North Carolina

Anthony Terrell Lathrop

12 filings · 2017–2025
Charlotte Regional TPO MPO (TAC)Transportation, Board of

Filings

2025 Transportation, Board of
Document text
The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10 STATE ETHICS COMMISSION 2025 STATEMENT OF ECONOMIC INTEREST ELECTRONIC FILING This entire form must be completed to fulfill your ethics filing obligation. Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Mr. Anthony Terrell Lathrop Current Employer Job Title Moore & Van Allen Member Nature or Type of Business Law Firm Reason For Filing (Complete all that apply.) Are you a CANDIDATE for elected office? ☐ Yes ☒ No If yes, for what position are you seeking election? (Specify name of office seeking in box below.) Do you currently hold this position? ☐ Yes ☐ No State Government Job or Post-Service Filer (Specify agency and position.) Board/Commission (List complete names of all State boards on which you are serving or are being considered.) Transportation, Board of Judicial Officer, Post-Service Filer, or Judicial Officer Appointee (Specify office.) Legislator, Post-Service Filer, or Appointee to Legislative Office (Specify House or Senate.) A. Do any immediate family members reside in your household? ☒ Yes ☐ No On this form, ”immediate family” includes your spouse (unless legally separated) and unemancipated children (minors under 18 years of age). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enlistment in the US military, or court order for emancipation. Full names of Adults and Emancipated Minors Relationship Employer Job Title Nature of Business Sarah Parrott Lathrop Spouse Reid's Grocery Gift Coordinator Grocer/caterer The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10 B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. List the full name of each minor child on the Confidential Form at the end. Initials of Unemancipated Minors Relationship Employer Job Title Nature of Business HL Child N/A Student College Student Property Interests 1. As of December 31, 2024, did you or any members of your immediate family: A. have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? ☒ Yes ☐ No Owner of Real Estate % Ownership Interest Location by City Location by County (Self plus Spouse) 100.00% Charlotte Mecklenburg B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? ☐ Yes ☒ No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe 2. At any time during 2023 or 2024, did you or any members of your immediate family sell or buy personal property worth $10,000 or more to or from the State of North Carolina? ☐ Yes ☒ No Name of Purchaser Name of Seller Type of Property The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10 Financial Interests 3. As of December 31, 2024, did you or any members of your immediate family own any of the following financial interests valued at $10,000 or more? List each company individually. A. Stock in a publicly owned company? ☐ Yes ☒ No ► Include stocks held individually of in a portfolio managed by a financial services company Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: 1. the fund is publicly traded or its assets are widely diversified; and 2. neither you nor an immediate family member are able to control the underlying assets. Owner of Interest Full Name of Company or ticker symbol B. Stock options in a company or business? ☐ Yes ☒ No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations. ☐ Yes ☒ No - If “No,” proceed to question 4. Owner of Interest Name of Company or Business Entity C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the names of any other companies or business entities in which the Primary Company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2024, were you or any members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controlled? Do not list assets held in blind trusts. See 2025 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” https://ethics.nc.gov/seis ☐ Yes ☒ No Name and Address of Trustee Description of the Trust Your Relationship to the Trust The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 5. As of December 31, 2024, did you any members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. Do not disclose the amount of the debt. ☒ Yes ☐ No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, etc.) Anthony Terrell Lathrop (Self) Commercial Bank 6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your immediate family during 2024. Include salary, wages, state/local government retirement income, professional fees, honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and federal tax returns. You must disclose your receipt of salary or wages from any governmental or private entity, including those already listed in response to other SEI questions. Do not include income received from the following sources: ► Capital gains ► Federal government retirement ► Military retirement ► Social security retirement, survivors, or disability benefits Recipient of Income Name of Person or Entity from Which Income Was Received Type of Business/Industry Type of Income (Self plus Spouse) Airbnb Property Rental Rental income Anthony Terrell Lathrop (Self) Moore & Van Allen PLLC Law Firm Salary Sarah Parrott Lathrop (Spouse) Reid's Grocery Grocer/Caterer Salary The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 Professional and Civic Relationships 7(a). During 2024, were you or any members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? ☒ Yes ☐ No - If “No,” proceed to question 8. ► Do NOT list State boards or entities, or entities created by local governments. ► Do NOT list organizations of which you are a mere member. Name of Person Position Name of Nonprofit Corporation or Organization Nature or Purpose of Organization Anthony Terrell Lathrop (Self) Board Member Wildacres Retreat Conference/Retreat Center Anthony Terrell Lathrop (Self) Board Member Knight Foundation (Charlotte Advisory Board) Charitable Foundation Anthony Terrell Lathrop (Self) Board Member Little Rock AME Zion Church Community Development Center Church - Community Center Sarah Parrott Lathrop (Spouse) Board Member UNC CH General Alumni Association Alumni Activities Sarah Parrott Lathrop (Spouse) Board Member Charlotte Assembly Social Activities 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business Charlotte Assembly None or Not Known Knight Foundation (Charlotte Advisory Board) None or Not Known Little Rock AME Zion Church Community Development Center None or Not Known UNC CH General Alumni Association None or Not Known Wildacres Retreat None or Not Known 8. During 2024, were you or any members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? ☐ Yes ☒ No ☐ Legislator/Judicial Officer -You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ►Do not list organizations of which you are only a member and do not serve in a leadership role. Name of Person Name of Society, Organization, or Advocacy Group Leadership Position (Director, Officer, Board Member) The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10 9(a). List the name of each for profit business with which you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2024. Name of Person Relationship to Filer Name of Company Role of Person Anthony Terrell Lathrop Self Moore & Van Allen PLLC Partner Sarah Parrott Lathrop Spouse Reids Grocery Employee 9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2024, briefly describe that activity. Name of Company or Business Entity Description of Business Activity with the State Moore & Van Allen PLLC None or Not Known Reids Grocery None or Not Known 10. Are you a practicing attorney? ☒ Yes ☐ No ☐ Judicial Officer/State Attorney/In House/Employee Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2024. ☒ Administrative ☒ Admiralty ☒ Corporate ☒ Criminal ☒ Decedent’s Estates ☒ Environmental ☒ Insurance ☒ Labor ☒ Local Government ☒ Real Property ☒ Securities ☒ Tax ☒ Tort litigation (including negligence) ☒ Utilities Regulation ☐ Other category not listed 11. During 2024, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? ☐ Yes ☒ No Type of Business Nature of Services Rendered The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 12. Are you or your employer, or any members of your immediate family, or their employers currently:  licensed by the State board or agency with which you are or will be associated or  regulated by the State board or agency with which you are or will be associated or  in a business relationship with the State board or agency with which you are or will be associated? ☐ Yes ☒ No ☐ Legislator/Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? ☐ Yes ☒ No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration Other Disclosures 14. During 2024, after you were appointed, employed, or filed or were nominated as a candidate, did you  receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,  when both you and those person(s) were outside North Carolina,  under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, all three conditions must apply ☐ Yes ☒ No ► Do not report gifts given by members of your extended family. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10 15. During 2024, after you were appointed, employed, or filed or were nominated as a candidate, did you  accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting together,  when those person(s) were outside North Carolina? To answer Yes, both conditions must apply A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. ☐ Yes ☒ No ☐ Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” ► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member, participant, or affiliate. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value 16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of State member? Council of State members are: ► Governor ► Lt. Governor ► Secretary of State ► State Auditor ► State Treasurer ► Superintendent of Public Instruction ► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor ► Commissioner of Insurance ☒ Yes ☐ No If “Yes,” list all contributions you made in 2024 with a cumulative total of more than $1,000 to the Council of State member who appointed you. Do not include contributions from immediate family members. ► Contributions are defined broadly in N.C.G.S. 163-278.6(6) and include “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to No Contributions The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards:  ABC Commission  Coastal Resources Commission  State Board of Education  State Board of Elections  Division of Employment Security  Environmental Management Commission  Industrial Commission  Human Resources Commission  Rules Review Commission  Board of Transportation  Utilities Commission  Wildlife Resources Commission ☒ Yes ☐ No If “No,” proceed to question 18. d. If yes, were you appointed or are you being considered for appointment to that position by a Council of State member? ☒ Yes ☐ No If “No,” proceed to question 18. Governor e. If yes, you must indicate whether during 2024 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ☒ Yes ☐ No ii. Hosted a fundraiser at your residence or place of business? ☒ Yes ☐ No iii. Volunteered for campaign-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? ☐ Yes ☒ No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of expungement? ☐ Yes ☒ No Offense Date of Conviction County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? ☐ Yes ☒ No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10 Affirmation The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding Unemancipated Children are public records. I have read and understand the following statutes: N.C.G.S. § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary action under G.S. 138A-45. N.C.G.S. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 04/14/2025 Signature Date Anthony Terrell Lathrop Printed Name
2024 Transportation, Board of
Document text
The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10 STATE ETHICS COMMISSION 2024 STATEMENT OF ECONOMIC INTEREST ELECTRONIC FILING This entire form must be completed to fulfill your ethics filing obligation. Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Mr. Anthony Terrell Lathrop Current Employer Job Title Moore & Van Allen Member Nature or Type of Business Law Firm Reason For Filing (Complete all that apply.) Are you a CANDIDATE for elected office? ☐ Yes ☒ No If yes, for what position are you seeking election? (Specify name of office seeking in box below.) Do you currently hold this position? ☐ Yes ☐ No State Government Job (Specify agency and position.) Board/Commission (List complete names of all State boards on which you are serving or are being considered.) Transportation, Board of Judicial Officer or Judicial Officer Appointee(Specify office.) Legislator or Appointee to Legislative Office(Specify House or Senate.) A. Do any immediate family members reside in your household? ☒ Yes ☐ No On this form, ”immediate family” includes your spouse (unless legally separated) and unemancipated children (minors under 18 years of age). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enlistment in the US military, or court order for emancipation. Full names of Adults and Emancipated Minors Relationship Employer Job Title Nature of Business Sarah Parrott Lathrop Spouse Reid's Grocery Gift Coordinator Grocer/caterer Anthony Terrell Lathrop JR Child DEC Associates, Inc. Public Finance Consulting Associate Municipal Bond Advisory Firm The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10 B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. List the full name of each minor child on the Confidential Form at the end. Initials of Unemancipated Minors Relationship Employer Job Title Nature of Business HL Child N/A Student College Student Property Interests 1. As of December 31, 2023, did you or any members of your immediate family: A. have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? ☒ Yes ☐ No Owner of Real Estate % Ownership Interest Location by City Location by County (Self plus Spouse) 100.00% Charlotte Mecklenburg B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? ☐ Yes ☒ No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe 2. At any time during 2022 or 2023, did you or any members of your immediate family sell or buy personal property worth $10,000 or more to or from the State of North Carolina? ☐ Yes ☒ No Name of Purchaser Name of Seller Type of Property The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10 Financial Interests 3. As of December 31, 2023, did you or any members of your immediate family own any of the following financial interests valued at $10,000 or more? List each company individually. A. Stock in a publicly owned company? ☒ Yes ☐ No ► Include stocks held individually of in a portfolio managed by a financial services company Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: 1. the fund is publicly traded or its assets are widely diversified; and 2. neither you nor an immediate family member are able to control the underlying assets. Owner of Interest Full Name of Company or ticker symbol Anthony Terrell Lathrop JR (Child) Truist Bank B. Stock options in a company or business? ☐ Yes ☒ No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations. ☐ Yes ☒ No - If “No,” proceed to question 4. Owner of Interest Name of Company or Business Entity C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the names of any other companies or business entities in which the Primary Company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2023, were you or any members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controlled? Do not list assets held in blind trusts. See 2024 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” https://ethics.nc.gov/seis ☐ Yes ☒ No Name and Address of Trustee Description of the Trust Your Relationship to the Trust The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 5. As of December 31, 2023, did you any members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. Do not disclose the amount of the debt. ☒ Yes ☐ No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, etc.) Anthony Terrell Lathrop (Self) Commercial Bank Anthony Terrell Lathrop JR (Child) Commercial Bank 6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your immediate family during 2023. Include salary, wages, state/local government retirement income, professional fees, honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and federal tax returns. You must disclose your receipt of salary or wages from any governmental or private entity, including those already listed in response to other SEI questions. Do not include income received from the following sources: ► Capital gains ► Federal government retirement ► Military retirement ► Social security retirement, survivors, or disability benefits Recipient of Income Name of Person or Entity from Which Income Was Received Type of Business/Industry Type of Income (Self plus Spouse) Airbnb Property Rental Rental income Anthony Terrell Lathrop (Self) Moore & Van Allen PLLC Law Firm Salary Sarah Parrott Lathrop (Spouse) Reid's Grocery Grocer/Caterer Salary Anthony Terrell Lathrop JR (Child) Truist Bank Commercial Bank Salary The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 Professional and Civic Relationships 7(a). During 2023, were you or any members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? ☒ Yes ☐ No - If “No,” proceed to question 8. ► Do NOT list State boards or entities, or entities created by local governments. ► Do NOT list organizations of which you are a mere member. Name of Person Position Name of Nonprofit Corporation or Organization Nature or Purpose of Organization Anthony Terrell Lathrop (Self) Board Member Wildacres Retreat Conference/Retreat Center Anthony Terrell Lathrop (Self) Board Member Knight Foundation (Charlotte Advisory Board) Charitable Foundation Anthony Terrell Lathrop (Self) Board Member Little Rock AME Zion Church Community Development Center Church - Community Center Sarah Parrott Lathrop (Spouse) Board Member UNC CH General Alumni Association Alumni Activities Sarah Parrott Lathrop (Spouse) Board Member Charlotte Assembly Social Activities 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business Charlotte Assembly None or Not Known Knight Foundation (Charlotte Advisory Board) None or Not Known Little Rock AME Zion Church Community Development Center None or Not Known UNC CH General Alumni Association None or Not Known Wildacres Retreat None or Not Known 8. During 2023, were you or any members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? ☐ Yes ☒ No ☐ Legislator/Judicial Officer -You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ►Do not list organizations of which you are only a member and do not serve in a leadership role. Name of Person Name of Society, Organization, or Advocacy Group Leadership Position (Director, Officer, Board Member) The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10 9(a). List the name of each for profit business with which you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2023. Name of Person Relationship to Filer Name of Company Role of Person Anthony Terrell Lathrop Self Moore & Van Allen PLLC Partner Sarah Parrott Lathrop Spouse Reids Grocery Employee Anthony Terrell Lathrop JR Child Truist Bank Employee 9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2023, briefly describe that activity. Name of Company or Business Entity Description of Business Activity with the State Moore & Van Allen PLLC None or Not Known Reids Grocery None or Not Known Truist Bank None or Not Known 10. Are you a practicing attorney? ☒ Yes ☐ No ☐ Judicial Officer/State Attorney/In House/Employee Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2023. ☒ Administrative ☒ Admiralty ☒ Corporate ☒ Criminal ☒ Decedent’s Estates ☒ Environmental ☒ Insurance ☒ Labor ☒ Local Government ☒ Real Property ☒ Securities ☒ Tax ☒ Tort litigation (including negligence) ☒ Utilities Regulation ☐ Other category not listed 11. During 2023, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? ☐ Yes ☒ No Type of Business Nature of Services Rendered The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 12. Are you or your employer, or any members of your immediate family, or their employers currently:  licensed by the State board or agency with which you are or will be associated or  regulated by the State board or agency with which you are or will be associated or  in a business relationship with the State board or agency with which you are or will be associated? ☐ Yes ☒ No ☐ Legislator/Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? ☐ Yes ☒ No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration Other Disclosures 14. During 2023, after you were appointed, employed, or filed or were nominated as a candidate, did you  receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,  when both you and those person(s) were outside North Carolina,  under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, all three conditions must apply ☐ Yes ☒ No ► Do not report gifts given by members of your extended family. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10 15. During 2023, after you were appointed, employed, or filed or were nominated as a candidate, did you  accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting together,  when those person(s) were outside North Carolina? To answer Yes, both conditions must apply A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. ☐ Yes ☒ No ☐ Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” ► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member, participant, or affiliate. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value 16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of State member? Council of State members are: ► Governor ► Lt. Governor ► Secretary of State ► State Auditor ► State Treasurer ► Superintendent of Public Instruction ► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor ► Commissioner of Insurance ☒ Yes ☐ No If “Yes,” list all contributions you made in 2023 with a cumulative total of more than $1,000 to the Council of State member who appointed you. Do not include contributions from immediate family members. ► Contributions are defined broadly in N.C.G.S. 163-278.6(6) and include “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to No Contributions The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards:  ABC Commission  Coastal Resources Commission  State Board of Education  State Board of Elections  Division of Employment Security  Environmental Management Commission  Industrial Commission  Human Resources Commission  Rules Review Commission  Board of Transportation  Utilities Commission  Wildlife Resources Commission ☒ Yes ☐ No If “No,” proceed to question 18. d. If yes, were you appointed or are you being considered for appointment to that position by a Council of State member? ☒ Yes ☐ No If “No,” proceed to question 18. Governor e. If yes, you must indicate whether during 2023 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ☐ Yes ☒ No ii. Hosted a fundraiser at your residence or place of business? ☐ Yes ☒ No iii. Volunteered for campaign-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? ☐ Yes ☒ No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of expungement? ☐ Yes ☒ No Offense Date of Conviction County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? ☐ Yes ☒ No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10 Affirmation The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding Unemancipated Children are public records. I have read and understand the following statutes: N.C.G.S. § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary action under G.S. 138A-45. N.C.G.S. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 04/15/2024 Signature Date Anthony Terrell Lathrop Printed Name
2023 Transportation, Board of
Document text
The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10 STATE ETHICS COMMISSION 2023 STATEMENT OF ECONOMIC INTEREST ELECTRONIC FILING This entire form must be completed to fulfill your ethics filing obligation. Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Anthony Terrell Lathrop Current Employer Job Title Moore & Van Allen Member Nature or Type of Business Law Firm Reason For Filing (Complete all that apply.) Are you a CANDIDATE for elected office? ☐ Yes ☒ No If yes, for what position are you seeking election? (Specify name of office seeking in box below.) Do you currently hold this position? ☐ Yes ☐ No State Government Job (Specify agency and position.) Board/Commission (List complete names of all State boards on which you are serving or are being considered.) Transportation, Board of Judicial Officer or Filing Post-Service (Specify office.) Legislator or Filing Post-Service(Specify House or Senate.) A. Do any immediate family members reside in your household? ☒ Yes ☐ No On this form, ”immediate family” includes your spouse (unless legally separated) and unemancipated children (minors under 18 years of age). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enlistment in the US military, or court order for emancipation. Full names of Adults and Emancipated Minors Relationship Employer Job Title Nature of Business Sarah Parrott Lathrop Spouse Reid's Grocery Gift Coordinator Grocer/caterer The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10 B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. List the full name of each minor child on the Confidential Form at the end. Initials of Unemancipated Minors Relationship Employer Job Title Nature of Business HL Child N/A Student College Student Property Interests 1. As of December 31, 2022, did you or any members of your immediate family: A. have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? ☒ Yes ☐ No Owner of Real Estate % Ownership Interest Location by City Location by County (Self plus Spouse) 100.00% Charlotte Mecklenburg B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? ☐ Yes ☒ No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe 2. At any time during 2021 or 2022, did you or any members of your immediate family sell or buy personal property worth $10,000 or more to or from the State of North Carolina? ☐ Yes ☒ No Name of Purchaser Name of Seller Type of Property The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10 Financial Interests 3. As of December 31, 2022, did you or any members of your immediate family own any of the following financial interests valued at $10,000 or more? List each company individually. A. Stock in a publicly owned company? ☐ Yes ☒ No ►Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: 1. the fund is publicly traded or its assets are widely diversified; and 2. neither you nor an immediate family member are able to control the underlying assets. Owner of Interest Full Name of Company or ticker symbol B. Stock options in a company or business? ☐ Yes ☒ No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations. ☐ Yes ☒ No - If “No,” proceed to question 4. Owner of Interest Name of Company or Business Entity C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the names of any other companies or business entities in which the Primary Company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2022, were you or any members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controlled? Do not list assets held in blind trusts. See 2023 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” https://ethics.nc.gov/seis ☐ Yes ☒ No Name and Address of Trustee Description of the Trust Your Relationship to the Trust The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 5. As of December 31, 2022, did you any members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. Do not disclose the amount of the debt. ☒ Yes ☐ No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, etc.) Anthony Terrell Lathrop (Self) Commercial Bank 6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your immediate family during 2022. Include salary, wages, state/local government retirement income, professional fees, honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and federal tax returns. You must disclose your receipt of salary or wages from any governmental or private entity, including those already listed in response to other SEI questions. Do not include income received from the following sources: ► Capital gains ► Federal government retirement ► Military retirement ► Social security retirement, suvivors, or disability benefits Recipient of Income Name of Source Type of Business/Industry Type of Income Anthony Terrell Lathrop (Self) Moore & Van Allen PLLC Law Firm Salary Sarah Parrott Lathrop (Spouse) Reid's Grocery Grocer/Caterer Salary The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 Professional and Civic Relationships 7(a). During 2022, were you or any members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? ☒ Yes ☐ No - If “No,” proceed to question 8. ► Do NOT list State boards or entities, or entities created by local governments. ► Do NOT list organizations of which you are a mere member. Name of Person Position Name of Nonprofit Corporation or Organization Nature or Purpose of Organization Anthony Terrell Lathrop (Self) Board Member Wildacres Retreat Conference/Retreat Center Anthony Terrell Lathrop (Self) Board Member Knight Foundation (Charlotte Advisory Board) Charitable Foundation Anthony Terrell Lathrop (Self) Board Member Little Rock AME Zion Church Community Development Center Church - Community Center Sarah Parrott Lathrop (Spouse) Board Member UNC CH General Alumni Association Alumni Activities Sarah Parrott Lathrop (Spouse) Board Member Charlotte Assembly Social Activities 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business Charlotte Assembly None or Not Known Knight Foundation (Charlotte Advisory Board) None or Not Known Little Rock AME Zion Church Community Development Center None or Not Known UNC CH General Alumni Association None or Not Known Wildacres Retreat None or Not Known 8. During 2022, were you or any members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? ☐ Yes ☒ No ☐ Legislator/Judicial Officer -You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ►Do not list organizations of which you are only a member and do not serve in a leadership role. Name of Person Name of Society, Organization, or Advocacy Group Leadership Position (Director, Officer, Board Member) The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10 9(a). List the name of each for profit business with which you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2022. Name of Person Relationship to Filer Name of Company Role of Person Anthony Terrell Lathrop Self Moore & Van Allen PLLC Partner Sarah Parrott Lathrop Spouse Reids Grocery Employee 9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2022, briefly describe that activity. Name of Company or Business Entity Description of Business Activity with the State Moore & Van Allen PLLC None or Not Known Reids Grocery None or Not Known 10. Are you a practicing attorney? ☒ Yes ☐ No ☐ Judicial Officer/State Attorney/In House/Employee Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2022. ☒ Administrative ☒ Admiralty ☒ Corporate ☒ Criminal ☒ Decedent’s Estates ☒ Environmental ☒ Insurance ☒ Labor ☒ Local Government ☒ Real Property ☒ Securities ☒ Tax ☒ Tort litigation (including negligence) ☒ Utilities Regulation ☐ Other category not listed 11. During 2022, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? ☐ Yes ☒ No Type of Business Nature of Services Rendered The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 12. Are you or your employer, or any members of your immediate family, or their employers currently:  licensed by the State board or agency with which you are or will be associated or  regulated by the State board or agency with which you are or will be associated or  in a business relationship with the State board or agency with which you are or will be associated? ☐ Yes ☒ No ☐ Legislator/Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? ☐ Yes ☒ No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration Other Disclosures 14. During 2022, after you were appointed, employed, or filed or were nominated as a candidate, did you  receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,  when both you and those person(s) were outside North Carolina,  under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, all three conditions must apply ☐ Yes ☒ No ► Do not report gifts given by members of your extended family. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10 15. During 2022, after you were appointed, employed, or filed or were nominated as a candidate, did you  accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting together,  when those person(s) were outside North Carolina? To answer Yes, both conditions must apply A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. ☐ Yes ☒ No ☐ Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” ► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member, participant, or affiliate. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value 16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of State member? Council of State members are: ► Governor ► Lt. Governor ► Secretary of State ► State Auditor ► State Treasurer ► Superintendent of Public Instruction ► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor ► Commissioner of Insurance ☒ Yes ☐ No If “Yes,” list all contributions you made in 2022 with a cumulative total of more than $1,000 to the Council of State member who appointed you. Do not include contributions from immediate family members. ► Contributions are defined broadly in N.C.G.S. 163-278.6(6) and include “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to 04/04/2022 $5,600.00 Roy Cooper (Governor) The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards:  ABC Commission  Coastal Resources Commission  State Board of Education  State Board of Elections  Division of Employment Security  Environmental Management Commission  Industrial Commission  Human Resources Commission  Rules Review Commission  Board of Transportation  Utilities Commission  Wildlife Resources Commission ☒ Yes ☐ No If “No,” proceed to question 18. d. If so, were you appointed or are you being considered for appointment to that position by a Council of State member? ☒ Yes ☐ No If “No,” proceed to question 18. Governor e. If so, you must indicate whether during 2022 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ☒ Yes ☐ No ii. Hosted a fundraiser at your residence or place of business? ☒ Yes ☐ No iii. Volunteered for campaign-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? ☐ Yes ☒ No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of expungement? ☐ Yes ☒ No Offense Date of Conviction County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? ☐ Yes ☒ No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10 Affirmation The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding Unemancipated Children are public records. I have read and understand the following statutes: N.C.G.S. § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary action under G.S. 138A-45. N.C.G.S. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 04/11/2023 Signature Date Anthony Terrell Lathrop Printed Name
2022 Transportation, Board of
Document text
The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10 STATE ETHICS COMMISSION 2022 STATEMENT OF ECONOMIC INTEREST ELECTRONIC FILING This entire form must be completed to fulfill your ethics filing obligation. Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Anthony Terrell Lathrop Current Employer Job Title Moore & Van Allen Member Nature or Type of Business Law Firm Reason For Filing (Complete all that apply.) Are you a CANDIDATE for elected office? ☐ Yes ☒ No If yes, for what position are you seeking election? (Specify name of office seeking in box below.) Do you currently hold this position? ☐ Yes ☐ No State Government Job (Specify agency and position.) Board/Commission (List complete names of all State boards on which you are serving or are being considered.) Transportation, Board of Judicial Officer (Specify office.) Legislator (Specify House or Senate.) A. Do other immediate family members reside in your household? ☒ Yes ☐ No On this form, ”immediate family” includes your spouse (unless legally separated). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enlistment in the US military, or court order for emancipation. Full names of Adults and Emancipated Minors Relationship Employer Job Title Nature of Business Sarah Parrott Lathrop Spouse Reid's Grocery Gift Coordinator Grocer/caterer The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10 B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. List the full name of each minor child on the Confidential Form at the end. Initials of Unemancipated Minors Relationship Employer Job Title Nature of Business HL Child N/A Student High School Student Property Interests 1. As of December 31, 2021, did you or any members of your immediate family: A. have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? ☒ Yes ☐ No Owner of Real Estate % Ownership Interest Location by City Location by County (Self plus Spouse) 100.00% Charlotte Mecklenburg B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? ☐ Yes ☒ No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe 2. At any time during 2020 or 2021, did you or any members of your immediate family sell to or buy from the State of North Carolina personal property worth $10,000 or more? ☐ Yes ☒ No Name of Purchaser Name of Seller Type of Property The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10 Financial Interests 3. As of December 31, 2021, did you or any members of your immediate family own any of the following financial interests valued at $10,000 or more? List each company individually. A. Stock in a publicly owned company? ☐ Yes ☒ No ►Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: 1. the fund is publicly traded or its assets are widely diversified; and 2. neither you nor an immediate family member are able to control the underlying assets. Owner of Interest Full Name of Company or ticker symbol B. Stock options in a company or business? ☐ Yes ☒ No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations. ☐ Yes ☒ No - If “No,” proceed to question 4. Owner of Interest Name of Company or Business Entity C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the names of any other companies or business entities in which the Primary Company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2021, were you or any members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controlled? Do not list assets held in blind trusts. See 2022 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” https://ethics.nc.gov ☐ Yes ☒ No Name and Address of Trustee Description of the Trust Your Relationship to the Trust The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 5. As of December 31, 2021, did you any members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. ☒ Yes ☐ No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, etc.) Anthony Terrell Lathrop (Self) Commercial Bank 6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your immediate family during 2021. Include salary, wages, state/local government retirement income, professional fees, honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and federal tax returns. Please remember to disclose your receipt of salary or wages from any governmental or private entity. Do not include income received from the following sources: ► Capital gains ► Federal government retirement ► Military retirement ► Social security income/SSDI Recipient of Income Name of Source Type of Business/Industry Type of Income Anthony Terrell Lathrop (Self) Moore & Van Allen PLLC Law Firm Salary Sarah Parrott Lathrop (Spouse) Reid's Grocery Grocer/Caterer Salary The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 Professional and Civic Relationships 7(a). During 2021, were you or any members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? ☒ Yes ☐ No - If “No,” proceed to question 8. ► Do not list State boards or entities. ► Do not list organizations of which you are a mere member. Name of Person Position Name of Nonprofit Corporation or Organization Nature or Purpose of Organization Anthony Terrell Lathrop (Self) Board Member Wildacres Retreat Conference/Retreat Center Anthony Terrell Lathrop (Self) Board Member Knight Foundation (Charlotte Advisory Board) Charitable Foundation Anthony Terrell Lathrop (Self) Board Member Little Rock AME Zion Church Community Development Center Church - Community Center Sarah Parrott Lathrop (Spouse) Board Member UNC CH General Alumni Association Alumni Activities Sarah Parrott Lathrop (Spouse) Board Member Charlotte Assembly Social Activities 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business Charlotte Assembly None or Not Known Knight Foundation (Charlotte Advisory Board) None or Not Known Little Rock AME Zion Church Community Development Center None or Not Known UNC CH General Alumni Association None or Not Known Wildacres Retreat None or Not Known 8. During 2021, were you or any members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? ☐ Yes ☒ No ☐ Legislator/Judicial Officer -You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ►Do not list organizations of which you are only a member and do not serve in a leadership role. Name of Person Name of Society, Organization, or Advocacy Group Leadership Position (Director, Officer, Board Member) The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10 9(a). List the name of each business with which you were associated where you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2021. Name of Person Relationship to Filer Name of Company Role of Person Anthony Terrell Lathrop Self Moore & Van Allen PLLC Partner Sarah Parrott Lathrop Spouse Reids Grocery Employee 9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2021, briefly describe that activity. Name of Company or Business Entity Description of Business Activity with the State Moore & Van Allen PLLC None or Not Known Reids Grocery None or Not Known 10. Are you a practicing attorney? ☒ Yes ☐ No ☐ Judicial Officer/State Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2021. ☒ Administrative ☒ Admiralty ☒ Corporate ☒ Criminal ☒ Decedent’s Estates ☒ Environmental ☒ Insurance ☒ Labor ☒ Local Government ☒ Real Property ☒ Securities ☒ Tax ☒ Tort litigation (including negligence) ☒ Utilities Regulation ☐ Other category not listed 11. During 2021, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? ☐ Yes ☒ No Type of Business Nature of Services Rendered The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 12. Are you or your employer, or any members of your immediate family, or their employers currently:  licensed by the State board or agency with which you are or will be associated or  regulated by the State board or agency with which you are or will be associated or  in a business relationship with the State board or agency with which you are or will be associated? ☐ Yes ☒ No ☐ Legislator/Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? ☐ Yes ☒ No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration Other Disclosures 14. During 2021, after you were appointed, employed, or filed or were nominated as a candidate, did you  receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,  when both you and those person(s) were outside North Carolina,  under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, all three conditions must apply ☐ Yes ☒ No ► Do not report gifts given by members of your extended family. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10 15. During 2021, after you were appointed, employed, or filed or were nominated as a candidate, did you  accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting together,  when those person(s) were outside North Carolina? To answer Yes, both conditions must apply A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. ☐ Yes ☒ No ☐ Judicial Officer - You are not required to complete this question if you are filing solely because you are a legislator or judicial officer or as a candidate or appointee to those offices. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” ► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member, participant, or affiliate. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value 16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of State member? Council of State members are: ► Governor ► Lt. Governor ► Secretary of State ► State Auditor ► State Treasurer ► Superintendent of Public Instruction ► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor ► Commissioner of Insurance ☒ Yes ☐ No If “Yes,” list all contributions you made in 2021 with a cumulative total of more than $1,000 to the Council of State member who appointed you. Do not include contributions from immediate family members. ► Contributions are defined broadly in N.C.G.S. 163-278.6(6) and include “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to No Contributions The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards:  ABC Commission  Coastal Resources Commission  State Board of Education  State Board of Elections  Division of Employment Security  Environmental Management Commission  Industrial Commission  Human Resources Commission  Rules Review Commission  Board of Transportation  Utilities Commission  Wildlife Resources Commission ☒ Yes ☐ No If “No,” proceed to question 18. d. If so, were you appointed or are you being considered for appointment to that position by a Council of State member? ☒ Yes ☐ No If “No,” proceed to question 18. Governor e. If so, you must indicate whether during 2021 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ☐ Yes ☒ No ii. Hosted a fundraiser at your residence or place of business? ☐ Yes ☒ No iii. Volunteered for campaign-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? ☐ Yes ☒ No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of expungement? ☐ Yes ☒ No Offense Date of Conviction County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? ☐ Yes ☒ No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10 Affirmation The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding Unemancipated Children are public records. I have read and understand the following statutes: N.C.G.S. § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary action under G.S. 138A-45. N.C.G.S. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 04/15/2022 Signature Date Anthony Terrell Lathrop Printed Name
2021 Transportation, Board of
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The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10 STATE ETHICS COMMISSION 2021 STATEMENT OF ECONOMIC INTEREST ELECTRONIC FILING This entire form must be completed to fulfill your ethics filing obligation. Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Anthony Terrell Lathrop Current Employer Job Title Moore & Van Allen Member Nature or Type of Business Law Firm Reason For Filing (Complete all that apply.) State Government Job (Specify agency and position.) Board/Commission (List complete names of all State boards on which you are serving or are being considered.) Transportation, Board of Judicial Officer (Specify office.) Legislator (Specify House or Senate.) A. Do other immediate family members reside in your household? ☒ Yes ☐ No On this form, ”immediate family” includes your spouse (unless legally separated). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enlistment in the US military, or court order for emancipation. Full names of Adults and Emancipated Minors Relationship Employer Job Title Nature of Business Sarah Parrott Lathrop Spouse Reid's Grocery Gift Coordinator Grocer/caterer Anthony Terrell Lathrop JR Child N/A College Student College Student The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10 B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. List the full name of each minor child on the Confidential Form at the end. Initials of Unemancipated Minors Relationship Employer Job Title Nature of Business HL Child N/A Student High School Student Property Interests 1. As of December 31, 2020, did you or any members of your immediate family: A. have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? ☒ Yes ☐ No Owner of Real Estate % Ownership Interest Location by City Location by County (Self plus Spouse) 100.00% Charlotte Mecklenburg B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? ☐ Yes ☒ No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe 2. At any time during 2019 or 2020, did you or any members of your immediate family sell to or buy from the State of North Carolina personal property worth $10,000 or more? ☐ Yes ☒ No Name of Purchaser Name of Seller Type of Property The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10 Financial Interests 3. As of December 31, 2020, did you or any members of your immediate family own any of the following financial interests valued at $10,000 or more? List each company individually. A. Stock in a publicly owned company? ☒ Yes ☐ No ►Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: 1. the fund is publicly traded or its assets are widely diversified; and 2. neither you nor an immediate family member are able to control the underlying assets. Owner of Interest Full Name of Company or ticker symbol Anthony Terrell Lathrop JR (Child) Apple, Inc. B. Stock options in a company or business? ☐ Yes ☒ No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations. ☐ Yes ☒ No - If “No,” proceed to question 4. Owner of Interest Name of Company or Business Entity C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the names of any other companies or business entities in which the Primary Company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2020, were you or any members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controlled? Do not list assets held in blind trusts. See 2021 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” https://ethics.nc.gov ☐ Yes ☒ No Name and Address of Trustee Description of the Trust Your Relationship to the Trust The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 5. As of December 31, 2020, did you any members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. ☒ Yes ☐ No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, etc.) Anthony Terrell Lathrop (Self) Commercial Bank 6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your immediate family during 2020. Include salary, wages, state/local government retirement income, professional fees, honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and federal tax returns. Please remember to disclose your receipt of salary or wages from any governmental or private entity. Do not include income received from the following sources: ► Capital gains ► Federal government retirement ► Military retirement ► Social security income/SSDI Recipient of Income Name of Source Type of Business/Industry Type of Income Anthony Terrell Lathrop (Self) Moore & Van Allen PLLC Law Firm Salary Sarah Parrott Lathrop (Spouse) Reid's Grocery Grocer/Caterer Salary Anthony Terrell Lathrop JR (Child) Truist Bank Bank Salary The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 Professional and Civic Relationships 7(a). During 2020, were you or any members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? ☒ Yes ☐ No - If “No,” proceed to question 8. ► Do not list State boards or entities. ► Do not list organizations of which you are a mere member. Name of Person Position Name of Nonprofit Corporation or Organization Nature or Purpose of Organization Anthony Terrell Lathrop (Self) Board Member Wildacres Retreat Conference/Retreat Center Anthony Terrell Lathrop (Self) Board Member Knight Foundation (Charlotte Advisory Board) Charitable Foundation Anthony Terrell Lathrop (Self) Board Member Little Rock AME Zion Church Community Development Center Church - Community Center 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business Knight Foundation (Charlotte Advisory Board) None or Not Known Little Rock AME Zion Church Community Development Center None or Not Known Wildacres Retreat None or Not Known 8. During 2020, were you or any members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? ☐ Yes ☒ No ☐ Legislator/Judicial Officer - You are not required to complete this question if you are filing because you are a legislator or judicial officer or you are filing as an appointee to one of those offices. ►Do not list organizations of which you are only a member and do not serve in a leadership role. Name of Person Name of Society, Organization, or Advocacy Group Leadership Position (Director, Officer, Board Member) The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10 9(a). List the name of each business with which you were associated where you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2020. Name of Person Relationship to Filer Name of Company Role of Person Anthony Terrell Lathrop Self Moore & Van Allen PLLC Partner Sarah Parrott Lathrop Spouse Reids Grocery Employee 9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2020, briefly describe that activity. Name of Company or Business Entity Description of Business Activity with the State Moore & Van Allen PLLC None or Not Known Reids Grocery None or Not Known 10. Are you a practicing attorney? ☒ Yes ☐ No ☐ Judicial Officer/State Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2020. ☒ Administrative ☒ Admiralty ☒ Corporate ☒ Criminal ☒ Decedent’s Estates ☒ Environmental ☒ Insurance ☒ Labor ☒ Local Government ☒ Real Property ☒ Securities ☒ Tax ☒ Tort litigation (including negligence) ☒ Utilities Regulation ☐ Other category not listed 11. During 2020, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? ☐ Yes ☒ No Type of Business Nature of Services Rendered The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 12. Are you or your employer, or any members of your immediate family, or their employers currently:  licensed by the State board or agency with which you are or will be associated or  regulated by the State board or agency with which you are or will be associated or  in a business relationship with the State board or agency with which you are or will be associated? ☐ Yes ☒ No ☐ Legislator/Judicial Officer - You are not required to complete this question if you are filing because you are a legislator or a judicial officer or you are filing as an appointee to one of those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? ☐ Yes ☒ No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration Other Disclosures 14. During 2020, after you were appointed, employed, or filed or were nominated as a candidate, did you  receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,  when both you and those person(s) were outside North Carolina,  under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, all three conditions must apply ☐ Yes ☒ No ► Do not report gifts given by members of your extended family. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10 15. During 2020, after you were appointed, employed, or filed or were nominated as a candidate, did you  accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting together,  when those person(s) were outside North Carolina? To answer Yes, both conditions must apply A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. ☐ Yes ☒ No ☐ Judicial Officer - You are not required to complete this question if you are a judicial officer or you are filing as a judicial officer appointee. ► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.” ► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member, participant, or affiliate. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value 16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of State member? Council of State members are: ► Governor ► Lt. Governor ► Secretary of State ► State Auditor ► State Treasurer ► Superintendent of Public Instruction ► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor ► Commissioner of Insurance ☒ Yes ☐ No If “Yes,” list all contributions you made in 2020 with a cumulative total of more than $1,000 to the Council of State member who appointed you. Do not include contributions from immediate family members. ► Contributions are defined broadly in N.C.G.S. 163-278.6(6) and include “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to 03/31/2020 $1,000.00 Governor Cooper (Governor) 05/18/2020 $500.00 Governor Cooper (Governor) 06/30/2020 $2,700.00 Governor Cooper (Governor) 07/29/2020 $1,200.00 Governor Cooper (Governor) The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards:  ABC Commission  Coastal Resources Commission  State Board of Education  State Board of Elections  Division of Employment Security  Environmental Management Commission  Industrial Commission  Human Resources Commission  Rules Review Commission  Board of Transportation  Utilities Commission  Wildlife Resources Commission ☒ Yes ☐ No If “No,” proceed to question 18. d. If so, were you appointed or are you being considered for appointment to that position by a Council of State member? ☒ Yes ☐ No If “No,” proceed to question 18. Governor e. If so, you must indicate whether during 2020 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ☒ Yes ☐ No ii. Hosted a fundraiser at your residence or place of business? ☐ Yes ☒ No iii. Volunteered for campaign-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? ☐ Yes ☒ No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of expungement? ☐ Yes ☒ No Offense Date of Conviction County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? ☐ Yes ☒ No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10 Affirmation The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding Unemancipated Children are public records. I have read and understand the following statutes: N.C.G.S. § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary action under G.S. 138A-45. N.C.G.S. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 04/15/2021 Signature Date Anthony Terrell Lathrop Printed Name
2020 Transportation, Board of
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This entire document is a public record. STATE ETHICS COMMISSION 2020 STATEMENT OF ECONOMIC INTEREST NO-CHANGE FORM This entire form must be completed to fulfill your ethics filing obligation. FOR STAFF USE ONLY Date Received: Checked for completion ______ Scanned _______ Date______ Entered in DB ____by______ Filer’s Name (First, Middle, Last) Prefix First Name Middle Name Last Name Suffix Anthony Terrell Lathrop Reason for Filing (Complete all that apply.) State Government Job (Specify agency and position.) Board/Commission (List the complete names of all State boards on which you are serving or are being considered.) Transportation, Board of Judicial Officer (Specify office.) Legislator (Specify House or Senate.) AFFIRMATION The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate to the best of my knowledge and belief. I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments except for the Confidential Form Regarding Unemancipated Children public records. I have read and understand the following statutes: N.C.G.S. § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and . . . subject to disciplinary action under G.S. 138A-45. N.C.G.S. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest . . . knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I affirm that I have reviewed my most recently filed 2019 Statement of Economic Interest and that as of December 31, 2019, my responses continue to be true, correct, and complete to the best of my knowledge and belief. I affirm under penalty of perjury that the foregoing is true and correct. Filed Electronically 04/15/2020 Signature Date Anthony Terrell Lathrop Printed Name Submit signed, original documents only. Do not fax or e-mail this form.
2019 Transportation, Board of
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For st oo 5BECEIVED Eh) STATE ETHICS COMMISSION APR 15 2019 Ce) REUYJ 2019 STATEMENT OF ECONOMIC STATE ETHICS COMMISSION N= INTEREST ds ’ 5 cneckea fo competion This entire form must be completed to fulfill SS scams flows your ethics filing obligation. Incomplete Qs __ ___ Sop. sence by Supp. received ote Enter in database by____ Moore & Van Allen PLLC Attorney At Law - Member of Firm Reason For Filing (Complete all that apply.) State Government Job (Speciy agency and positon.) | Board/Commission (ist complete names of al State boards on which you are serving o are being considered. 1 NC Board of Transportation Juda Offer (Specty office.) A. Do other immediate family members reside in your household? ves Ono On this form, "immediate family” includes your spouse (unless legally separated). I lso includes members of your extended family (your and your spouses children, grandchidren, parents, grandparents, and sibings, and the spouses. of each of those persons) who reside in your household. Uist the ull name of all adults and emancipated minors in your household. Minors are children under 16. They are emancipated by marriage, enlistment n the US miltary, or court order for emancipation. Er Re Bc a cei] Emancipated Minors TS te i eT ee The SET and any attachments, excluding the Confidential Form, are public records. Page 10f 10 lf | |e [ee Je] ‘Unemancipated Property Interests Yes [No |__ Owner of Reat Estate | os Ownership Interest | Location by Gity | Location by County _| ‘Anthony & Sarah Lathrop|100% - Shared Charlotte Mecklenburg Oves No Te | | Nameotpurchaser | Wameorseler | Typeotpropemy | A. Stock in a publicly owned company? RR Anthony Terrell Lathrop, Jr. (son) Apple, Inc. En Oves No - If “No,” proceed to question 4. a FN {#8 None or not known C (2). you know that any entiy sted in 3.C or 3.C(1) above has any material business dealings o business contracts with th State of Noth Corolin, o is regulated by th State, briefly describe that business activ. 4. As of December 31, 2018, were you or any members of yaur immediate fom the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controled? Do not ist assets held in blind trusts. See 2019 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” Ove @ho 5. A of December 31, 2018, id you any members of your immediate fom have lsiltes of $10,000 or mare, excluding the mortgage on your primary personal residence? Examples include credit cord debts, auto loans, student loans, personal oans and inra-fomiy debt. Yes [No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, ete.) Anthony T. Lathrop [Auto Loan and 2 Credit Cards (Commercial Bank Creditors) 6. List each source of income (not specific amounts) of mare than $5,000 received by you or any members of your immediate family during 2013. Include salary, wages, Sate/locol Government retirement income, professional fees, Ponoraria, interest, dividends, rental income, busines income, and other types required to be reported on State and federal tx returns. 0 mot include income received from the following sources: » Copal gains > Federal goverment retirement > Miltary retirement > Social security income/SSD1 Recipient of Income Type of Type of Income Business Industry ‘Anthony T. Lathrop [Moore & Van Allen PLLC|Law Firm Salary Sarah P. Lathrop [First Presbyterian Church| Pre-School Salary Sarah B. Heyward Latrop|Domtar ~~ |Pulp/Paper Company|Salary Anthony T. Lathrop, Jr. [Rue de Jean Restaurant Salary The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 professions and vic Relationships Yes []No- If "No," proceed to question 8. ya rH. corsaratarer Srgesation | purpose of Sppenton [ony cave bomierier [Wha Retest Conrrcmeren cater Tr bowie [En Ecru Foniatn ony T avo are ro r———r— Name of Norpro Corparsion or organization oesrv sate Biase None or Not Known Jurisdiction? Oves No [J Legislator/Judicial Officer - You are not required to complete this question if you are filing because ote (Orch ttes Bond ember) 0) No Business Associations vor Tans [st ieosavanAnpic__[Wemberot Low Fim PLLC More &.van Alen PLLC EE | Yes [INo []Judicial Officer/State Attorney (#4 Decedent's Estates Environmental Insurance {Labor Local Government Real Property Securities Wax 11. During 2018, were you a licensed professional (other than an attorney) or did you provide consulting services. Type of Business Nature of Services Rendered 12. Are you or your employer, or any members of your immediate family, or their employers currently: « licensed by the State board or agency with which you are or will be associated or + regulated by the State board or agency with which you are or will be associated or «in a business relationship with the State board or agency with which you are or will be associated? [Des No [J Legisiator/Judical Officer - You are not required to complete this question if you are fing because You are a legislator or a judicial oficer or you are fling a5 an appointee to one of those office. Name of Employer Type of Relationship (if applicable) (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered os a lobbyist or Iobbyist principal within the 12 months preceding your fing of this form? Ores @No Lobbyist's Principal Date of Registration Registration Expiration Other Disclosures 14. During 2018, ater you were appointed, employed, or fled or were nominated as a candidate, did you « receive any "gifi()" exceeding $200 per quarter from a person or group of persons acting together, + when both you and those person(s) were outside North Carolina, « under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, al three conditions must apy. Oves @No Do not report gifts given by members of your extended family. » Do not report ifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received | Name and Address of Donor(s) | Describe Item Received | Tg The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 [Yes [@No [Judicial Officer - You are not required to complete this question if you are a judicial officer or you are Sit [3 No contributions) with a cumulative total of more than $1,000 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the. Governor; or b. 2 North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or . 2 member of any of the following boards: + ABC Commission + Coastal Resources Commission + State Board of Education @ves CINo + State Board of Elections + Division of Employment Security I “No” proceed to + Environmental Management Commission question 18. + Industrial Commission + Human Resources Commission + Rules Review Commission + Board of Transportation + UNC Board of Governors + tities Commission + Wile Resources Commission 9. 1f so, were you appointed or are you being considered for appointment to that | @Yes [INo. position by a Council of State member? 7 Noi proceed to question 18. . 1150, you must indicate whether during 2018 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: I. Collected contributions from multiple contributors, took possession of such | [J¥es [No multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ii. Hosted a fundraiser at your residence or place of business? Oves @No Ii. Volunteered for campaign-related activites, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances | [] Yes (No the campaign of a candidate? 18. Have you ever been convicted of a felony for which you have not received either: (1) a pardon; or (i) an order of ‘expungement? Oves @ho | offense | pateof Conviction | County of Conviction State of Conviction 19. Are you aware of any other information that you belleve may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? [DYes @No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 Lr os Voll rr | 21d] vil 12,26/ ana 7 Hy Hen x A Droz
2019 Charlotte Regional TPO MPO (TAC)
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For st oo 5BECEIVED Eh) STATE ETHICS COMMISSION APR 15 2019 Ce) REUYJ 2019 STATEMENT OF ECONOMIC STATE ETHICS COMMISSION N= INTEREST ds ’ 5 cneckea fo competion This entire form must be completed to fulfill SS scams flows your ethics filing obligation. Incomplete Qs __ ___ Sop. sence by Supp. received ote Enter in database by____ Moore & Van Allen PLLC Attorney At Law - Member of Firm Reason For Filing (Complete all that apply.) State Government Job (Speciy agency and positon.) | Board/Commission (ist complete names of al State boards on which you are serving o are being considered. 1 NC Board of Transportation Juda Offer (Specty office.) A. Do other immediate family members reside in your household? ves Ono On this form, "immediate family” includes your spouse (unless legally separated). I lso includes members of your extended family (your and your spouses children, grandchidren, parents, grandparents, and sibings, and the spouses. of each of those persons) who reside in your household. Uist the ull name of all adults and emancipated minors in your household. Minors are children under 16. They are emancipated by marriage, enlistment n the US miltary, or court order for emancipation. Er Re Bc a cei] Emancipated Minors TS te i eT ee The SET and any attachments, excluding the Confidential Form, are public records. Page 10f 10 lf | |e [ee Je] ‘Unemancipated Property Interests Yes [No |__ Owner of Reat Estate | os Ownership Interest | Location by Gity | Location by County _| ‘Anthony & Sarah Lathrop|100% - Shared Charlotte Mecklenburg Oves No Te | | Nameotpurchaser | Wameorseler | Typeotpropemy | A. Stock in a publicly owned company? RR Anthony Terrell Lathrop, Jr. (son) Apple, Inc. En Oves No - If “No,” proceed to question 4. a FN {#8 None or not known C (2). you know that any entiy sted in 3.C or 3.C(1) above has any material business dealings o business contracts with th State of Noth Corolin, o is regulated by th State, briefly describe that business activ. 4. As of December 31, 2018, were you or any members of yaur immediate fom the beneficiaries of a vested trust with a value of $10,000 or more that you created, established, or controled? Do not ist assets held in blind trusts. See 2019 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” Ove @ho 5. A of December 31, 2018, id you any members of your immediate fom have lsiltes of $10,000 or mare, excluding the mortgage on your primary personal residence? Examples include credit cord debts, auto loans, student loans, personal oans and inra-fomiy debt. Yes [No Name of Debtor Type of Creditor (commercial Bank, credit union, individual, ete.) Anthony T. Lathrop [Auto Loan and 2 Credit Cards (Commercial Bank Creditors) 6. List each source of income (not specific amounts) of mare than $5,000 received by you or any members of your immediate family during 2013. Include salary, wages, Sate/locol Government retirement income, professional fees, Ponoraria, interest, dividends, rental income, busines income, and other types required to be reported on State and federal tx returns. 0 mot include income received from the following sources: » Copal gains > Federal goverment retirement > Miltary retirement > Social security income/SSD1 Recipient of Income Type of Type of Income Business Industry ‘Anthony T. Lathrop [Moore & Van Allen PLLC|Law Firm Salary Sarah P. Lathrop [First Presbyterian Church| Pre-School Salary Sarah B. Heyward Latrop|Domtar ~~ |Pulp/Paper Company|Salary Anthony T. Lathrop, Jr. [Rue de Jean Restaurant Salary The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10 professions and vic Relationships Yes []No- If "No," proceed to question 8. ya rH. corsaratarer Srgesation | purpose of Sppenton [ony cave bomierier [Wha Retest Conrrcmeren cater Tr bowie [En Ecru Foniatn ony T avo are ro r———r— Name of Norpro Corparsion or organization oesrv sate Biase None or Not Known Jurisdiction? Oves No [J Legislator/Judicial Officer - You are not required to complete this question if you are filing because ote (Orch ttes Bond ember) 0) No Business Associations vor Tans [st ieosavanAnpic__[Wemberot Low Fim PLLC More &.van Alen PLLC EE | Yes [INo []Judicial Officer/State Attorney (#4 Decedent's Estates Environmental Insurance {Labor Local Government Real Property Securities Wax 11. During 2018, were you a licensed professional (other than an attorney) or did you provide consulting services. Type of Business Nature of Services Rendered 12. Are you or your employer, or any members of your immediate family, or their employers currently: « licensed by the State board or agency with which you are or will be associated or + regulated by the State board or agency with which you are or will be associated or «in a business relationship with the State board or agency with which you are or will be associated? [Des No [J Legisiator/Judical Officer - You are not required to complete this question if you are fing because You are a legislator or a judicial oficer or you are fling a5 an appointee to one of those office. Name of Employer Type of Relationship (if applicable) (Licensing, Regulatory, Business) 13. Have you or a member of your immediate family been registered os a lobbyist or Iobbyist principal within the 12 months preceding your fing of this form? Ores @No Lobbyist's Principal Date of Registration Registration Expiration Other Disclosures 14. During 2018, ater you were appointed, employed, or fled or were nominated as a candidate, did you « receive any "gifi()" exceeding $200 per quarter from a person or group of persons acting together, + when both you and those person(s) were outside North Carolina, « under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? To answer Yes, al three conditions must apy. Oves @No Do not report gifts given by members of your extended family. » Do not report ifts you have previously reported on the “Expense Report for Exempted Persons.” Date Item Received | Name and Address of Donor(s) | Describe Item Received | Tg The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 [Yes [@No [Judicial Officer - You are not required to complete this question if you are a judicial officer or you are Sit [3 No contributions) with a cumulative total of more than $1,000 17. Are you an appointee or prospective appointee as: a. the head of a principal state department (e.g., cabinet secretary) appointed by the. Governor; or b. 2 North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or . 2 member of any of the following boards: + ABC Commission + Coastal Resources Commission + State Board of Education @ves CINo + State Board of Elections + Division of Employment Security I “No” proceed to + Environmental Management Commission question 18. + Industrial Commission + Human Resources Commission + Rules Review Commission + Board of Transportation + UNC Board of Governors + tities Commission + Wile Resources Commission 9. 1f so, were you appointed or are you being considered for appointment to that | @Yes [INo. position by a Council of State member? 7 Noi proceed to question 18. . 1150, you must indicate whether during 2018 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you: I. Collected contributions from multiple contributors, took possession of such | [J¥es [No multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ii. Hosted a fundraiser at your residence or place of business? Oves @No Ii. Volunteered for campaign-related activites, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances | [] Yes (No the campaign of a candidate? 18. Have you ever been convicted of a felony for which you have not received either: (1) a pardon; or (i) an order of ‘expungement? Oves @ho | offense | pateof Conviction | County of Conviction State of Conviction 19. Are you aware of any other information that you belleve may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? [DYes @No If yes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 Lr os Voll rr | 21d] vil 12,26/ ana 7 Hy Hen x A Droz
2018 Transportation, Board of
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Fo NORTH CAROLINA STATE BOARD OF FOR COMPLIANCE UNIT USE ONLY. #4} ELECTIONS AND ETHICS ENFORCEMENT Date Receives: A 2018 STATEMENT OF ECONOMIC INTEREST BIS APR 13 M11: 59 919-814-3600 www.ncsbe.gov/Ethics/SEL THIS ENTIRE FORM MUST BE COMPLETED TO FULFILL res DY Jove ‘YOUR SEI FILING OBLIGATION IONE 18 srr oe cm me Entered in database ____ BY HERS WA (RST MOOLE, ST a a — He 1] i NE Totes REASON FOR FLING (COMPLETE ALL THAT 1701) ae GOUMENT 308 (Spec Agen rd Fos) | SOARDICOMMISSION (Lat compte as ofa Ste OO ang core) Ee LEGISLATOR (Speciy House or Senate) Do ater made oly members resi in your household? Gives Oe eR avct ts fr, ne ter Immediate fomily nhs our se (rs ply separate), oe When sed draught 1 or, ee mmedite a,sanchen. soren, ardrnts, a8 ee rey wh rei you hosoeho. Co re oo Su Sanpete Tala, rs dune 18 Yer ob. eae TE mia. o cot rir or amano met es iors Sstness EC Cotati ali a ideal Co Ct Ki a I CR ea ne 52 and any attachments, excluding th Confidential For, re publi records. ragerotso sm Bn To | mm] am ‘Anthony and Sarah Lato [oowsmes | Charotte ‘Mecklenburg B. Lease or rent real estate or personal property ‘tg or from the State of North Carolina with a market value of ‘State of North Carolin personal property with a market value ‘of $10,000 or more? OvYes ENo 37a of Dacember 31,2017, 0 you, your spouse, or members of your Inmediat family own any ofthe following irancal ekerests valued at $10,000 or more? LIST EACH COMPANY INDIVIDUALLY. Stock In 3 publicly owned company? Rives [ino re erent Tos wey ld vestent fund (nung mutun funds, reguited muestment Be oor aateras compéniatn plane) : (1) the fund s publicly Uraded cr Ix assets are widely ae Br vou nos 1 mediate fami member ae abi to control he ssets held nthe mutuel fund, vesiment company, or pension o deferred compensation pian. Owner of Interest Full Nome of Company (Do not use » ticker symbol) Trtony Tarai Loop. J. (50) owe. in 5. Stock Oations In 8 company or business? Oves AN ‘Owner of Stock Option Fal Name of Company (Do not use a ticker symbol) Iotereas a penpals amped company or busines entity (including Interests in soe proprietorshios es sow ventures, ime labilty companies, med habit partnerhis, 2nd Else held corporations)? [ives EINo- 1f*No,” proceed to question 4. [CC owerotimere | ‘Name of Company or Business Entity i), For ev non-public owned company o busines entity (ne “primary campany) denied in question oa oo the names of any other companies or business entities in which the primary company Es vaourtios or equity interests valued at over $10,000, if known. NomPublicly Owned Company or Business Entity | _ Other Companies in which the Primary Company (the primary Company) Owns Security or Equity Interests Nome or Not Known the SET and any attachments, excluding the Confidential Form, are publi records. Page 3 of 10 |] None or Not Known “4. As of December 31, 2017, were you, your spouse, or members of your immediate family the beneficiaries of a vested Do not list assets heid in blind trusts. ‘See 2017 SEI Helpful Tips for the definition of *Vested Trust” and "Blind Trust.” s. As of December 31, 2017, did you, your spouse, or members of your immediate family have liabilities of $10,000 or your immediate family during 2017. Include salary, wages, “state/local government retirement, professional fees, EE Ceo co LS “Anthony T. Lathrop ‘Board Member ‘Conference! Retreat Center EE a EEE ES Se family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2017. Name of Person Relationship to Filer "Name of Company Role of Person Saran P. Lathrop [some | First Presbyterian Church Employee (Anthony T. Lathvop, J. Son (age 19) ‘Roasting Company business contracts with the State of North Carolina or was regulated by the State as of December 31, 2017, ‘provide a pops 11. During 2017.were you 3 licensed professional (other than an attomey) or did you provide consulting services . EE EE 12. Are you or your employer, your spouse or members of your immedate family, o thelr employer curently: Licensed by the State board or employing entity ith which you are or wil be associated or Regulated by the State board or employing entity with which you are or will be associated or ove business relationship with the State board or employing enty with which you ae or wil be associated? ives ENo Legislator udicial Office - You are not requir tc complete tis question (you a Tin Dec o6 as ove lator of a judicial officer (‘udictal officer s defied in the SET Helpful Tips) or you Je fling as an appointee to those offices. ‘Name of Employer Type of Relationship (if applicable) (Licensing, Regulatory, Business) Thee you. your spas or 8 member of your Immediate family currently registered as a abbyist or obbyis principal. of Were you registered as such within the 12 months preceding your fing of this form? Oves _@No ‘Name of Lobbyist Lobbyist's Principal Date of Registration Registration Expiration OTHER DISCLOSURES 14. During any calendar quarter n 201Z (but only the time period afte you were appointed, employed or fled of vere nominated as a candidate), did you ceive any -git(s)" exceeding $200 per quarter from a person or group of persons acting together, and © hen both you and those person(s) were outside North Carolina at the time you accepted the gif), and. © the gik(s) were given under circumstances that wou lead a reasonable person to conclude tha they were gen for lobbying? Oves @No | Oves 8% Bo mot report gifts given by members of your extended family. oe et report is tht have previously been reported by you to the Department ofthe Secretary of State on the “Expense Report for Exempted Persons.” [ote tom Receives Name and Address of Donor(s) | Describe Item Received | 1 The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 5 Dato 2017 (sat ony the ime period after you were appointed, employed, or fled or were nominated 253 candidate) did you accept a “scholarship” exceeding $200 from a person or group of persons acting together and. « those person(s) were outside North Carolina and © the scholarship wos related to your public position? A “scholarship” is a grant-in-ad, either direct or Indirect, ee ntarence, meeting, or similar event, including tution, travel, lodging, meals, and other similar expenses. Ces BINo [3 Judicial Office - You are not required to complete this question Ifyou ar 3 Judicial ofcer or you are filing as 2 judicial officer appointee. + Do not report gifts that have previously been reported by you to the Department of the Secretary of Sate on the “Expense Report for Exempted Persons.” + Logiltors are no required to report scholarships paid by a nonpartisan legislative organization of which the lgisator a eheral Assembly is a member or participant or an affte of that organization. Date of Name and Address of Donor(s) Scholarship To Viere you appointed or are you being considered for an appOIIMEnt ta covered board by the Governor or another Council of State member? Council of State members are: » Governor » Lt. Governor. > Secretary of State » State Auditor + State Treasurer » Superintendent of Public Instruction » Attomey General » Commissioner of Agricuture: » Commissioner of Labor » Commissioner of Insurance Byes Oho 1 Yes", list all contributions you (NOT immediate family members) made during 2017 with & cumulative art mare than $1,000 to the Governor or other Councll of State member who appointed you. + Contributions are defined in N.C.G.S. 163-278.6(6) and Include, but are not limited to, any advance, conveyance, EE sucon; ranefe of funds, loan, poyment, gift, pledge or subscristion of money or anuhing af value whatsoever.” Date Amount Contributed to No contribution(s) with cumulative total of more than $1,000 The SE and any attachments, excluding the Confidential Form, are public records. Page of 10 OTE —— ot pros sae parma c.. cooet sora) sped oY tne Supra Cout sts, Court of Ape Sperr or Dstt Pasion —— Tc Commision Ee mpesmrees miso + State Board of Education ves [No Sore board of Econ ona Emplomen Secuty Whos proceed to Enron anogemen Cammission Henman 18. rau Gomes "iota Repouree Commision re een Como am anager seas of covers * inti Eoin Vie reas omission nod or are you bing evades fo apparent to hat | Yes OINo Fo do Sto mimoer re ed [It oy” proceed to Poncho te Fa eo ys mos te wher urn 2017 you rt rnedte ay a ing Sahai wi pect or on behalf of a Oe tak ofp Couch of Se mmr Who ee ot won woot: Ove BN © Colao conrutons om mule conbutors, ok posession of such Ce co res dur seco le conten a Cohan ae ted n press [err ———— eer or carpal ated sci, wich nha, Bt or nt Ie ang foes, or omy | CYes Be Ee chm af» rant? To a pa cme of ng for Wh You Rav nf ened Ear 13 pardon of mncence; or (1) an oe resin to cmon” Ove BW ortense eet Gomction | County of Conviction || stata of Conviction [SE ee eras 3 oe Haron TA 700 beers may See he Sa ES ES prprem oS Govemors Ei 37 ves EAN ites, less provide such formation bin 7h SEX and any attachments, excluding the Confidential Form, are public records. sages et 10 ona statement of economic interest under this Article shall be guilty of a Class 1 misdemeanor and shall be subject Api fo zen? Wf 72 La |
2018 Charlotte Regional TPO MPO (TAC)
Document text
Fo NORTH CAROLINA STATE BOARD OF FOR COMPLIANCE UNIT USE ONLY. #4} ELECTIONS AND ETHICS ENFORCEMENT Date Receives: A 2018 STATEMENT OF ECONOMIC INTEREST BIS APR 13 M11: 59 919-814-3600 www.ncsbe.gov/Ethics/SEL THIS ENTIRE FORM MUST BE COMPLETED TO FULFILL res DY Jove ‘YOUR SEI FILING OBLIGATION IONE 18 srr oe cm me Entered in database ____ BY HERS WA (RST MOOLE, ST a a — He 1] i NE Totes REASON FOR FLING (COMPLETE ALL THAT 1701) ae GOUMENT 308 (Spec Agen rd Fos) | SOARDICOMMISSION (Lat compte as ofa Ste OO ang core) Ee LEGISLATOR (Speciy House or Senate) Do ater made oly members resi in your household? Gives Oe eR avct ts fr, ne ter Immediate fomily nhs our se (rs ply separate), oe When sed draught 1 or, ee mmedite a,sanchen. soren, ardrnts, a8 ee rey wh rei you hosoeho. Co re oo Su Sanpete Tala, rs dune 18 Yer ob. eae TE mia. o cot rir or amano met es iors Sstness EC Cotati ali a ideal Co Ct Ki a I CR ea ne 52 and any attachments, excluding th Confidential For, re publi records. ragerotso sm Bn To | mm] am ‘Anthony and Sarah Lato [oowsmes | Charotte ‘Mecklenburg B. Lease or rent real estate or personal property ‘tg or from the State of North Carolina with a market value of ‘State of North Carolin personal property with a market value ‘of $10,000 or more? OvYes ENo 37a of Dacember 31,2017, 0 you, your spouse, or members of your Inmediat family own any ofthe following irancal ekerests valued at $10,000 or more? LIST EACH COMPANY INDIVIDUALLY. Stock In 3 publicly owned company? Rives [ino re erent Tos wey ld vestent fund (nung mutun funds, reguited muestment Be oor aateras compéniatn plane) : (1) the fund s publicly Uraded cr Ix assets are widely ae Br vou nos 1 mediate fami member ae abi to control he ssets held nthe mutuel fund, vesiment company, or pension o deferred compensation pian. Owner of Interest Full Nome of Company (Do not use » ticker symbol) Trtony Tarai Loop. J. (50) owe. in 5. Stock Oations In 8 company or business? Oves AN ‘Owner of Stock Option Fal Name of Company (Do not use a ticker symbol) Iotereas a penpals amped company or busines entity (including Interests in soe proprietorshios es sow ventures, ime labilty companies, med habit partnerhis, 2nd Else held corporations)? [ives EINo- 1f*No,” proceed to question 4. [CC owerotimere | ‘Name of Company or Business Entity i), For ev non-public owned company o busines entity (ne “primary campany) denied in question oa oo the names of any other companies or business entities in which the primary company Es vaourtios or equity interests valued at over $10,000, if known. NomPublicly Owned Company or Business Entity | _ Other Companies in which the Primary Company (the primary Company) Owns Security or Equity Interests Nome or Not Known the SET and any attachments, excluding the Confidential Form, are publi records. Page 3 of 10 |] None or Not Known “4. As of December 31, 2017, were you, your spouse, or members of your immediate family the beneficiaries of a vested Do not list assets heid in blind trusts. ‘See 2017 SEI Helpful Tips for the definition of *Vested Trust” and "Blind Trust.” s. As of December 31, 2017, did you, your spouse, or members of your immediate family have liabilities of $10,000 or your immediate family during 2017. Include salary, wages, “state/local government retirement, professional fees, EE Ceo co LS “Anthony T. Lathrop ‘Board Member ‘Conference! Retreat Center EE a EEE ES Se family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2017. Name of Person Relationship to Filer "Name of Company Role of Person Saran P. Lathrop [some | First Presbyterian Church Employee (Anthony T. Lathvop, J. Son (age 19) ‘Roasting Company business contracts with the State of North Carolina or was regulated by the State as of December 31, 2017, ‘provide a pops 11. During 2017.were you 3 licensed professional (other than an attomey) or did you provide consulting services . EE EE 12. Are you or your employer, your spouse or members of your immedate family, o thelr employer curently: Licensed by the State board or employing entity ith which you are or wil be associated or Regulated by the State board or employing entity with which you are or will be associated or ove business relationship with the State board or employing enty with which you ae or wil be associated? ives ENo Legislator udicial Office - You are not requir tc complete tis question (you a Tin Dec o6 as ove lator of a judicial officer (‘udictal officer s defied in the SET Helpful Tips) or you Je fling as an appointee to those offices. ‘Name of Employer Type of Relationship (if applicable) (Licensing, Regulatory, Business) Thee you. your spas or 8 member of your Immediate family currently registered as a abbyist or obbyis principal. of Were you registered as such within the 12 months preceding your fing of this form? Oves _@No ‘Name of Lobbyist Lobbyist's Principal Date of Registration Registration Expiration OTHER DISCLOSURES 14. During any calendar quarter n 201Z (but only the time period afte you were appointed, employed or fled of vere nominated as a candidate), did you ceive any -git(s)" exceeding $200 per quarter from a person or group of persons acting together, and © hen both you and those person(s) were outside North Carolina at the time you accepted the gif), and. © the gik(s) were given under circumstances that wou lead a reasonable person to conclude tha they were gen for lobbying? Oves @No | Oves 8% Bo mot report gifts given by members of your extended family. oe et report is tht have previously been reported by you to the Department ofthe Secretary of State on the “Expense Report for Exempted Persons.” [ote tom Receives Name and Address of Donor(s) | Describe Item Received | 1 The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 5 Dato 2017 (sat ony the ime period after you were appointed, employed, or fled or were nominated 253 candidate) did you accept a “scholarship” exceeding $200 from a person or group of persons acting together and. « those person(s) were outside North Carolina and © the scholarship wos related to your public position? A “scholarship” is a grant-in-ad, either direct or Indirect, ee ntarence, meeting, or similar event, including tution, travel, lodging, meals, and other similar expenses. Ces BINo [3 Judicial Office - You are not required to complete this question Ifyou ar 3 Judicial ofcer or you are filing as 2 judicial officer appointee. + Do not report gifts that have previously been reported by you to the Department of the Secretary of Sate on the “Expense Report for Exempted Persons.” + Logiltors are no required to report scholarships paid by a nonpartisan legislative organization of which the lgisator a eheral Assembly is a member or participant or an affte of that organization. Date of Name and Address of Donor(s) Scholarship To Viere you appointed or are you being considered for an appOIIMEnt ta covered board by the Governor or another Council of State member? Council of State members are: » Governor » Lt. Governor. > Secretary of State » State Auditor + State Treasurer » Superintendent of Public Instruction » Attomey General » Commissioner of Agricuture: » Commissioner of Labor » Commissioner of Insurance Byes Oho 1 Yes", list all contributions you (NOT immediate family members) made during 2017 with & cumulative art mare than $1,000 to the Governor or other Councll of State member who appointed you. + Contributions are defined in N.C.G.S. 163-278.6(6) and Include, but are not limited to, any advance, conveyance, EE sucon; ranefe of funds, loan, poyment, gift, pledge or subscristion of money or anuhing af value whatsoever.” Date Amount Contributed to No contribution(s) with cumulative total of more than $1,000 The SE and any attachments, excluding the Confidential Form, are public records. Page of 10 OTE —— ot pros sae parma c.. cooet sora) sped oY tne Supra Cout sts, Court of Ape Sperr or Dstt Pasion —— Tc Commision Ee mpesmrees miso + State Board of Education ves [No Sore board of Econ ona Emplomen Secuty Whos proceed to Enron anogemen Cammission Henman 18. rau Gomes "iota Repouree Commision re een Como am anager seas of covers * inti Eoin Vie reas omission nod or are you bing evades fo apparent to hat | Yes OINo Fo do Sto mimoer re ed [It oy” proceed to Poncho te Fa eo ys mos te wher urn 2017 you rt rnedte ay a ing Sahai wi pect or on behalf of a Oe tak ofp Couch of Se mmr Who ee ot won woot: Ove BN © Colao conrutons om mule conbutors, ok posession of such Ce co res dur seco le conten a Cohan ae ted n press [err ———— eer or carpal ated sci, wich nha, Bt or nt Ie ang foes, or omy | CYes Be Ee chm af» rant? To a pa cme of ng for Wh You Rav nf ened Ear 13 pardon of mncence; or (1) an oe resin to cmon” Ove BW ortense eet Gomction | County of Conviction || stata of Conviction [SE ee eras 3 oe Haron TA 700 beers may See he Sa ES ES prprem oS Govemors Ei 37 ves EAN ites, less provide such formation bin 7h SEX and any attachments, excluding the Confidential Form, are public records. sages et 10 ona statement of economic interest under this Article shall be guilty of a Class 1 misdemeanor and shall be subject Api fo zen? Wf 72 La |
2017 Transportation, Board of
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A NORTH CAROLINA STATE ETHICS COMMISSION | ror ETHICS COMMISSION USE ONLY HR Pi 2017 STATEMENT OF ECONOMIC INTEREST | Date Received: 919-814-3600 ‘ww. ethicscommission.nc.gov FIELD 1054 “THIS ENTIRE FORM MUST BE COMPLETED TO FULFILL (Lc Suchet tor completion YOUR SEI FILING OBLIGATION — === Supp. sentome oy __ Supp. Reeves Dave enterea in cotavsse 31 oy Beds [Prefix [Firstname [middie Name | Last Name [Sure] Mr. Anthony [Terrell Lathrop I Moore & Van Allen PLLC Attorney at Law - Member of Firm Law Firm REASON FOR FILING (COMPLETE ALL THAT APPLY) boards on which you are serving or are being considered ] A———— JUDICIAL OFFICER (Specify Office) LEGISLATOR (Specty House or Senate) A. Do other immediate family members reside in your household? @ves Oto When used throughout ths form, th term Immediate family includes your spouse (unless legally separated). It also Includes members ef yout extended fami (you an your spouses children, orandchidren, parents, orandparents, nd Sings, and the $500565 of each of thse persons) who reside in Your household. sth full mame of ail adult snd emancipated minors fn your household A minor fs a id under 18 years od. Hore are emancipated by Mariage, entment n he US mikary, or court order or emancipation. En ad Wa EMANCIPATED MINORS ‘Business Saran Boykin Howard Latrop| Daughter (age 20) [NA Cotege student |Callege student von Toro, Jr [son ogo 18) [Vector Maratng_[Saesman arsine) _| Goto ses The SEE and any attachments, excluding the Confidential Form, are public records. Page 10110 [B. List ONLY the initials of all unemancipated minors in your househald below. A minor is a child under 18 years old. Note: You must list the full name of each minor child on the Confidential Form available at the end of this document. INITIALS FOR NATURE OF UNEMANCIPATED BUSINESS MINGRS PROPERTY INTERESTS 1. As of December 31. 2016, did you, your spouse, or members of your immediate femily A. Have 2n ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? @ves Oo [owner of Rest Estate| % Ownership nterest | Location by city | Location by county _| (Anthony and Sarah Lathrop| 100% Shared Charlotte Mecklenburg 5. Lease or rent real estate or personal property 10.0r from the State of North Carolina with a market value of $10,000 or more? Oves @No Name of Lessee | If Real Estate, Location | If Personal Property, (Renter) by City & County Describe 2. At any time during 2015 or 2016, dd you, your spouse, or members of your immediate family sellto or buy from the State of North Caroling personal property with & market value of $10,000 or more? Oves @No | Sameotvamer | Wameotsaie | rpeetsneny | The SEI and any attachments, excluding the Confidential Form, are public records. Page 20f 10 [CC ownerormmerest | Full Name of Company (Do not use a ticker symbol) B. Stock Options in a company or business? C. Interests in a non-publicly owned company or business entity (including interests in sole proprietorship, [ ownerotmest | Name of Company or Business Entity description of that business activity. Do not list assets held in blind trusts. See 2017 SEI Helpful Tips for the definition of “Vested Trust" and "Blind Trust.” OvYes No 5. As of December 31, 2016, did you, your spouse, or members of your immediate family have liabilities of $10,000 or ‘more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student Anthony T. & Sarah P. Lathrop Commercial Banks (2 credit cards, 1 car loan) rome enamant ee Anthony T. Lathrop _ | Moore & Van Allen PLLC|Law Firm Salary Sarah P. Lathrop First Presbyterian Church|Pre-school Salary PROFESSIONAL AND CIVIC RELATIONSHIPS 7(a). During 2016, were you, your spouse o members of your Immediate family a directo, officer, governing board member, employes, independent contractor, or registered Iobbyist of a nonprofit Corporation or organization operating in the State of North Carolina primarily for religious, charitable, scientific Ikerary, public health and safety, or educational purposes? @ves [INo- If “No,” proceed to question 3. Go not I State boards or antlies, or €ntes created by poTTcal sUbAVison of the State. > Do not ist organizations of which you are a mere member. = Name of Person His Her position Name of Nonprofit Nature of Business or Corporation or Organization | Purpose of Organization Anthony T. Lathrop |Board Member |Wildacres Retreat Conference/Retreat Center| |Anthony T. Lathrop [Board Member [rs rourdsicn crate asses sca) Charitable Foundation] 700). If the nonprofit corporations or organizations sted above Go business wih the State of North Carolina or receive State funds, piease provide a brief description of the nature of that business, If known or with which ue dligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business or State Funding During 2016, were you, your Spouse, oF Embers of your INEdale family 3 director, oficer, or Governing board member of any society, organization, or Sdvocacy group vith an interest in matters aver which your agency or board may have jurisdiction? [Oves No [)Legisitor/udicil Officer - You are not required to complete this question f you are ling because Vou are a egisator or » Judicial office or you are fing as an appointee to those offices 00 not st organizations of which you are only @ member (nat serving In a leadership roe). Name of Society, Organization Leadership Position or Advocacy Group. (Director, Officer, Board Member) The SEL and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 I TY YT TT Tee E rr business contracts with the State of North Carolina or was regulated by the State as of December 31, 2016, provide a Moore & Van Allen PLLC ‘Other employees were lobbyists in 2015 & 2016| legal fees of more than $10,000 during 2016. 11. During 2016, were you a licensed professional (other than an attorney) or did you provide consulting services £2. Are you or your employer, your spouse or members of your immediate family, or their employer currently: + Licensed by the State board or employing entity with which you are or will be associated or + Requiated by the State board or employing entity with which you are or willbe associated or + Have a business relationship with the State board or employing entity with which you are or willbe associated? [DYes Bo [J Legislator/Judicial Officer - You are not required to complete this question If you are fling because You are 3 legisiator or a judicial officer (judicial officer” is defined n the SEI Helpful Tips) or you are filing as an appointee to those offices. Name of Employer Type of Relationship (i applicable) (Licensing, Regulatory, Business) 13. Are you, your spouse or a member of your Immediate family currently registered as a lobbyist or lobbyist principal, or were you registered as such within the 12 months oreceding your fling of this form? Oves @no Lobbyist's Principal Date of Registration OTHER DISCLOSURES 14. During any calendar quartar in 2016 (but only the time period ater you were appointed, employed or filed or were nominated a5 a candidate), did you + receive any "aifi(s)" exceeding $200 per quarter from a person or group of persons acting together, and + when both you and those person(s) were outside North Carolina at the time you accepted the gif(s), and + the gif(s) were given under circumstances that would lead 2 reasonable person to conclude that they were given for lobbying? Oves @ro +o not report gifs given by members of your extended family. Do not report gifts that have previously been reported by you to the Department of the Secretary of State on the. “Expense Report for Exempted Persons.” Date Item Received | Name and Address of Donor(s) | Describe Item Received [myers | The SEX and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 whatsoever,” pe #8 No contribution(s) with a cumulative total of more than $1,000 17. Are you an appointee or prospective appointee to: a. the head of 3 principal state department (e.g. cabinet secretary) appointed by the, Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superlor or District Count Judge; or c. a member of any of the following boards: + ABC Commission + Coastal Resources Commission + State Board of Education @ves [No + State Board of Elections + Division of Employment Security If “No proceed to + Environmental Management Commission question 18. + Industrial Commission « Human Resources Commission + Rules Review Commission + Board of Transportation + UNC Board of Governors + Utilties Commission + Wildife Resources Commission Co a. If so, were you appointed or are you being considered for appointment to that | #1 Yes [1No public position by a Council of State member? Councl of State members are sted | 1¢ wo,” proceed to in question 16. question 18. . 1 50, you must indicate whether during 2016 you (not immediate family members) engaged in any of the following activites with respect to or on behalf of the candidate or campaign committee of the Courcil of State member who appointed you to your public position: @Yes [iNo 1. Collected contributions from mutiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? Contributions are defined in question 16. i. Hosted 3 fundraiser at your residence or place of business? @Yes (No Ti. Volunteered for campaign-related activities, which Include, but are not limited to, phone barks, event assistance, mailings, canvassing, surveying, or any | [Yes @No other activity that advances the campaign of a candidate? 16. Have you ever been convicted of a felony for which you have not recived either: (1 a pardon of innocence; or (il) an order of expungement regarding that conviction? Oves @o offense Date of Conviction | County of Conviction State of Conviction 19. Are you aware of any other information that you belleve may assist the State Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? Dives @No If yes, please provide such information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 Contam Form egg Unemant etd Ciirens re plc record. Vacknoedge the ave end and undstnd N.C.GS. 13826 resanling concen o ing o disclose teria dinar scion wr GS. 13843 pancin Pag . ol J #14 1 2, Zo! Signature v7 4 Date verti fA EO For Office Use Only. Hp NORTH CAROLINA STATE ETHICS COMMISSION EX iF SUPPLEMENT TO THE 2017 STATEMENT OF ECONOMIC INTEREST Name of Person Filing Supplement: _ Anthony T. Lathroy Name of Agency or Board J Date: February 3, 2017 19. Are you aware of any other information that you believe may assis the State Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? @¥es CINo If yes, please provide such information below. 1 currently have an active case in which 1 represnt a property owner adverse to KCDOT in & condemntation civil action fled by NCDOT. AFFIRMATION | afm thatthe informatio provided in tis Statement of Economic Interest an any atachments hereto are true, complete, and accurate to the best of my knowledge and belief. also certify that | have not transferred, and will not transfer, any asset, interest, or property for the purpose of Concetta dscomurs whi retaining an stone meres 1 understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of the Confidential Form regarding Unemancipated Children) are public record. 1 acknowledge that | have read and understand N.C.G.S. 138A-26 regarding concealing or failing to disclose material information and N.C.G.S. 138A-27 regarding providing false information: § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be. disclosed on a statement of economic interest under this Article shall be guilty of a Class 1 isdaraanot and snl ba scbjec 1 chcpinary action ner 8.5. 138.45 § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest as required under this Article knowing that the information is false is guilty of a Class H felony and shall be subject to disciplin on under G.S. 138A-45. [31 Agree/ of ~ Feb, 2017 Tod 2 155 anthony T. Lathedy Fm — Submit STGNED, ORIGINAL documents only. Do not fax or email hi form. This entire document and any attachments are public record.
2017 Charlotte Regional TPO MPO (TAC)
Document text
A NORTH CAROLINA STATE ETHICS COMMISSION | ror ETHICS COMMISSION USE ONLY HR Pi 2017 STATEMENT OF ECONOMIC INTEREST | Date Received: 919-814-3600 ‘ww. ethicscommission.nc.gov FIELD 1054 “THIS ENTIRE FORM MUST BE COMPLETED TO FULFILL (Lc Suchet tor completion YOUR SEI FILING OBLIGATION — === Supp. sentome oy __ Supp. Reeves Dave enterea in cotavsse 31 oy Beds [Prefix [Firstname [middie Name | Last Name [Sure] Mr. Anthony [Terrell Lathrop I Moore & Van Allen PLLC Attorney at Law - Member of Firm Law Firm REASON FOR FILING (COMPLETE ALL THAT APPLY) boards on which you are serving or are being considered ] A———— JUDICIAL OFFICER (Specify Office) LEGISLATOR (Specty House or Senate) A. Do other immediate family members reside in your household? @ves Oto When used throughout ths form, th term Immediate family includes your spouse (unless legally separated). It also Includes members ef yout extended fami (you an your spouses children, orandchidren, parents, orandparents, nd Sings, and the $500565 of each of thse persons) who reside in Your household. sth full mame of ail adult snd emancipated minors fn your household A minor fs a id under 18 years od. Hore are emancipated by Mariage, entment n he US mikary, or court order or emancipation. En ad Wa EMANCIPATED MINORS ‘Business Saran Boykin Howard Latrop| Daughter (age 20) [NA Cotege student |Callege student von Toro, Jr [son ogo 18) [Vector Maratng_[Saesman arsine) _| Goto ses The SEE and any attachments, excluding the Confidential Form, are public records. Page 10110 [B. List ONLY the initials of all unemancipated minors in your househald below. A minor is a child under 18 years old. Note: You must list the full name of each minor child on the Confidential Form available at the end of this document. INITIALS FOR NATURE OF UNEMANCIPATED BUSINESS MINGRS PROPERTY INTERESTS 1. As of December 31. 2016, did you, your spouse, or members of your immediate femily A. Have 2n ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? @ves Oo [owner of Rest Estate| % Ownership nterest | Location by city | Location by county _| (Anthony and Sarah Lathrop| 100% Shared Charlotte Mecklenburg 5. Lease or rent real estate or personal property 10.0r from the State of North Carolina with a market value of $10,000 or more? Oves @No Name of Lessee | If Real Estate, Location | If Personal Property, (Renter) by City & County Describe 2. At any time during 2015 or 2016, dd you, your spouse, or members of your immediate family sellto or buy from the State of North Caroling personal property with & market value of $10,000 or more? Oves @No | Sameotvamer | Wameotsaie | rpeetsneny | The SEI and any attachments, excluding the Confidential Form, are public records. Page 20f 10 [CC ownerormmerest | Full Name of Company (Do not use a ticker symbol) B. Stock Options in a company or business? C. Interests in a non-publicly owned company or business entity (including interests in sole proprietorship, [ ownerotmest | Name of Company or Business Entity description of that business activity. Do not list assets held in blind trusts. See 2017 SEI Helpful Tips for the definition of “Vested Trust" and "Blind Trust.” OvYes No 5. As of December 31, 2016, did you, your spouse, or members of your immediate family have liabilities of $10,000 or ‘more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student Anthony T. & Sarah P. Lathrop Commercial Banks (2 credit cards, 1 car loan) rome enamant ee Anthony T. Lathrop _ | Moore & Van Allen PLLC|Law Firm Salary Sarah P. Lathrop First Presbyterian Church|Pre-school Salary PROFESSIONAL AND CIVIC RELATIONSHIPS 7(a). During 2016, were you, your spouse o members of your Immediate family a directo, officer, governing board member, employes, independent contractor, or registered Iobbyist of a nonprofit Corporation or organization operating in the State of North Carolina primarily for religious, charitable, scientific Ikerary, public health and safety, or educational purposes? @ves [INo- If “No,” proceed to question 3. Go not I State boards or antlies, or €ntes created by poTTcal sUbAVison of the State. > Do not ist organizations of which you are a mere member. = Name of Person His Her position Name of Nonprofit Nature of Business or Corporation or Organization | Purpose of Organization Anthony T. Lathrop |Board Member |Wildacres Retreat Conference/Retreat Center| |Anthony T. Lathrop [Board Member [rs rourdsicn crate asses sca) Charitable Foundation] 700). If the nonprofit corporations or organizations sted above Go business wih the State of North Carolina or receive State funds, piease provide a brief description of the nature of that business, If known or with which ue dligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business or State Funding During 2016, were you, your Spouse, oF Embers of your INEdale family 3 director, oficer, or Governing board member of any society, organization, or Sdvocacy group vith an interest in matters aver which your agency or board may have jurisdiction? [Oves No [)Legisitor/udicil Officer - You are not required to complete this question f you are ling because Vou are a egisator or » Judicial office or you are fing as an appointee to those offices 00 not st organizations of which you are only @ member (nat serving In a leadership roe). Name of Society, Organization Leadership Position or Advocacy Group. (Director, Officer, Board Member) The SEL and any attachments, excluding the Confidential Form, are public records. Page 5 of 10 I TY YT TT Tee E rr business contracts with the State of North Carolina or was regulated by the State as of December 31, 2016, provide a Moore & Van Allen PLLC ‘Other employees were lobbyists in 2015 & 2016| legal fees of more than $10,000 during 2016. 11. During 2016, were you a licensed professional (other than an attorney) or did you provide consulting services £2. Are you or your employer, your spouse or members of your immediate family, or their employer currently: + Licensed by the State board or employing entity with which you are or will be associated or + Requiated by the State board or employing entity with which you are or willbe associated or + Have a business relationship with the State board or employing entity with which you are or willbe associated? [DYes Bo [J Legislator/Judicial Officer - You are not required to complete this question If you are fling because You are 3 legisiator or a judicial officer (judicial officer” is defined n the SEI Helpful Tips) or you are filing as an appointee to those offices. Name of Employer Type of Relationship (i applicable) (Licensing, Regulatory, Business) 13. Are you, your spouse or a member of your Immediate family currently registered as a lobbyist or lobbyist principal, or were you registered as such within the 12 months oreceding your fling of this form? Oves @no Lobbyist's Principal Date of Registration OTHER DISCLOSURES 14. During any calendar quartar in 2016 (but only the time period ater you were appointed, employed or filed or were nominated a5 a candidate), did you + receive any "aifi(s)" exceeding $200 per quarter from a person or group of persons acting together, and + when both you and those person(s) were outside North Carolina at the time you accepted the gif(s), and + the gif(s) were given under circumstances that would lead 2 reasonable person to conclude that they were given for lobbying? Oves @ro +o not report gifs given by members of your extended family. Do not report gifts that have previously been reported by you to the Department of the Secretary of State on the. “Expense Report for Exempted Persons.” Date Item Received | Name and Address of Donor(s) | Describe Item Received [myers | The SEX and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 whatsoever,” pe #8 No contribution(s) with a cumulative total of more than $1,000 17. Are you an appointee or prospective appointee to: a. the head of 3 principal state department (e.g. cabinet secretary) appointed by the, Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superlor or District Count Judge; or c. a member of any of the following boards: + ABC Commission + Coastal Resources Commission + State Board of Education @ves [No + State Board of Elections + Division of Employment Security If “No proceed to + Environmental Management Commission question 18. + Industrial Commission « Human Resources Commission + Rules Review Commission + Board of Transportation + UNC Board of Governors + Utilties Commission + Wildife Resources Commission Co a. If so, were you appointed or are you being considered for appointment to that | #1 Yes [1No public position by a Council of State member? Councl of State members are sted | 1¢ wo,” proceed to in question 16. question 18. . 1 50, you must indicate whether during 2016 you (not immediate family members) engaged in any of the following activites with respect to or on behalf of the candidate or campaign committee of the Courcil of State member who appointed you to your public position: @Yes [iNo 1. Collected contributions from mutiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? Contributions are defined in question 16. i. Hosted 3 fundraiser at your residence or place of business? @Yes (No Ti. Volunteered for campaign-related activities, which Include, but are not limited to, phone barks, event assistance, mailings, canvassing, surveying, or any | [Yes @No other activity that advances the campaign of a candidate? 16. Have you ever been convicted of a felony for which you have not recived either: (1 a pardon of innocence; or (il) an order of expungement regarding that conviction? Oves @o offense Date of Conviction | County of Conviction State of Conviction 19. Are you aware of any other information that you belleve may assist the State Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? Dives @No If yes, please provide such information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 Contam Form egg Unemant etd Ciirens re plc record. Vacknoedge the ave end and undstnd N.C.GS. 13826 resanling concen o ing o disclose teria dinar scion wr GS. 13843 pancin Pag . ol J #14 1 2, Zo! Signature v7 4 Date verti fA EO For Office Use Only. Hp NORTH CAROLINA STATE ETHICS COMMISSION EX iF SUPPLEMENT TO THE 2017 STATEMENT OF ECONOMIC INTEREST Name of Person Filing Supplement: _ Anthony T. Lathroy Name of Agency or Board J Date: February 3, 2017 19. Are you aware of any other information that you believe may assis the State Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? @¥es CINo If yes, please provide such information below. 1 currently have an active case in which 1 represnt a property owner adverse to KCDOT in & condemntation civil action fled by NCDOT. AFFIRMATION | afm thatthe informatio provided in tis Statement of Economic Interest an any atachments hereto are true, complete, and accurate to the best of my knowledge and belief. also certify that | have not transferred, and will not transfer, any asset, interest, or property for the purpose of Concetta dscomurs whi retaining an stone meres 1 understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of the Confidential Form regarding Unemancipated Children) are public record. 1 acknowledge that | have read and understand N.C.G.S. 138A-26 regarding concealing or failing to disclose material information and N.C.G.S. 138A-27 regarding providing false information: § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be. disclosed on a statement of economic interest under this Article shall be guilty of a Class 1 isdaraanot and snl ba scbjec 1 chcpinary action ner 8.5. 138.45 § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest as required under this Article knowing that the information is false is guilty of a Class H felony and shall be subject to disciplin on under G.S. 138A-45. [31 Agree/ of ~ Feb, 2017 Tod 2 155 anthony T. Lathedy Fm — Submit STGNED, ORIGINAL documents only. Do not fax or email hi form. This entire document and any attachments are public record.