Anthony E. Rand

for (7h7 35) STATE ETHICS COMMISSION APR 1520 & 0&7 2019 STATEMENT OF ECONOMIC | seems Con N = INTEREST Ja od wi This entire form must be completed to fulfil 35 scamnes ER ate your ethics filing obligation. incomplete 0s The fo Supp. sent ate _ by Supp. recoved date entered in cotabase br Filer's Name (First, Middle, Last) premx | First ame iddio name | Lasthame Tum [1] Anthony Eden | Rand Current Employer 3 oon te | Rand & Gregory ‘Atomey | Nature or Type of Business Law Firm I Reason For Filing (Complete all that appl.) State Govemment Job (Specify agency and positon.) Board Commission (List complete names of all State boards on which you are serving or are being considered.) | NC Education Lottery Commission Judicial Officer (Specify office.) ¥ Legislator (Specify House or Senate.) 5 [Do other immediat family members reside in your household? xves (No On this form, “immediate family” includes your spouse (unless legally separated). It also includes members of your tended farhily (your and your spouse's chien, grandchildren, parents, grandparents, and siblings, and the spouses of ach of those persons) wha reside in your household. | List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are emancipated by marriage, enistment n the US miltary, or court order for emancipation. ‘Emancipated Minors | Karen § Rand wife none wa The SEX and any attachments, excluding the Confidential Form, are public records. Page 10110 xYes []No owner of Raat Estate| 5 Ownership Interest | __ Location by City Locovomby Com | [Yes x No ri | ; — A. Stock in a publicly owned company? See Attachment IT ————— A ——————————————— xYes [INo Anthony E. Rand Select Bank and Trust See Attachment III { — 1 | SE C2) 1 you know that ay entity sted in 3.C or 3.C(1) above ha any material business dealings o business Comeats with the Sve of Norn Caria os Futed by th Sete, ley seb that business acy. Name of Company or Business Entity Description of Business Activity with the tate Hone or fot Known he of December 31, 2018, were you o any members of your mediate fami th beneficiaries of a vested rust with o te of $10,300 of more tha vou creat, extabsned, o comaled? | oot st eld rt. S201 SEL 1 Tis for Ce ofion oF Ves Tran ins Ts | Oves xho Name and Address of Trustee Description of the Trust Your Relationship to the Trust 5 Ae of December 31, 2016, dd you any members of your imedate famiy have abies of $10000 or more, en age on fou Poniig peeoner esdehess Exmmetes Mlade CUO Sard des, uta oan, Student porphin ebphiviaipidy cvs Oto Name of Debtor Type of Creditor (commercial Bank, credit union, Indian, atc Select bank and Trust Commercial Bank I Franklin Stet Secures Broker Margin Account 5 Lint sach source of income (not speci amounts) of more than $5,000 receved by you a any members of your Immediate amy dung 2016. Inch Salary, wales, Ha oca goverment retkement Income, professions fee, Romero; ares dvwdonds, real come, buses Income; and othr Tes required 10 be reponed an State and Teter ta roars, Do mot include income received from the folowing sources » Captal gains » Federal government retirement > Wiltry retirement > Social secutyincome/SSoL Recipient of Income Name of Source Type of Type of Income a Shness/ Industry 1 had no reportable income over $5,000 n 2018. | [Foor [eesti o ] Rebory Rand Bonds and Stocks Tot Dvd Copal gains | Rehony Rand Sat Rerement Sat Goverment Remon | Anthony Rand Sis orNC Defered Comp Defered Comp Fasment | Roony Rand Desior Foss | Select Bak and Tro Director Foes I 4 The SEX and any attachments, excluding the Confidential Form, are public records. Page ao 10 Professional and Civic Relationships 7(a). During 2018, were you or any members of your immediate famiy a directo, officer, governing board member, | employee, Independent contraciar, o registered 1abbyist of & nonprofit corporation or arganization operating forth Carolin primary for religious, charable, scentfc, teary, public health and safety, o educational purposes” xYes (No If “No proceed to question 8. > Do not st State boards or entities. > Do no ist organizations of which you are a mere member. 2 Name of Person Name of Nonprofit Nature or “ Corporation or Organization | Purpose of Organization Anthony Rand | eeaswer | General Alumni Association Maintain Records Anthony Rand | Board member | Blowing Rock Chamber Com | Chamber of Commerce 706). I the nonprofit corporations or organization listed above do business with the State of forth Carolina or receive |" State funds, orefy cescrbe the nature of that business, known or with due iigence could reasanaby be kon. Name of Nonprofit Corporation or Organization Describe State Business None or fot Known ‘General Alumni Association Stight funding UNC-CH 5 uring 2018, were you of any members of your immediate family director, ofcer, or Governing Board member of any | Society, organization, ar advocacy group with an interest in matters over Which your agency or beard may have | Jurisdiction? | [)¥es xo [7 Legsitor/Judical Office - You are not required to complete this question f you are fing because | Vou are a legisiator or Judicial office or you ae fing a3 an appointee to one of those offices | 00 not st organizations of which you are only a member and do not serve in a leadership ole | Name of Person Name of Society, Organization, Leadership position | or Advocacy Group (Director, Officer, Board Member) The SEX and any attachments, excluding the Confidential Form, are public records. Page s of 10 [J No Business Associations. EE — — ll negligence) we 12. Are you or your employer, or any members of your immediate family, or their employers currently + licensed by the State board or agency with which you are or will be associated or + regulated by the State board or agency with which you are or wil be associated or. + in a business relationship with the State board or agency with which you are or will be associated? [CiYes xNo [J Legisiator/Judicial Officer - You are not required to complete this question if you are fing because You are a legislator or a judicial officer or you are fing as an appointee to one of those offices Name of Person Name of Employer Type of Relationship (it applicable) (Licensing, Regulatory, Business) | | = 13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12 months preceding your filing of this form? Cives xNo | Name of Lobbyist Lobbyist's Principal Date of Registration | Registration Expiration Other Disclosures . - NI 14. During 2018, after you were appointed, employed, or filed or were nominated as a candidate, did you + receive any “gift(s)" exceeding $200 per quarter from a person or group of persons acting together, + when both you and those person(s) were outside North Carolina, + under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying? | To answer Yes, al three conditions must apply. | Oves xMo Do not report gifts given by members of your extended family. = = > Do not report gifts you have previously reported on the "Expense Report for Exempted Persons.” Date Item Received | Name and Address of Donor(s) | Describe Item Received | Estimated Market Value | | . = 15. During 2018, after you were appointed, employed, or filed or were nominated as a candidate, did you + accept a "scholarship" exceeding $200 related to your public position from a person or group of persons acting together, + when those person(s) were outside North Carolina? To answer Yes, both conditions must apply. A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. 0) Yes x No [] Judicial Offcer - You are not required to complete this question if you are a judicial officer or you are The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10 TTT ates ve Ow Lt+ves lot i contributions you made n 2018 witha cumulative otal of mor than $1,000 1 te Council of es opened ou Se id comes om rm etoe omy member. | TS comrsata | 3 Ho contributions) with a cumulative total of mre than $1,000 | I 2018 $5100 17. Are you an appointee or prospective appointee as 7 a. the head of a principal state department (e.g., cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Sudge; or . a member of any of the following boards: | + ABC Commission | + Coastal Resources Commission | + State Board of Education [Clves xNo + State Board of Elections + Division of Employment Security I No proceed to + Environmental Management Commission question 18. + Industrial Commission + Human Resources Commission + Rules Review Commission | + Board of Transportation | + Utilties Commission + widife Resources Commission . 4. 1f so, were you appointed or are you being considered for appointment to that CYes [INo positon by a Council of State member? 7 ner proses to question 18. e. If so, you must indicate whether during 2018 you engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of | the Council of State member who appointed You: | 1. Collected contributions from multiple contributors, took possession of such Cives [Ne multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? ii. Hosted a fundraiser at your residence or place of business? CYes [No i. Volunteered for campain-related activities, including phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances | (]¥es [No the campaign of a candidate? | 16. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (i) an order of | expungement? | OYes xo offense ose | County of Conviction State of Conviction 19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? [Yes xNo Ifyes, please provide that information below. The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10 Affirmation The formation provided inthis Statement of Economic Interest and any attachments are true, complte, and accurate to I bes of my khowiedoe a peter have not transferred, and wil nt transfer, any asset, terest, or property fo the purges of canceling from neon wate vermin ar aqmatre where Unemancipmed Convene poe recor | have read and understand the folowing statutes: H.C.G.5. § 13626 Conceaing or falling to disclose material formation. Afiling person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on | imentot canoe meron lle yo of Cas mdernor and subject v CPS schon ia GS Sones, NC... § 1368-27. Penay for ase Information. A ing person who provides fis information on a statement of economic terest. knowing tat the formato toe tly of Clos eon a shi be sunioc 1s hcpinary acon under G5. 130A-45. | Loffim tha hove reviews my most recently led 2018 Statement of Economic Interest and that as of December 31, 3006. responses cominee 10 be de comech, and complete 10 he vst of my Knowledge and beet Xaffim under penalty of perjury that the foregoing is true and correct. | : x G | Err | hoy oo Aianse | Fad ams Submit signed, orginal documents only. Do not fax or &-mail this form. — Fe ———————————— The SET and any attachments, excluding the Confidential Form, are public records. Page 11 0111

COMPLETE THIS FORM AND MAIL SIGNED, ORIGINAL TO STATE ETHICS COMMISSION, 1324 MAIL SERVICE CENTER, RALEIGH, NC 27699-1324 NORTH CAROLINA STATE BOARD OF ELECTIONS AND ETHICS ENFORCEMENT 2018 STATEMENT OF ECONOMIC INTEREST 919-814-3600 www.ncsbe.gov/Ethics/SEI FILER'S NAME (FIRST, MIDDLE, LAST) Prefix First Name Middle Name Last Name Suffix Mr. Anthony Eden Rand CURRENT EMPLOYER JOB TITLE Rand & Gregory Attorney NATURE OR TYPE OF BUSINESS Law Firm REASON FOR FILING (SELECT ALL THAT APPLY) STATE GOVERNMENT JOB (Specify Agency) BOARD/COMMISSION (List complete name of all State boards on which you are serving or are being considered) Lottery Commission, NC Education; JUDICIAL OFFICER (Specify Office) LEGISLATOR (Specify House or Senate) The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 11 A. Do other immediate family members reside in your household? Yes No When used throughout this form, the term Immediate family includes your spouse (unless legally separated). It also includes members of your extended family (your and your spouse’s children, grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your household. List the full name of all adults and emancipated minors in your household. A minor is a child under 18 years old. Minors are emancipated by marriage, enlistment in the US military, or court order for emancipation. FULL NAME OF ADULTS & EMANCIPATED MINORS RELATIONSHIP EMPLOYER JOB TITLE NATURE OF BUSINESS Karen S. Rand wife none n/a n/a B. List ONLY the initials of all unemancipated minors in your household below. A minor is a child under 18 years old. Note: You must list the full name of each minor child on the Confidential Form available at the end of this document. INITIALS FOR UNEMANCIPATED CHILDREN RELATIONSHIP EMPLOYER JOB TITLE NATURE OF BUSINESS PROPERTY INTERESTS 1. As of December 31, 2017, did you, your spouse, or members of your immediate family: A. Have an ownership interest in North Carolina real estate (including your residence) with a market value of $10,000 or more? Yes No Owner of Real Estate % Ownership Interest Location by City Location by County See Attached B. Lease or rent real estate or personal property to or from the State of North Carolina with a market value of $10,000 or more? Yes No Name of Lessor Name of Lessee (Renter) If Real Estate, Location by City & County If Personal Property, Describe The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 11 2. At any time during 2016 or 2017 , did you, your spouse, or members of your immediate family sell to or buy from the State of North Carolina personal property with a market value of $10,000 or more? Yes No Name of Purchaser Name of Seller Type of Property FINANCIAL INTERESTS 3. As of December 31, 2017, did you, your spouse, or members of your immediate family own any of the following financial interests valued at $10,000 or more? LIST EACH COMPANY INDIVIDUALLY A. Stock in a publicly owned company? Yes No Do not list ownership interests in a widely held investment fund (including mutual funds, regulated investment companies, or pension or deferred compensation plans) if: (i) the fund is publicly traded or its assets are widely diversified; and (ii) neither you nor an immediate family member are able to control the assets held in the mutual fund, investment company, or pension or deferred compensation plan. Owner of Interest Full Name of Company (Do not use a ticker symbol) See Attached B. Stock Options in a company or business? Yes No Owner of Stock Option Full Name of Company (Do not use a ticker symbol) Anthony E. Rand Select Bank and trust C. Interests in a non-publicly owned company or business entity (including interests in sole proprietorships, partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and closely held corporations)? Yes No If "No", proceed to question 4. Owner of Interest Name of Company or Business Entity See Attached The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 11 C (1). For each non-publicly owned company or business entity (the “primary company”) identified in question 3.C above, please list the names of any other companies or business entities in which the primary company owns securities or equity interests valued at over $10,000, if known. Non-Publicly Owned Company or Business Entity (the Primary Company) Other Companies in which the Primary Company Owns Security or Equity Interests None or Not Known C (2). If you know that any company or business entity listed in 3.C or 3.C(1) above has any material business dealings or business contracts with the State of North Carolina, or is regulated by the State, provide a brief description of that business activity. Name of Company or Business Entity Description of Business Activity with the State None or Not Known 4. As of December 31, 2017, were you, your spouse, or members of your immediate family the beneficiaries of a vested trust with a value of $10,000 or more that was created, established, or controlled by you? Do not list assets held in blind trusts. See 2017 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.” Yes No Name and Address of Trustee Description of the Trust Your Relationship to the Trust 5. As of December 31, 2017, did you, your spouse, or members of your immediate family have liabilities of $10,000 or more, excluding the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans, personal loans and intra-family debt. Yes No Name of Debtor (You, Spouse, Immediate Family Member) Type of Creditor (Commercial Bank, Credit Union, Individual, etc.) Select Bank and Trust Commercial Bank Franklin Street Securities Broker Margin Account Stifel Nicolaus Broker Margin Account First Citizens Bank & Trust Commercial Bank The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 11 6. List each source of income (not specific amounts) of more than $5,000 received by you, your spouse, or members of your immediate family during 2017. Include salary, wages, state/local government retirement, professional fees, honoraria, interest, dividends, rental income, business income, and other types of income required to be reported on your State and federal tax returns. Do not include income received from the following sources: Capital gains Federal government retirement Military retirement Social security income/SSDI Recipient of Income Name of Source Type of Business/Industry Type of Income I had no reportable income over $5,000 in 2017. Anthony Rand Rand & Gregory Law Practice Salary Anthony Rand Bonds and Stocks Bonds and Stocks Int., Divid., Capital gains Anthony Rand State Retirement State Government Retirement Anthony Rand State of NC Deferred Comp Deferred Comp Payment PROFESSIONAL AND CIVIC RELATIONSHIPS 7(a). During 2017, were you, your spouse or members of your immediate family a director, officer, governing board member, employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in the State of North Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes? Yes No If "No", proceed to question 8. Do not list State boards or entities, or entities created by a political subdivision of the State. Do not list organizations of which you are a mere member. Name of Person His/Her Position Name of Nonprofit Corporation or Organization Nature of Business or Purpose of Organization Anthony Rand Treasurer General Alumni Association Maintain Records Anthony Rand Member Lineburger Board of Visitors Support UNC Cancer Center Karen Rand Member Lineburger Board of Visitors Support UNC Cancer Center Karen Rand Member United Way Support Various Charities 7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive State funds, please provide a brief description of the nature of that business, if known or with which due diligence could reasonably be known. Name of Nonprofit Corporation or Organization Describe State Business or State Funding None or Not Known General Alumni Association slight funding UNC-CH The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 11 Please answer the following question as it pertains to the following board/agency: Lottery Commission, NC Education 8. During 2017, were you, your spouse, or members of your immediate family a director, officer, or governing board member of any society, organization, or advocacy group with an interest in matters over which your agency or board may have jurisdiction? Yes No Legislator/Judicial Officer - You are not required to complete this question if you are filing because you are a legislator or a judicial officer or you are filing as an appointee to those offices. Do not list organizations of which you are only a member (not serving in a leadership role). Name of Person Name of Society, Organization or Advocacy Group Leadership Position (Director, Officer, Board Member) 9(a). List the name of each company or business with which you were associated where you or a member of your immediate family was an employee, director, officer, partner, proprietor, or member or manager as of December 31, 2017. Name of Person Relationship to Filer Name of Company Role of Person No Business Associations See Attached 9(b). If you know that any company or business entity listed in 9(a) above had any material business dealings or business contracts with the State of North Carolina or was regulated by the State as of December 31, 2017, provide a brief description of that business activity. Name of Company or Business Entity Description of Business Activity with the State Not applicable (No entities listed on #9a) No relationship / Not known The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 11 10. Are you a practicing attorney? Yes No Judicial Officer/State Attorney If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned legal fees of more than $10,000 during 2017. Administrative Admiralty Corporate Criminal Decedent’s Estates Environmental Insurance Labor Local Government Real Property Securities Tax Tort litigation (including negligence) Utilities Regulation Other category not listed. 11. During 2017, were you a licensed professional (other than an attorney) or did you provide consulting services individually or as a member of a professional association for which you charged or were paid over $10,000? Yes No Type of Business Nature of Services Rendered Please answer the following question as it pertains to the following board/agency: Lottery Commission, NC Education 12. Are you or your employer, your spouse or members of your immediate family, or their employer currently: • Licensed by the State board or employing entity with which you are or will be associated or • Regulated by the State board or employing entity with which you are or will be associated or • Have a business relationship with the State board or employing entity with which you are or will be associated? Yes No Legislator/Judicial Officer - You are not required to complete this question if you are filing because you are a legislator or a judicial officer (“judicial officer” is defined in the SEI Helpful Tips) or you are filing as an appointee to those offices. Name of Person Name of Employer (if applicable) Type of Relationship (Licensing, Regulatory, Business) The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 11 13. Are you, your spouse, or a member of your immediate family currently registered as a lobbyist or lobbyist principal or were you registered as such within the 12 months preceding your filing of this form? Yes No Name of Lobbyist Lobbyist’s Principal Date of Registration Registration Expiration OTHER DISCLOSURES 14. During any calendar quarter in 2017 (but only the time period after you were appointed, employed or filed or were nominated as a candidate), did you • receive any gift(s) exceeding $200 per quarter from a person or group of persons acting together, and • when both you and those person(s) were outside North Carolina at the time you accepted the gift(s), and • the gift(s) were given under circumstances that would lead a reasonable person to conclude that they were given for lobbying? Yes No Do not report gifts given by members of your extended family. Do not report gifts that have previously been reported by you to the Department of the Secretary of State on the "Expense Report for Exempted Persons." Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market Value The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 11 Please answer the following question as it pertains to the following board/agency: Lottery Commission, NC Education 15. During 2017 (but only the time period after you were appointed, employed, or filed or were nominated as a candidate) did you • accepted a “scholarship” exceeding $200 from a person or group of persons acting together and • those person(s) were outside North Carolina and • the scholarship was related to your public position? A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar event, including tuition, travel, lodging, meals, and other similar expenses. Yes No Judicial Officer - You are not required to complete this question if you are a judicial officer or you are filing as a judicial officer appointee. Do not report gifts that have previously been reported by you to the Department of the Secretary of State on the “Expense Report for Exempted Persons.” Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator or the General Assembly is a member or participant or an affiliate of that organization. Date of Scholarship Name and Address of Donor(s) Describe Event Estimated Market Value Please answer the following question as it pertains to the following board/agency: Lottery Commission, NC Education 16. Were you appointed or are you being considered for an appointment to a covered board by the Governor or another Council of State member? Council of State members are: • Governor • Lt. Governor • Secretary of State • State Auditor • State Treasurer • Superintendent of Public Instruction • Attorney General • Commissioner of Agriculture • Commissioner of Labor • Commissioner of Insurance Yes No If “Yes”, list all contributions you (NOT immediate family members) made during 2017 with a cumulative total of more than $1,000 to the Governor or other Council of State member who appointed you. Contributions are defined in N.C.G.S. 163-278.6(6) and include, but are not limited to, “any advance, conveyance, deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value whatsoever.” Date Amount Contributed to No contribution(s) with a cumulative total of more than $1,000 The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 11 Please answer the following question as it pertains to the following board/agency: Lottery Commission, NC Education 17. Are you an appointee or prospective appointee to: a. the head of a principal state department (e.g. cabinet secretary) appointed by the Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District Court Judge; or c. a member of any of the following boards: • ABC Commission • Coastal Resources Commission • State Board of Education • State Board of Elections • Division of Employment Security • Environmental Management Commission • Industrial Commission • Human Resources Commission • Rules Review Commission • Board of Transportation • UNC Board of Governors • Utilities Commission • Wildlife Resources Commission Yes No If "No", proceed to question 18. d. If so, were you appointed or are you being considered for appointment to that public position by a Council of State member? Council of State members are listed in question 16. Yes No If "No", proceed to question 18. e. If so, you must indicate whether during 2017 you (not immediate family members) engaged in any of the following activities with respect to or on behalf of the candidate or campaign committee of the Council of State member who appointed you to your public position: i. Collected contributions from multiple contributors, took possession of such multiple contributions, and transferred or delivered those collected contributions to the candidate or committee? Contributions are defined in question 16. Yes No ii. Hosted a fundraiser at your residence or place of business? Yes No iii. Volunteered for campaign-related activities, which include, but are not limited to, phone banks, event assistance, mailings, canvassing, surveying, or any other activity that advances the campaign of a candidate? Yes No 18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon of innocence; or (ii) an order of expungement regarding that conviction? Yes No Offense Date of Conviction County of Conviction State of Conviction The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 11 19. Are you aware of any other information that you believe may assist the State Ethics Commission in advising you concerning your compliance with the State Government Ethics Act? Yes No If yes, please provide such information below. AFFIRMATION I affirm that the information provided in this Statement of Economic Interest and any attachments hereto are true, complete, and accurate to the best of my knowledge and belief. I also certify that I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest. I understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of the Confidential Form regarding Unemancipated Children) are public record. I acknowledge that I have read and understand N.C.G.S. 138A-26 regarding concealing or failing to disclose material information and N.C.G.S. 138A-27 regarding providing false information: § 138A-26. Concealing or failing to disclose material information. A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed on a statement of economic interest under this Article shall be guilty of a Class 1 misdemeanor and shall be subject to disciplinary action under G.S. 138A-45. § 138A-27. Penalty for false information. A filing person who provides false information on a statement of economic interest as required under this Article knowing that the information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45. I Agree. It is my intention that this check box constitutes my electronic signature. By checking this box I certify that the information provided in this Statement of Economic Interest and any attachments hereto are true, complete, and accurate to the best of my knowledge and belief. Filed Electronically 4/11/2018 Signature Date Anthony Eden Rand Printed Name The SEI and any attachments, excluding the Confidential Form, are public records. Page 11 of 11

, NORTH CAROLINA STATE ETHICS COMMISSION | ror mics commission use ony |; 2017 STATEMENT OF ECONOMIC INTEREST | 0ote feceied EF 919-814-3600 www ethicscommission.nc.gov | mapion2® fo THIS ENTIRE FORM MUST BE COMPLETED TO FULFILL oT %) i YOUR SEI FILING OBLIGATION | nnd ——— Supp. Sent Date oy |v pnsone 4 2 entered in antavase 08) 79) WA [Fens wave (FIRST. MIODLE, LAST) R [pres [rrscname [ade Name [ Lost Name | suttix rrr. AtRony | Eden Kawd | | current emprover 208 TITLE Rand « Gregory Zhe Porter | nature or vee or fusiess oo Law Prackos i REASON FOR FILING (COMPLETE ALL THAT APPLY) STATE GOVERNMENT 108 (Specty Agency) EOARD/COMMISSION (List complete name of all State on oo boards on which you are serving of are being considered) Lovfery Lororstssion JUDICIAL OFFICER (Specify Office) - LEGISLATOR (Spec House or Senate) [A Do other immediate family members reside in your household? [mre Ono When used throughout this form, the term Immediate family includes your spouse (unless legally separated). I also | includes members of your extended family (your and your Spouse's children, arandchildren, parents, arandparents, and | Sbinge, and the spouses of each of those percons] who reside in your household. List the full name of all adults and emancipated minors in your household. A minor is a child under 15 years od | Minors are emancipated by marrage, enlistment in the US miltary, or court order for emancipation FULL NAME OF ADULTS & | RELATIONSHIP | EMPLOYER JoBTIME | WATUREOF EMANCIPATED MINORS. A on | susiess Koco ste Rad _wo'fe | fn | aja 4 [ 7 The SEI and any attachments, excluding the Confidential Form, are public records. Page 10f 10 B. Us ONLY the ta of al amemancipte snore your househord blow. ona 12 cid wer 18 years a Note: You must lst the full name of each minr child on the Confidential Form available at the end of this document. oo oo — INATIALS FOR RELATIONSHIP EMPLOYER JOB TITLE NATURE OF rc — | oe | ; | | | i i ! ] L | PROPERTY INTERESTS | Peron Tow ——— an at iri Soa Th PAST AAW it inf Sit es yom Oe Guar of neat Estate| 90 Gwmersip interest | Location by City | Location by County | See Schedute “A” I i i | SE | — I B. Lease or rent real estate or personal property to or from the State of North Carolina with a market value of | he i DOves x No [7 Name of tessor Nome of Losses | 1 Real Estate, Location | If Personal Property, | ——— ov oy 8 Counte este L JE Ce —————=: | 2. At any time during 2015 or 2016, did you, your spouse, or members of your immediate family sell to or buy from the Bo i ors ee wit ape ih 00 rT [ves Rr No. Tv SET ant a attachments, excluding the Confirm Form, are public record. Pave 20110 schedote “A” Kea) Latare Oawed fhe £ Koren 5 Band 0% Prgatteifle Confort A SPAR fI fit bekote S07, PphelferBiain. Cond. Av Re Lodge de a Payette Corybortuy Misono Properiies . Prgotie Comthorind Z FT Lo lor mg bow New Kamodor West Castle Fagve 20% Wilmagboy POW Hames FINANCIAL INTERESTS Ao Decamer 31 2015, do your S70, ar er of your Tae ry owt any of the following cil interests valued at $10,000 or more? LIST EACH COMPANY INDIVIDUALLY. A. Stock in a publicly owned company? | fpves [No _ FO i. _ i eres a wide ei men To nai Tutu fa, Toqated TE a OO ae ata sas ov ve 5 coor te sve 01 to at on, Owner of Interest |Full Name of Company (00 not use a ticker symbel) | See Ade] Scheduts B"| ~ 1 I : vr ——————r—— res Oe | Owner of Stock Option | Full Name of Company (Do not use a ticker symbol) Sleny WA. 7 | Sates Bank . Crass may aval cons oF aa ony nud Wee le pan so wrens woo oo isto, tod TSW poner 300 | Gy nem comorationsy® | ves [INo- If “No,” proceed to question 4. Owner of Interest I “Name of Company or Business Entity \fazrgy Anthowy E. Toonid | Ren) Estate vewbyrss as Lipted IT For av oom ptt ound copay or ness entity the “rary company Henied in question IT Rar-Publict Guna Company or Business Entity | Other Companies vr whic he Primary Company Lorik ll oe Secunty or Eauey meres - The SEL and any attachments, excluding the Confidential Form, are public records. Pave 30110 NA cehodete UB J » Ld woven eo se tgs tet po pereres pn cn Ler N— SECURTY SECURITY DESCRIPTION FONCA RST CITIZENS BANCSNARE CLA FONCH ARST CITIZENS BACSHARE CLAGS 743738106 PROVIDENCE BANK ROCKY MOUNT NORTH CAROLINA act GELECT BANCORP INC NEW 204850105 UNION BANC CORP ORTH CAROLINA or oust cone FONCA FIRST CITIZENS BANCSHARE CLA AAL1819MAS PUT AMERICAN ARLINES $45 EXP 01/19/18 WDC1819M70 PUT WESTERN DIGIAL CORP $70 EXP 01/19/18 Ascount inormation Sa” kin jo worouas9 77) ome se Adsess (uscd or fx purposes) SFE NICOLAS CUSTODIAN FO ANTHONY © RAND ROTH IRA 509 E PARK DRIVE FAVETEVILE NC 28305-4905 SECURITY SECURITY DESCRIPTION BAC BANK AMERICA CORP SIT SELECT BANCORP INC NEW SIT STATE STREET CORP —— = Account information _ i wo 008: 00/03/1951. (65) Name & Address (used for tax purposes) STIFECNICOUAUS CUSTODIAN FOR KAREN S RAND ROTH IR. 309 E PARK DRIVE FRYETTEVRLE NC 283054905 SECURITY SECURITY DESCRIPTION IGAAX INTERNATIONAL GROWTH ~ & INCOME CLA SLT SELECT BANCORP INC NFW Jo— red Ei oveanoss 65 Name drs nc fo pnp free frei —— SS akon IRE ats 555 SECURTY SECURTY DESCRIPTION AMG AMCHETWORKS IC CLA Aon meno APC ANADARKO PETROLEUM CORP Ros auroprs ne [rr oy movERATY IC AGO 8ROADCOM LTD chs cmnsvsTems ne CHCSA COMCAST CORP CLANEW cre oer DISCA DISCOVERY COMMUNICATIONS INC NEW SERIES A DIB DOLBY LABORNTONIES IC HR oR com New Fo FREEPORT MCHORN ING MG IMMUNOGEN IC ONS IOS PHARMACEUTICALS WC ic oumsonconmots mr AC an TomowGES NC LSA LIBERTY MEDIA CORY DCLSER A SRUSYM GROUP QUA URERTY INTERACTIVE CORP QVC GROUP SERA LS0MK UBERIY MEDIA CORP DEL SER C SRUSKM GROUP LUNA UBERTY INTERACTIVE VENTURES SER ANEW LUADA LIBERTY BROADOAND CORP SERA LIOR BBR BROADRAND CORY SER C FWONA UIBERTY MEDIA CORP UIRERTY FORMULA ONE IWONK LIBR FORMULA ONE SER C IGF LIONS GATE ENTERTAINMENT CORP CLA NON VOTING Wom LoGMEm IC or MROTRONC PLC NOV NATIONAL OLWEIL VARCO INC HUAN NUANCE COMMUNICATION tC brow now ne wo nucoRcow J SE SCAGATE TECHNOLOGY LC We comremmvim Tm no UNH UNITEDNEALTH GROUP IC VIX VERT MARMACEUTICNS INC WIT WEATHERFORD INTLALC WoC WESTERNDIGITAL CORD Account infomation _ pri Rao 505: 9703/1953 (5 Name & Address (used for tax purposes) KAREN S RAND. 509 E PARK DRIVE FAYETTEVILLE NC 28305-4995 SECURITY SECURITY DESCRIPTION RAL AMERICAN AIRLINES GROUP INC APC ANADARKO PETROLEUM CORP. MPL APPLEING 8B BIOGEN INC BIW BIOVERATV ING BHF BRIGHTHOUSE FINANCIAL INC CEG CELGENE CORP GID GILEAD SCIENCES INC wa KacoRe MASK CLEARBRIDGE SMALL CAP CLC LRCX LAM RESEARCH CORP. LOW LOWES COMPANIES INC MET METUFE IN Mu MICRON TECHNOLOGY INC NCH NORWEGIAN CRUISE LINE HLOGS LTD ool PPLCORP DOC PHYSICIANS REALTY TR * SLT SELECT BANCORP INC NEW str STATE STREET CORP. UNH UNITEDHEALTH GROUP INC WEA WALGREENS BOOTS ALLIANCE INC Account infomation io bo wosiion Name s¢ Address (used [or tox purposes) KAREN 5 AND 509 E PARK DRIVE FAYETTEVILLE NC 285054905 SECURITY SECURITY DESCRIPTION a AMERICAN AIRUNES GROUP INC APC ANADARKO PETROLEUM CORP ARPL APPLEING BIB BIOGEN INC BW BIOVERATIVING BHF BRIGHTHOUSE FINANCIAL ING CEG CELGENE CORP GID GILEAD SCIENCES INC a KQCORP MASK CLEARBRIDGE SMALLCAP CLC KCK LAM RESEARCH CORP LOW LOWES COMPANIES INC MET METLIFE ING MU MICRON TECHNOLOGY INC NOUS NORWEGIAN CRUISE LINE HLDGS LTD PPL PPLCORP DOC PHYSICIANS REALTYTR * SICT SELECT BANCORP INC NEW str STATE STREET CORP UNH UNITEDHEALTH GROUP INC WBA WALGREENS BOOTS ALLIANCE INC “ Hinson 21, 18 you know that avy company or business nity ted nC o 3.CL) shove hs any mateil nuinss Goins or ainess conrad with tn State of Nort Carolin, or i requated by the Sent, prove 3 rel Name of Company or Business Entity | Description of Business Activity with the State I SE N— NE. 4. eof Dagan 31. 2016, wore you, your spe, or mers of yout IDEAS arly the beneicaares of 2 vested rust wn 3 i 6 $10,000 or moe hat wa created, exabishes, or contrat y ou? 00 mot st assets eld in bind trusts. See 2017 SEL Help Tig for the dfintion of "Vested Tus” and “Bind Trust” | Owes gino | Name and Address of Trustee | Description of the Trust Your Relationship to the Trust _| | i [5 As of Dacembr 31, 2015, 0d vou, your spouse, of members of your immediate fami have labites of $10,000 or To por os at a Ty Be Rres OMe Name of Debtor (You, Spouse, Immediate Family Type of Creditor (Commercial Bank, Credit Union, | | Nermer) Tndiidoa, etc) | Aidhony fos fian 5. Rand | Lerepgsrein/ Bank | omy £. Rome | Broferage Co. | 6 Lit nach source of income (no spec amounts) of mors. an $5,000 received by you, your spouse. of members of | Your comedies omy. dara 2046. Inchade soar, wages, sateiocal Goveromens rekremant, professional ess, Do nat include income received from the following sources: » Capita gains + Federal government retirement + Miltary retirement + Social security income/ SSDI Recipient of Income Name of Source Type of Type of Income Blanes / Industry 5 ad om reportable income ove $5,000 m 2036, TT Athenty £ Bowel | Rent Gregory, bas Ponce Gatary Abhi] E. Rong | Sehect Bak | Baki, Lrecter feos to uns SNC fehremens | Alken KE Bond | SE ob NE. Deberred Comp. | The SEE and any attachments, excluding the Confidential Form, are public records. Page 4of 10 PROFESSIONAL AND CIVIC RELATIONSHIPS | 7(a). Dunng 2016, were you, your spouse or members of your immediate family a director, officer, governing board ves [J No - If “No,” proceed to question 8. "> Do not list State boards or entities, or entities created by a pohtical subdivision of the State. Karen 5. Kowd | Director | Used tpg of Cond Lo, rn ~ 1 " . \ | Ahoy Rand Transarer UNC Sor Aloson Hoh I | be _— } 1 na + WA rr—————_ ——— W— | [1 None or Not Known | LUNE Gsrern] Alun Assoc. Togogond Por Tecord Keeping + i gvec. Lopphyocs vbr seiqr [aves fio Chtegiaton luical Officer You ae nt required complete this aueston if you are fling because | Name of person | Name of Society, organization Lenders position oo oo | A fn eo an amtoyee treo aes avn, ron 8 oe 8 pan 5 of Decors 31 918 or pers pt or of Com 1 [) No Business Associations | Anlhos Efond | Kaw rd tne . lie Ros] | Seect Bank | Director | [5 tycoons am camry ses nn san 0) above any mater buss oso business contracts with the State of North Carolina or was regulated by the State as of December 31, 2016, provide a | over sescapion of th ins vty ame of Company or Business Entity | Description of Business Acivity withthe State fet spicane te cree ts on 99 | AH app lieatle wR _ _— ! 10 hey a rch storm? ores Cito [Judicial Officer/State Attorney Ve, chick each cotagory fea eresentton in WHE ou othe aw with whch you re fated has nrned Hones of mr hom 540.550 aay sve 0) Administrative J Admiraity [J Corporate » Cominal [) Decedent's Estates. (0 Environmental [7] insurance [Labor £1 Loca! Government Spies rogers [3 Securttes Tra || pron tation tncucing 0) nities Regulation poner category ot ses | Presvacseey 17. During. 2016, were you a licensed profesional (other than an attomey) or did you provide consulting services A Tr OYes fre Type of Business Nature of Services Rendered — ———— — ————————— The SEE ar ary atachmants, excluding the Confidential Fore, ave public records. Page of 10 Ives bad [7] Legisiator/ Judicial Officer - You are not required to complete this question if you are filing because van tren an tre ST (if applicable) (Licensing, Regulatory, Business) 13. Are you, your spouse or a member of your immediate family currently registered as a lobbyist or lobbyist principal, or | Ove To | f Name of Lobbyist Lobbyist's Principal | Date of Registration « receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together, and i + when both you and those person(s) were outside North Carolina at the time you accepted the gift(s), and | + the gift(s) were given under circumstances that would lead a reasonable person to conclude that they were given i for lobbying? | ove yu [Do not report gifts aiwen by members of your extended family. — | »Do not report gifts that have previously been reported by you to the Department of the Secretary of State on the | woos | semis sens | —smemgnr—] + the scholarship was related to your public position? A “scholarships” is a grant-in-aid, either direct or indirect, | a Somterence, moe. or Sitar event, inching Suion, wavel ding, meas, and ower | similar expenses. H] | Cves po 1) udicar Officer - You are not required to complete this question f you are a ficial officer or you are | | omear | Nemes sare ctor) | oeserbe vent | Estimated Market | | res On | Ives", st al contributions you (NO immeate family members) made during 2016 with 2 cumulative Tool move thon 51/000 the Governor or oknes Counc of Stats ember who SPPOINEd You | »Contributions are defined in N.C.G.S. 163-278.6(6) and include, but are not limited to, “any advance, conveyance, | deposit, distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value | whatsoever.” one | Amount Contributed to [o Dui amieioy soo oo | | k/gln 45/7 | Looper for pC 17. Ave you an appointee or praspective appointee Lo: ] 72. the ead or a principal state department Ge. cabinet secretary) apps byte | 1 "Governor; or b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or Distnct | | Court ude, or | | | a member of any of the following boards | | i + ABC Commission | | + Coastal Resources Commission | + State Board of Education [Cves She | + State Board of Elections © Division of Employment Security It “No” proceed to 1 + Environmental Management Commission question 18. i + Industral Commission | 1 + Human Resaurces Commission | | | + Rules Review Commision | | + Soar of Transporation | | + UNC Board of Governors | | © utiities Commission | | + Wide Resources Commission oo . B | [7 1150, were you aopantd os are you being consider for apponiment toot | Yes (No | pubic puson b o Counc of Sats meer? Counc of State members are 15¢4 | 37 “Wo,” proceed to | in question 16. | ete 3s. | I 50, you must indicate whether uring 2016 you {not immediate family T menibers) engaged 1 any of the following activities with respect © or on beh of he candidate or campaign committee of the Counci of State member who | 2opointed you to your public positon: | Cives [No 1. Collected contributions from mltiple contributors, took possession of such | iki comribolons, and transvred or detwered those calected | | Contributions to the candidate or committee? Contributions re defined in lL auestion 15 | I 1. Hosted a fundraiser at your residence or piace of business? Dives (INo il. Volunteered for campaign related activities, which include, but are not imited | to, phone banks, event assistance, mailings, canvassing, surveying, or any | []Yes [No | ihr activity that advances the campaign of a candidate? | | 16. Have you ever been convicted of a felony for which you have not received either: (1) a pardon of innocence; or (i) an | order of expungement regarding that conviction” | Oes © | EL I offense Date of Conviction | County of Conviction | State of Conviction 15. Are you aware of any other formation that you believe may assist the State Ethics Commission n advising vou | Concerning your compliance with the State Goverament EUcs Act? | | Ces Mo ves, please provide such information below 1 ¥ EE i | The SEX and any attachments, excluding the Confidential Form, are public records. Page 9of 10 | areramaTion | Vaifirm that the information provided in this Statement of Economic Interest and any attachments hereto are we, complete. | and accurate to the best of my knowledge and belict | from disclosure while retaining an equitable interest | information and N.C.G.S. 138A-27 regarding providing false information: | or diciphrary action under 6.5. 1RA45 § 138A-27. Penalty for false information. | Know ha he formation is as sly of a CTs ely and shall be subject disciplinary ation under as Ins | ! 9.2/7 Sanatare ES | si ithuiy Koel ame | Submit SIGNED, ORIGINAL documents ony. Do not fax or email this form. ol The SEX and any attachments, excluding the Confidential Form, are public records. Page 100r 10