply.) Are you a CANDIDATE for elected office? ☐ Yes ☒ No If yes, for what position are you seeking election? (Specify name of office seeking in box below.) Do you currently hold this position? ☐ Yes ☐ No State Government Job (Specify agency and position.) Board/Commission (List complete names of all State boards on which you are serving or are being considered.) Judicial Officer or Filing Post-Service (Specify office.) Legislator or Filing Post-Service(Specify House or Senate.) Superior Court Judge A. Do any immediate family members reside in your household? ☒ Yes ☐ No On this form, ”immediate family” includes your spouse (unless legally separated) and unemancipated children (minors under 18 years of age). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enlistment in the US military, or court order for emancipation. Full names of Adults and Emancipated Minors Relationship Employer Job Title Nature of Business Patricia Ellis Spouse None None None The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10 B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. List the full name of each minor child on the Confidential Form at the end. Initials of Unemancipated Minors Relationship Employer Job Title Nature of Business Property Interests 1. As of December 31, 2022, did you or any members of your immediate family: A. have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? ☒ Yes ☐ No Owner of Real Estate % Ownership Interest Location by City Location by County (Self plus Spouse) 100.00% Laurinburg Scotland (Self plus Spouse) 20.00% Bald Head Island Brunswick B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? ☐ Yes ☒ No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe 2. At any time during 2021 or 2022, did you or any members of your immediate family sell or buy personal property worth $10,000 or more to or from the State of North Carolina? ☐ Yes ☒ No Name of Purchaser Name of Seller Type of Property The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10 Financial Interests 3. As of December 31, 2022, did you or any members of your immediate family own any of the following financial interests valued at $10,000 or more? List each company individually. A. Stock in a publicly owned company? ☐ Yes ☒ No ►Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: 1. the fund is publicly traded or its assets are widely diversified; and 2. neither you nor an immediate family member are able to control the underlying assets. Owner of Interest Full Name of Company or ticker symbol B. Stock options in a company or business? ☐ Yes ☒ No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations. ☐ Yes ☒ No - If “No,” proceed to question 4. Owner of Interest Name of Company or Business Entity C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the names of any other companies or business entities in which the Primary Company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2022, were you or any members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controlled? Do not list assets held in blind trusts. See 2023 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” https://ethics.nc.gov/seis ☐ Yes ☒ No Name and Address of Trustee Description of the Trust Your Relationship to the Trust The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 5. As of December 31, 2022, did you any members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. Do not disclose the amount of the debt. ☐ Yes ☒ No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, etc.) 6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your immediate family during 2022. Include salary, wages, state/local government retirement income, professional fees, honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and federal tax returns. You must disclose your receipt of salary or wages from any governmental or private entity, including those already listed in response to other SEI questions. Do not include income received from the following sources: ► Capital gains ► Federal government retirement ► Military retirement ► Social security retirement, suvivors, or disability benefits Recipient of Income Name of Source Type of Business/Industry Type of Income I had no reportable income over $5000 in 2022. The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 Professional and Civic Relationships 7(a). During 2022, were you or any members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? ☒ Yes ☐ No - If “No,” proceed to question 8. ► Do NOT list State boards or entities, or entities created by local governments. ► Do NOT list organizations of which you are a mere member. Name of Person Position Name of Nonprofit Corporation or Organization Nature or Purpose of Organization Braxton Craig Ellis (Self) Board Member Cape Fear Council BSA Boy Scouting Braxton Craig Ellis (Self) Board Member Laurinburg Preabyterian Church Religious 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business None or Not Known 8. During 2022, were you or any members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? ☐ Yes ☐ No ☒ Legislator/Judicial Officer -You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ►Do not list organizations of which you are only a member and do not serve in a leadership role. Name of Person Name of Society, Organization, or Advocacy Group Leadership Position (Director, Officer, Board Member) The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10 9(a). List the name of each for profit business with which you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2022. Name of Person Relationship to Filer Name of Company Role of Person Braxton Craig Ellis Self Oportunty, Inc Board Member 9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2022, briefly describe that activity. Name of Company or Business Entity Description of Business Activity with the State Oportunty, Inc None or Not Known 10. Are you a practicing attorney? ☐ Yes ☐ No ☒ Judicial Officer/State Attorney/In House/Employee Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2022. ☐ Administrative ☐ Admiralty ☐ Corporate ☐ Criminal ☐ Decedent’s Estates ☐ Environmental ☐ Insurance ☐ Labor ☐ Local Government ☐ Real Property ☐ Securities ☐ Tax ☐ Tort litigation (including negligence) ☐ Utilities Regulation ☐ Other category not listed 11. During 2022, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? ☐ Yes ☒ No Type of Business Nature of Services Rendered The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 12. Are you or your employer, or any members of your immediate family, or their employers currently:  licensed by the State board or agency with which you are or will be associated or  regulated by the State board or agency with which you are or will be associated or  in a business relationship with the State board or agency with which you are or will be associated? ☐ Yes ☐ No ☒ Legislator/Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? ☐ Yes ☒ No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration Other Disclosures 14. During 2022, after you were appointed, employed, or filed or were nominated as a candidate, did you  receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,  when both you and those person(s) were outside North Carolina,  under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, all three conditions must apply ☐ Yes ☒ No ► Do not report gifts given by members of your extended family. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10 15. During 2022, after you were appointed, employed, or filed or were nominated as a candidate, did you  accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting together,  when those person(s) were outside North Carolina? To answer Yes, both conditions must apply A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. ☐ Yes ☐ No ☒ Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” ► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member, participant, or affiliate. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value 16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of State member? Council of State members are: ► Governor ► Lt. Governor ► Secretary of State ► State Auditor ► State Treasurer ► Superintendent of Public Instruction ► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor ► Commissioner of Insurance ☐ Yes ☒ No If “Yes,” list all contributions you made in 2022 with a cumulative total of more than $1,000 to the Council of State member who appointed you. Do not include contributions from immediate family members. ► Contributions are defined broadly in N.C.G.S. 163-278.6(6) and include “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards:  ABC Commission  Coastal Resources Commission  State Board of Education  State Board of Elections  Division of Employment Security  Environmental Management Commission  Industrial Commission  Human Resources Commission  Rules Review Commission  Board of Transportation  Utilities Commission  Wildlife Resources Commission ☐ Yes ☒ No If “No,” proceed to question 18. d. If so, were you appointed or are you being considered for appointment to that position by a Council of State member? ☐ Yes ☒ No If “No,” proceed to question 18. e. If so, you must indicate whether during 2022 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ☐ Yes ☐ No ii. Hosted a fundraiser at your residence or place of business? ☐ Yes ☐ No iii. Volunteered for campaign-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? ☐ Yes ☐ No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of expungement? ☐ Yes ☒ No Offense Date of Conviction County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? ☐ Yes ☒ No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10 Affirmation The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding Unemancipated Children are public records. I have read and understand the following statutes: N.C.G.S. § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary action under G.S. 138A-45. N.C.G.S. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 05/19/2023 Signature Date Braxton Craig Ellis Printed Name

FOR STAFF USE ONLY FE STATE ETHICS COMMISSION 0s Recaeds k aia oy it] r- 7 2022 STATEMENT OF ECONOMIC INTEREST RECEIVED =P No Change Form R142 This entire form must be completed to fulfill your SEI filing obligation. NCETHICS COMMISSION Filer’s Name (First, Middle, Last) Sines Reason for Filing (Complete all that apply) State Government Job (Specify agency and position.) ‘Board/Commission (List the complete names of all State boards on which you are serving or are being considered.) Currently Serving as a Judical Office (Specify office) | Currently Serving as Legislator (Spey House or Senate.) Ener Garey Soperen lovry Todce Are you a CANDIDATE for a covered elected office? If Yes, specify office and District/County If, applicable: (District, Superior, or Supreme Court, Court of Clerk of Cour, District Attorney, General Assembly) Cives ON AFFIRMATION 1 have careful reviewed my mos: recently filed Statement of Economic Interest Long Form and my responses continue to be true, comect, and complete to the best of my Knowledge and belie, I have not transferred, and will no transfer, any asset intrest, or property for the purpose of concealing t from disclosure whie retaining an equltabe interest Tunderstand that my No Change Form Is 2 public record. Ihave read and understand the following statutes: N.C.G.. § 1384-26. Concealing or ailing to disclose material Information. A filing person who knowingly conceals or knowingly fat to disclose Information that is required to be disclosed on a statement of economic Interest .. . shall be guilty of Class 1 misdemeanor and ... subject to disciplinary ction under G.5. 138A.45. N.C.GS. § 138A-27. Penalty for fase information. A filing person who provides fis information on a statement of economic interest . . . knowing tha the information s fase ily of a Class H felony and shall be subject to discplinary action under G.5. 138A-45. 1 affirm under penalty of perjury that the foregoing is true and correct. Gee 12,2033 Signatyre . 5 rt Cae SE. Name ‘Submit signed, original documents only. Do not fax or e-mail this form. This document is a public record

The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10 STATE ETHICS COMMISSION 2021 STATEMENT OF ECONOMIC INTEREST ELECTRONIC FILING This entire form must be completed to fulfill your ethics filing obligation. Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Mr. Braxton Craig Ellis Current Employer Job Title Administrative Office of Court Emergency Superior Court Judge Nature or Type of Business Courts Reason For Filing (Complete all that apply.) State Government Job (Specify agency and position.) Board/Commission (List complete names of all State boards on which you are serving or are being considered.) Judicial Officer (Specify office.) Legislator (Specify House or Senate.) Superior Court Judge A. Do other immediate family members reside in your household? ☒ Yes ☐ No On this form, ”immediate family” includes your spouse (unless legally separated). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enlistment in the US military, or court order for emancipation. Full names of Adults and Emancipated Minors Relationship Employer Job Title Nature of Business Patricia Ellis Spouse None None None The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10 B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. List the full name of each minor child on the Confidential Form at the end. Initials of Unemancipated Minors Relationship Employer Job Title Nature of Business Property Interests 1. As of December 31, 2020, did you or any members of your immediate family: A. have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? ☒ Yes ☐ No Owner of Real Estate % Ownership Interest Location by City Location by County (Self plus Spouse) 100.00% Laurinburg Scotland (Self plus Spouse) 20.00% Bald Head Island Brunswick B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? ☐ Yes ☒ No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe 2. At any time during 2019 or 2020, did you or any members of your immediate family sell to or buy from the State of North Carolina personal property worth $10,000 or more? ☐ Yes ☒ No Name of Purchaser Name of Seller Type of Property The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10 Financial Interests 3. As of December 31, 2020, did you or any members of your immediate family own any of the following financial interests valued at $10,000 or more? List each company individually. A. Stock in a publicly owned company? ☐ Yes ☒ No ►Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: 1. the fund is publicly traded or its assets are widely diversified; and 2. neither you nor an immediate family member are able to control the underlying assets. Owner of Interest Full Name of Company or ticker symbol B. Stock options in a company or business? ☐ Yes ☒ No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations. ☐ Yes ☒ No - If “No,” proceed to question 4. Owner of Interest Name of Company or Business Entity C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the names of any other companies or business entities in which the Primary Company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2020, were you or any members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controlled? Do not list assets held in blind trusts. See 2021 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” https://ethics.nc.gov ☐ Yes ☒ No Name and Address of Trustee Description of the Trust Your Relationship to the Trust The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 5. As of December 31, 2020, did you any members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. ☐ Yes ☒ No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, etc.) 6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your immediate family during 2020. Include salary, wages, state/local government retirement income, professional fees, honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and federal tax returns. Please remember to disclose your receipt of salary or wages from any governmental or private entity. Do not include income received from the following sources: ► Capital gains ► Federal government retirement ► Military retirement ► Social security income/SSDI Recipient of Income Name of Source Type of Business/Industry Type of Income I had no reportable income over $5000 in 2020. The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 Professional and Civic Relationships 7(a). During 2020, were you or any members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? ☒ Yes ☐ No - If “No,” proceed to question 8. ► Do not list State boards or entities. ► Do not list organizations of which you are a mere member. Name of Person Position Name of Nonprofit Corporation or Organization Nature or Purpose of Organization Braxton Craig Ellis (Self) Board Member Cape Fear Council BSA Boy Scouting Braxton Craig Ellis (Self) Board Member Laurinburg Preabyterian Church Religious 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business None or Not Known 8. During 2020, were you or any members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? ☐ Yes ☐ No ☒ Legislator/Judicial Officer - You are not required to complete this question if you are filing because you are a legislator or judicial officer or you are filing as an appointee to one of those offices. ►Do not list organizations of which you are only a member and do not serve in a leadership role. Name of Person Name of Society, Organization, or Advocacy Group Leadership Position (Director, Officer, Board Member) The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10 9(a). List the name of each business with which you were associated where you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2020. Name of Person Relationship to Filer Name of Company Role of Person Braxton Craig Ellis Self Oportunty, Inc Board Member 9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2020, briefly describe that activity. Name of Company or Business Entity Description of Business Activity with the State Oportunty, Inc None or Not Known 10. Are you a practicing attorney? ☐ Yes ☐ No ☒ Judicial Officer/State Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2020. ☐ Administrative ☐ Admiralty ☐ Corporate ☐ Criminal ☐ Decedent’s Estates ☐ Environmental ☐ Insurance ☐ Labor ☐ Local Government ☐ Real Property ☐ Securities ☐ Tax ☐ Tort litigation (including negligence) ☐ Utilities Regulation ☐ Other category not listed 11. During 2020, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? ☐ Yes ☒ No Type of Business Nature of Services Rendered The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 12. Are you or your employer, or any members of your immediate family, or their employers currently:  licensed by the State board or agency with which you are or will be associated or  regulated by the State board or agency with which you are or will be associated or  in a business relationship with the State board or agency with which you are or will be associated? ☐ Yes ☐ No ☒ Legislator/Judicial Officer - You are not required to complete this question if you are filing because you are a legislator or a judicial officer or you are filing as an appointee to one of those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? ☐ Yes ☒ No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration Other Disclosures 14. During 2020, after you were appointed, employed, or filed or were nominated as a candidate, did you  receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,  when both you and those person(s) were outside North Carolina,  under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, all three conditions must apply ☐ Yes ☒ No ► Do not report gifts given by members of your extended family. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10 15. During 2020, after you were appointed, employed, or filed or were nominated as a candidate, did you  accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting together,  when those person(s) were outside North Carolina? To answer Yes, both conditions must apply A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. ☐ Yes ☐ No ☒ Judicial Officer - You are not required to complete this question if you are a judicial officer or you are filing as a judicial officer appointee. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” ► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member, participant, or affiliate. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value 16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of State member? Council of State members are: ► Governor ► Lt. Governor ► Secretary of State ► State Auditor ► State Treasurer ► Superintendent of Public Instruction ► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor ► Commissioner of Insurance ☐ Yes ☒ No If “Yes,” list all contributions you made in 2020 with a cumulative total of more than $1,000 to the Council of State member who appointed you. Do not include contributions from immediate family members. ► Contributions are defined broadly in N.C.G.S. 163-278.6(6) and include “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards:  ABC Commission  Coastal Resources Commission  State Board of Education  State Board of Elections  Division of Employment Security  Environmental Management Commission  Industrial Commission  Human Resources Commission  Rules Review Commission  Board of Transportation  Utilities Commission  Wildlife Resources Commission ☐ Yes ☒ No If “No,” proceed to question 18. d. If so, were you appointed or are you being considered for appointment to that position by a Council of State member? ☐ Yes ☒ No If “No,” proceed to question 18. e. If so, you must indicate whether during 2020 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ☐ Yes ☐ No ii. Hosted a fundraiser at your residence or place of business? ☐ Yes ☐ No iii. Volunteered for campaign-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? ☐ Yes ☐ No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of expungement? ☐ Yes ☒ No Offense Date of Conviction County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? ☐ Yes ☒ No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10 Affirmation The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding Unemancipated Children are public records. I have read and understand the following statutes: N.C.G.S. § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary action under G.S. 138A-45. N.C.G.S. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 03/23/2021 Signature Date Braxton Craig Ellis Printed Name

3 FOR STAFF USE ONLY £57 STATE ETHICS COMMISSION Date Receved:. a RECEIVED & ol 7 2020 STATEMENT OF ECONOMIC INTEREST EE NO CHANGE FORM ARR 7 200 This entire form must be completed to fulfill NC ETHICS COMMISSION your SEI filing obligation. eR Coon, Scanned ote entered DB _by. Filer Name (First, Middle, Last) [Prefix [FirstName | MiddieName | LastName | sux | ton | Braxron Crass Elis NE Reason for Filing (Complete all that apply.) State Government Job (Specify agency and postion) | Board/Commission (Lst the complete names of all State boards on which you are serving or are being considered.) Judicial Officer (Spey office.) Legisiator (Spey House or Senate.) AFFIRMATION I have carefully reviewed my most recently filed Statement of Economic Interest Long Form and my responses continue. to be true, correct, and compiete to the best of my knowledge and belief. have not transferred, and will no transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining on equitable interest. I understand that my No Change Form is a public record. Ihave read and understand the following statutes: N.C.G.S. § 1384-26. Conceaing or aiing to disclose material information. A filing person who knowingly conceals or knowingly fais to disclose information that i required to be disclosed on a Statement of economic interest. . - shall be Quit of a Class 1 misdemeanor and . subject to disciplinary | action under G.5. 1384.45. | N.CG.S. § 1384-27. Penaiy for fase information A fling person who provides fase information on a statement of economic interest. . knowing that the | Information is fase 1 gui of a Class H felony and snall be subject to disciplinary action under G.S. 138A-45. | Taffiem under penalty of perjury that the foregoing is true and correct. I ww, Bagle, oy /2, 2020 | Signature oa | Bocron Cra Een | Printed Name ‘Submit signed, original documents only. Do not fax or e-mail this form. This entire document is a public record.

The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10 STATE ETHICS COMMISSION 2019 STATEMENT OF ECONOMIC INTEREST This entire form must be completed to fulfill your ethics filing obligation. ____ Checked for completion ____Scanned ______Date Incomplete Qs ____ ____ ____ ____ Supp. sent date _______ by _____ Supp. received date _________ Entered in database ______ by ______ Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Mr. Braxton Craig Ellis Current Employer Job Title Administrative Office of Court Emergency Superior Court Judge Nature or Type of Business Courts Reason For Filing (Complete all that apply.) State Government Job (Specify agency and position.) Board/Commission (List complete names of all State boards on which you are serving or are being considered.) Judicial Officer (Specify office.) Legislator (Specify House or Senate.) Superior Court Judge A. Do other immediate family members reside in your household? ☒ Yes ☐ No On this form, ”immediate family” includes your spouse (unless legally separated). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enlistment in the US military, or court order for emancipation. Full names of Adults and Emancipated Minors Relationship Employer Job Title Nature of Business Patricia Ellis Spouse None None None For Staff Use Only Date Received: The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10 B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. List the full name of each minor child on the Confidential Form at the end. Initials of Unemancipated Minors Relationship Employer Job Title Nature of Business Property Interests 1. As of December 31, 2018, did you or any members of your immediate family: A. have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? ☒ Yes ☐ No Owner of Real Estate % Ownership Interest Location by City Location by County (Self plus Spouse) 100.00% Laurinburg Scotland (Self plus Spouse) 20.00% Bald Head Island Brunswick B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? ☐ Yes ☒ No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe 2. At any time during 2017 or 2018, did you or any members of your immediate family sell to or buy from the State of North Carolina personal property worth $10,000 or more? ☐ Yes ☒ No Name of Purchaser Name of Seller Type of Property The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10 Financial Interests 3. As of December 31, 2018, did you or any members of your immediate family own any of the following financial interests valued at $10,000 or more? List each company individually. A. Stock in a publicly owned company? ☐ Yes ☒ No ►Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: 1. the fund is publicly traded or its assets are widely diversified; and 2. neither you nor an immediate family member are able to control the underlying assets. Owner of Interest Full Name of Company or ticker symbol B. Stock options in a company or business? ☐ Yes ☒ No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations. ☐ Yes ☒ No - If “No,” proceed to question 4. Owner of Interest Name of Company or Business Entity C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the names of any other companies or business entities in which the Primary Company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2018, were you or any members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controlled? Do not list assets held in blind trusts. See 2019 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” ☐ Yes ☒ No Name and Address of Trustee Description of the Trust Your Relationship to the Trust The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 5. As of December 31, 2018, did you any members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. ☐ Yes ☒ No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, etc.) 6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your immediate family during 2018. Include salary, wages, state/local government retirement income, professional fees, honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and federal tax returns. Do not include income received from the following sources: ► Capital gains ► Federal government retirement ► Military retirement ► Social security income/SSDI Recipient of Income Name of Source Type of Business/Industry Type of Income I had no reportable income over $5000 in 2018. The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 Professional and Civic Relationships 7(a). During 2018, were you or any members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? ☒ Yes ☐ No - If “No,” proceed to question 8. ► Do not list State boards or entities. ► Do not list organizations of which you are a mere member. Name of Person Position Name of Nonprofit Corporation or Organization Nature or Purpose of Organization Braxton Craig Ellis (Self) Board Member Cape Fear Council BSA Boy Scouting Braxton Craig Ellis (Self) Board Member Laurinburg Preabyterian Church Religious 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business None or Not Known 8. During 2018, were you or any members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? ☐ Yes ☐ No ☒ Legislator/Judicial Officer - You are not required to complete this question if you are filing because you are a legislator or judicial officer or you are filing as an appointee to one of those offices. ►Do not list organizations of which you are only a member and do not serve in a leadership role. Name of Person Name of Society, Organization, or Advocacy Group Leadership Position (Director, Officer, Board Member) The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10 9(a). List the name of each business with which you were associated where you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2018. Name of Person Relationship to Filer Name of Company Role of Person Braxton Craig Ellis Self Oportunty, Inc Board Member 9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2018, briefly describe that activity. Name of Company or Business Entity Description of Business Activity with the State Oportunty, Inc None or Not Known 10. Are you a practicing attorney? ☐ Yes ☐ No ☒ Judicial Officer/State Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2018. ☐ Administrative ☐ Admiralty ☐ Corporate ☐ Criminal ☐ Decedent’s Estates ☐ Environmental ☐ Insurance ☐ Labor ☐ Local Government ☐ Real Property ☐ Securities ☐ Tax ☐ Tort litigation (including negligence) ☐ Utilities Regulation ☐ Other category not listed 11. During 2018, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? ☐ Yes ☒ No Type of Business Nature of Services Rendered The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 12. Are you or your employer, or any members of your immediate family, or their employers currently:  licensed by the State board or agency with which you are or will be associated or  regulated by the State board or agency with which you are or will be associated or  in a business relationship with the State board or agency with which you are or will be associated? ☐ Yes ☐ No ☒ Legislator/Judicial Officer - You are not required to complete this question if you are filing because you are a legislator or a judicial officer or you are filing as an appointee to one of those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? ☐ Yes ☒ No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration Other Disclosures 14. During 2018, after you were (1) appointed, (2) employed, or (3) filed or were nominated as a candidate, did you  receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,  when both you and those person(s) were outside North Carolina,  under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? ☐ Yes ☒ No ► Do not report gifts given by members of your extended family. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10 15. During 2018, after you were (1) appointed, (2) employed, or (3) filed or were nominated as a candidate, did you  accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting together,  when those person(s) were outside North Carolina? A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. ☐ Yes ☐ No ☒ Judicial Officer - You are not required to complete this question if you are a judicial officer or you are filing as a judicial officer appointee. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” ► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member, participant, or affiliate. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value 16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of State member? Council of State members are: ► Governor ► Lt. Governor ► Secretary of State ► State Auditor ► State Treasurer ► Superintendent of Public Instruction ► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor ► Commissioner of Insurance ☐ Yes ☒ No If “Yes,” list all contributions you made in 2018 with a cumulative total of more than $1,000 to the Council of State member who appointed you. Do not include contributions from immediate family members. ► Contributions are defined broadly in N.C.G.S. § 163A-1411(13) and include “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards:  ABC Commission  Coastal Resources Commission  State Board of Education  State Board of Elections  Division of Employment Security  Environmental Management Commission  Industrial Commission  Human Resources Commission  Rules Review Commission  Board of Transportation  UNC Board of Governors  Utilities Commission  Wildlife Resources Commission ☐ Yes ☒ No If “No,” proceed to question 18. d. If so, were you appointed or are you being considered for appointment to that position by a Council of State member? ☐ Yes ☒ No If “No,” proceed to question 18. e. If so, you must indicate whether during 2018 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ☐ Yes ☐ No ii. Hosted a fundraiser at your residence or place of business? ☐ Yes ☐ No iii. Volunteered for campaign-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? ☐ Yes ☐ No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of expungement? ☐ Yes ☒ No Offense Date of Conviction County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? ☐ Yes ☒ No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10 Affirmation The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding Unemancipated Children are public records. I have read and understand the following statutes: N.C.G.S. § 163A-191. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary action under G.S. 163A-415. N.C.G.S. § 163A-192. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 163A-415. I affirm that I have reviewed my most recently filed 2018 Statement of Economic Interest and that as of December 31, 2018, my responses continue to be true, correct, and complete to the best of my knowledge and belief. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 05/18/2019 Signature Date Braxton Craig Ellis Printed Name Submit signed, original documents only. Do not fax or e-mail this form.

7 I "3: NORTH CAROLINA STATE BOARD OF FORCTHPLIANGE UNIT. USE ONCE A; ELECTIONS AND ETHICS ENFORCEMENT [osie ecened: 2018 STATEMENT OF ECONOMIC INTEREST | 8 APR -6 AN {js 3 Checked for competion 3 J NO CHANGE FORM ple scanned ote THIS ENTIRE FORM MUST BE COMPLETED TO |.....0s 001, FULFILL YOUR ETHICS FILING OBLIGATION =D FILER'S NAME (FIRST, MIDDLE, LAST) — First Name Middle Name Last Name —] sumx Hort | Bemnso Cras Eee REASON FOR FILING (COMPLETE ALL THAT APPLY) _ _ | STATE GOVERNMENT 108 (Specify Agency and Position) | BOARD/COMMISSION (List the complete name of al State _ boards on which you are serving or are being considered) JUDICIAL OFFICER (Specify Office) - LEGISLATOR (Specify House or Senate) Emencen<y Sorctser lows Toke AFFIRMATION — | affirm tha the information provided in this Statement of Economic Interest and any attachments hereto are true, complete, and accurate t the best of my knowledge and belie. also certify that 1 have not transferred, and will not transfer, any asset, interest, or property fo the purpose of concealing i from disclosure while retaining an equitable interest. 1 understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of the Confidential Form regarding Unemancipated Children) are pubic record. 1 acknowledge that I have read and understand N.C.G.S. 1384-26 regarding concealing o falling to disclose material Information and N.C.G.5. 138A-27 regarding providing aise information § 1384-26. Conceaing or failing to disclose material information. A fling person who knowingly conceals o knowingly fal to disclose information that is requied to be disclosed on a Statement of economic interest under ths Acc shall be guity of a Class 1 misdemeanor and shall be Subject to disciplinary action under G.S. 1384-45. 51384127. Penalty for fase information. A fling person who provides fale information on a statement of economic interest as required under tis ATcle Knowing that the information i false 1s Quilty of a Class H felony and shall be subject to disciplinary action under G5. 138-45. | Carte & : fren Sos | SIR 3 Rots Signature Date Bracron Cra Ecers Printed Name Submit SIGNED, ORIGINAL documents anly. Do not fax or e-mail thi form. This entire document is a public record.

NORTH CAROLINA STATE ETHICS COMMISSION free ccs commcsion use ovr J Date Reeves 4 2017 STATEMENT OF ECONOMIC INTEREST NO CHANGE FORM - nected for competion THIS ENTIRE FORM MUST BE COMPLETED TO |scumea oie FULFILL YOUR ETHICS FILING OBLIGATION a encered in 06 /_by_J FILER'S NAME (FIRST, MIDDLE, LAST) pot | rusevame | adie ame | Last ame [ sume | prerie | 2 i i. Lo — Z fort | Branson Care I 1 onecy | REASON FOR FILING (COMPLETE ALL THAT APPLY) _ _ . EE 4 | STATE GOVERNMENT JOB (Speciy Agency and Position) | BOARD/COMMISSION (Ust the complete name of all State | | i — _ ha ards on hich you are serving o are being considered) | JUDICIAL OFFICER (Specify Office) i} LEGISLATOR (Speciy House or Senate) | AFFIRMATION - - 1 Taf that tne information provided in this Statement of Economic Interest 3nd any attachments hercto ae tru, | | om sti nt bt of Ty oad nd ek also certify that I have not transferred, and will no transfer, any asset, interest, or property fo the purpose of concealing I ram cisclosurs while retaining an eautable neers. understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of the Confidential Form regarding Unemancipated Children) ore public record 1 acknowledge tht | nave read and understand N.C.G.S. 1383-26 regarding concealing o failing to disclose materia! Information and N.C.G.5. 138A-27 regarding providing false information § 1384-25. Concealing or faling to disclose material information. || Statement of cconomic terest under this Article hol be quiy of a Class 1 misdemeanor and shall be Subject to Giscipinary action under G.5. 138A-45 § 1362-27. Penalty fo folse information | ig person who provides als information an statement of economic teres a requred under is Aide | | Knowing tha the information 5 fase 5 Guity of a Class H felony and shall be subject to disciplinary action under G's. 1398045. 1 hereby affirm that 1 have reviewed my most recently fled 2016 Statement of Economic Interest and that as of Decamber 31, 2016, my responses continue to be true, correct, and complete to the best of my knowledge d belief. | | HT Aare " n Jo colar Cho CEL Jur R007 Signature EZ Bate | Printed Name Submit SIGNED, ORIGINAL documents only. Do not fax or e-mail this form. _ _ This entire document is a public record.

, NORTH CAROLINA STATE ETHICS COMMISSION [roe Noy ote Reco 4 2016 STATEMENT OF ECONOMIC INTEREST NO CHANGE FORM on 1 Fiep fe ppieon £0 gps po THIS ENTIRE FORM MUST BE COMPLETED TO [s,s owe FULFILL YOUR SEX FILING OBLIGATION | "70 rere in 081 yi ET — | [orn | Fratmama |e ams TT heme em eas ro 1. (ELEY a Tok EE — LJ STATE GOVERNMENT JOB (Please specify the agency for | [7] BOARD/COMMISSION (Please list complete name of all which you work or are being considered) State boards on which you are serving or are being hori, orice eve sty eyo rates | SLES LATOR ie spt os or sonny = Ener concy “erence leony Jodi | AFFIRMATION - ee 1 | affirm that the information provided inthis Statement of Economic Interest and any atachments hereto are true, | ome and acer he bof me mis an te. | Latso ceruty that 1 have not transferred, and will nt transfer, any asset, interest, ar property for the purpose of concealing it from disclosure while retaining an equitable micrest understand that my Statement of Economic Interest and any attachments or supplements thereto (ith the exception of the Confidential For regarding Unemancpated Chidren) are pub record. acknowledge that | have read and understand N.C.G.S. 136A-26 regarding concealing o faling to disclose material information and N.C.G.5. 1384-27 regarding providing false ormerion: | § 138A-26. Concealing or fang to disclose material information, fling persan who knowingly conceals or knowingly fll to disclose Information that s required to be disclosed on 2 statement of economic interest under this Ace shall be guilty of a Clacé 1 misdomeancs ond Shan bn comment disciplinary action under G.5. 138A-45. | § 138A-27. Penalty for false information. | Knowing thatthe information s fase s Guilty of loss felony and shal be subsecs to Sscilinasy Seon ser Gi! ances. | 1 hereby affirm that 1 have reviewed my most recently filed 2015 Statement of Economic Intarest and that as | | of December 31, 2015, my responses continue to be true, correct, and complete fo the best of my knowledge | | ang belief. | 30% hate fi v.. N | ag lh bia, (A Leo i 3 Ici | mat . a——— | Slonature REA Bar | Djaxpon =~ rH 40 | Printed Name | ‘Submit SIGNED, ORIGINAL documents only. Do nat fax or email this farm. oo This entire document is a public record.

NORTH CAROLINA STATE ETHICS COMMISSION [meee oy Date Recowea: 4 ~~ 2016 STATEMENT OF ECONOMIC INTEREST NO CHANGE FORM or, Ig Fil + 02 THIS ENTIRE FORM MUST BE COMPLETED TO |=... © =7, IF LING LIGAT N FULFILL YOUR SEI FII IG OBLIGATIO! F— Loy on FILER'S NAVE (FIRST, MIDDLE, LAST) EE | prefix | First Name Middle Name | tosthame [sume | [REASON FOR FILING (SELECT AW TwAT APPLY) 1 { CI STATE GOVERNMENT JOB (Please specify the agency for Ia BOARD/COMMISSION (Please list complete name of all { | = which you work or re being cansigered State boards on which you are serving or are being | | | [RUDICIAL OFFICER (Please spay the office you hid) | [] LEGISLATOR (lease speciy House or Senate) | < no ENERCenty Sudo (ee Thee | AFFIRMATION | 1 afficm that the information provided in this Statement of Economic Interest and any attachments hereto are true, complete, and accurate to the best of my knowledge and beker, | Lalso certify that I have not transferred, and wil not transfer, any asset, interest, or property for the purpose of concealing It from disclosure while retaining an equRable interest. understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of the Confidential Form regarcing Unemancipated Children) are: public record. 1 acknowledge that I have read and understand N.C.G.S. 1384-26 regarding concealing or failing to disclose material information and N.C.G.S. 1334-27 regarding providing false iformetion: | § 1384-26. Concealing or fang to disclose material information. | fing person who knowingly conceals or knowingly (als to disclose information tha i required to be disclosed on | 3 Statement of econ interest under this Article all be gully of a Cass 1 misdemeanor and Sal be subject so | disciplinary action under G.5. 138A-45. 5 138427. Penalty fo fais Information. | fling person who provides faise Information on a staternent of economic Interest as required under this Article knowing that the information i false is guilty of a Class H felony and shall be subject 1 isciphany actor ster G.5. 136A45 1 hereby affirm that I have reviewed my most recently filed 2015 Statement of Economic interest and that as of December 31, 2015, my resporises continue to he true, correct, and complete to the beet of my Kowlenge. and veiet. Braglee (t J , . | Jey lm Cro, CE Alten 7k | Signature P ra — | Beaton Cwdig Beg i Ltd ory | wlle Ees Printed Name | Submit SIGNED, ORIGINAL documents only. Do not fax or email this form. EE J This entire document is a public record.

NORTH CAROLINA STATE ETHICS COMMISSION [meee oy Date Recowea: 4 ~~ 2016 STATEMENT OF ECONOMIC INTEREST NO CHANGE FORM or, Ig Fil + 02 THIS ENTIRE FORM MUST BE COMPLETED TO |=... © =7, IF LING LIGAT N FULFILL YOUR SEI FII IG OBLIGATIO! F— Loy on FILER'S NAVE (FIRST, MIDDLE, LAST) EE | prefix | First Name Middle Name | tosthame [sume | [REASON FOR FILING (SELECT AW TwAT APPLY) 1 { CI STATE GOVERNMENT JOB (Please specify the agency for Ia BOARD/COMMISSION (Please list complete name of all { | = which you work or re being cansigered State boards on which you are serving or are being | | | [RUDICIAL OFFICER (Please spay the office you hid) | [] LEGISLATOR (lease speciy House or Senate) | < no ENERCenty Sudo (ee Thee | AFFIRMATION | 1 afficm that the information provided in this Statement of Economic Interest and any attachments hereto are true, complete, and accurate to the best of my knowledge and beker, | Lalso certify that I have not transferred, and wil not transfer, any asset, interest, or property for the purpose of concealing It from disclosure while retaining an equRable interest. understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of the Confidential Form regarcing Unemancipated Children) are: public record. 1 acknowledge that I have read and understand N.C.G.S. 1384-26 regarding concealing or failing to disclose material information and N.C.G.S. 1334-27 regarding providing false iformetion: | § 1384-26. Concealing or fang to disclose material information. | fing person who knowingly conceals or knowingly (als to disclose information tha i required to be disclosed on | 3 Statement of econ interest under this Article all be gully of a Cass 1 misdemeanor and Sal be subject so | disciplinary action under G.5. 138A-45. 5 138427. Penalty fo fais Information. | fling person who provides faise Information on a staternent of economic Interest as required under this Article knowing that the information i false is guilty of a Class H felony and shall be subject 1 isciphany actor ster G.5. 136A45 1 hereby affirm that I have reviewed my most recently filed 2015 Statement of Economic interest and that as of December 31, 2015, my resporises continue to he true, correct, and complete to the beet of my Kowlenge. and veiet. Braglee (t J , . | Jey lm Cro, CE Alten 7k | Signature P ra — | Beaton Cwdig Beg i Ltd ory | wlle Ees Printed Name | Submit SIGNED, ORIGINAL documents only. Do not fax or email this form. EE J This entire document is a public record.

ss NORTH CAROLINA STATE ETHICS COMMISSION 15) Pa 2015 STATEMENT OF ECONOMIC INTEREST ee NO CHANGE FORM FILER'S NAVE (FIRST, MIDDLE, LAST) _ ~ First Name. iddie Name Last Namdll5 JUN <8 Ai 11: J puftix Bearto-s Crag ISA R) ] REASON FOR FILING (SELECT ALL THAT APPLY) CJ STATE GOVERNMENT J0B (Please specify the agency for | [] BOARD/COMMISSION (Please st complete name of all which you work or are being considered) ‘State boards on which you are serving or are being - considered BIUDICIAL OFFICER (Please specify the office you hold) | [] LEGISLATOR (Please specify House or Senate) Emeniemey S orion Come Tiree AFFIRMATION Laff tha the information provided in tis Statement of Economic Interest and any attachments hereto are true, complete, and accurate to the best of my knowieage and baler also certify that I have not transferred, and wil not transfer, any asset, nteres, o property for the purpose of concealing It from disclosure while retaining an equitable interest. 1 understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of the Confidential Form regarding Unemancipated Chidren) are publi record. Tacknowledge that I have read and understand N.C.G.S. 1384-26 regarding concealing or falling to disclose material information and N.C.G.S. 138A-27 regarding providing fise Information: 5 138A-26. Concealing or failing to disclose material information. A fling person who knowingly conceals or knowingly fails to disclose information that i required to be disclosed on a statement of economic interest under this Article shall be gully of a Ciass 1 misdemeanor and shall be subject to disciplinary action under G.5. 138A.45. § 1384-27. Penalty for false information. A filing person wh provides false information on a statement of economic interest a required under this Article knowing that the information s fale 5 gulty of a Cass H felony and shall be subject to disciplinary actin under GS. 1384.45. I hereby affirm that I have reviewed my most recently filed 2014 Statement of Economic Interest and that as of December 31, 2014, my responses continue £ be tru, correct, and complete to the best of my knowledge and belief. 1 Agree © Jeaxron Cgc Eres Tore 4 2045 PRONTO RIC = helS JoNe Joss Printed Name Bate 2 Do not fax or emall this form. This entire document is a public record.