Ann Floyd Huggins
Martin Luther King Jr. CommissionMid-East RPO (TAC)
Filings
2025 Mid-East RPO (TAC)
Document text
The SEI and any attachments, excluding the Confidential Form, are public records. Page 1 of 10
STATE ETHICS COMMISSION
2025 STATEMENT OF ECONOMIC
INTEREST
ELECTRONIC FILING
This entire form must be completed to fulfill
your ethics filing obligation.
Filer’s Name (First, Middle, Last)
Prefix First Name Middle Name Last Name Suffix
Commi
ssioner
Ann Floyd Huggins
Current Employer Job Title
Retired Retired
Nature or Type of Business
Retired
Reason For Filing (Complete all that apply.)
Are you a CANDIDATE for
elected office?
☐ Yes ☒ No If yes, for what position are you seeking election? (Specify
name of office seeking in box below.)
Do you currently hold this
position?
☐ Yes ☐ No
State Government Job or Post-Service Filer (Specify
agency and position.)
Board/Commission (List complete names of all State boards
on which you are serving or are being considered.)
Mid-East RPO (TAC)
Judicial Officer, Post-Service Filer, or Judicial Officer
Appointee (Specify office.)
Legislator, Post-Service Filer, or Appointee to Legislative
Office (Specify House or Senate.)
A. Do any immediate family members reside in your household?
☐ Yes ☒ No
On this form, ”immediate family” includes your spouse (unless legally separated) and unemancipated children (minors
under 18 years of age). It also includes members of your extended family (your and your spouse’s children,
grandchildren, parents, grandparents, and siblings, and the spouses of each of those persons) who reside in your
household.
List the full name of all adults and emancipated minors in your household. Minors are children under 18. They are
emancipated by marriage, enlistment in the US military, or court order for emancipation.
Full names of Adults and
Emancipated Minors
Relationship Employer Job Title Nature of Business
The SEI and any attachments, excluding the Confidential Form, are public records. Page 2 of 10
B. List only the initials of all unemancipated minors in your household below. A minor is a child under 18 years old.
List the full name of each minor child on the Confidential Form at the end.
Initials of
Unemancipated
Minors
Relationship Employer Job Title Nature of Business
Property Interests
1. As of December 31, 2024, did you or any members of your immediate family:
A. have an ownership interest in North Carolina real estate (including your residence) with a market value of
$10,000 or more?
☒ Yes ☐ No
Owner of Real Estate % Ownership Interest Location by City Location by County
Ann Floyd Huggins (Self) 100.00% Greenville Pitt
Ann Floyd Huggins (Self) 100.00% Greenville Pitt
B. lease or rent real estate or personal property to or from the State of North Carolina with a market value of
$10,000 or more?
☐ Yes ☒ No
Name of Lessor Name of Lessee
(Renter)
If Real Estate, Location
by City & County
If Personal Property,
Describe
2. At any time during 2023 or 2024, did you or any members of your immediate family sell or buy personal property
worth $10,000 or more to or from the State of North Carolina?
☐ Yes ☒ No
Name of Purchaser Name of Seller Type of Property
The SEI and any attachments, excluding the Confidential Form, are public records. Page 3 of 10
Financial Interests
3. As of December 31, 2024, did you or any members of your immediate family own any of the following financial
interests valued at $10,000 or more? List each company individually.
A. Stock in a publicly owned company?
☐ Yes ☒ No
► Include stocks held individually of in a portfolio managed by a financial services company
Do not list interests in a widely held investment fund (including mutual funds, regulated investment companies, or
pension or deferred compensation plans) if:
1. the fund is publicly traded or its assets are widely diversified; and
2. neither you nor an immediate family member are able to control the underlying assets.
Owner of Interest Full Name of Company or ticker symbol
B. Stock options in a company or business?
☐ Yes ☒ No
Owner of Stock Option Full Name of Company (Do not use a ticker symbol)
C. Interests in a non-publicly owned company or business entity? These include interests in sole proprietorships,
partnerships, limited partnerships, joint ventures, limited liability companies, limited liability partnerships, and
closely held corporations.
☐ Yes ☒ No - If “No,” proceed to question 4.
Owner of Interest Name of Company or Business Entity
C (1). For each company or business entity identified in question 3.C. (the “Primary Company”), please list the
names of any other companies or business entities in which the Primary Company owns securities or equity
interests valued at over $10,000, if known.
Non-Publicly Owned Company or Business Entity
(the Primary Company)
Other Companies in which the Primary Company
Owns Security or Equity Interests
None or Not Known
C (2). If you know that any entity listed in 3.C or 3.C(1) above has any material business dealings or business
contracts with the State of North Carolina, or is regulated by the State, briefly describe that business activity.
Name of Company or Business Entity Description of Business Activity with the State
None or Not Known
4. As of December 31, 2024, were you or any members of your immediate family the beneficiaries of a vested trust with
a value of $10,000 or more that you created, established, or controlled?
Do not list assets held in blind trusts. See 2025 SEI Helpful Tips for the definition of “Vested Trust” and “Blind Trust.”
https://ethics.nc.gov/seis
☐ Yes ☒ No
Name and Address of Trustee Description of the Trust Your Relationship to the Trust
The SEI and any attachments, excluding the Confidential Form, are public records. Page 4 of 10
5. As of December 31, 2024, did you any members of your immediate family have liabilities of $10,000 or more, excluding
the mortgage on your primary personal residence? Examples include credit card debts, auto loans, student loans,
personal loans and intra-family debt. Do not disclose the amount of the debt.
☒ Yes ☐ No
Name of Debtor Type of Creditor (commercial Bank, credit union,
individual, etc.)
Ann Floyd Huggins (Self) Credit Union
Ann Floyd Huggins (Self)
Credit card
6. List each source of income (not specific amounts) of more than $5,000 received by you or any members of your
immediate family during 2024. Include salary, wages, state/local government retirement income, professional fees,
honoraria, interest, dividends, rental income, business income, and other types required to be reported on State and
federal tax returns. You must disclose your receipt of salary or wages from any governmental or private
entity, including those already listed in response to other SEI questions.
Do not include income received from the following sources:
► Capital gains ► Federal government retirement
► Military retirement ► Social security retirement, survivors, or disability benefits
Recipient of Income Name of Person or Entity
from Which Income Was
Received
Type of
Business/Industry
Type of Income
Ann Floyd Huggins (Self) Pitt County Government Board of Commissioner
Salary
Salary
The SEI and any attachments, excluding the Confidential Form, are public records. Page 5 of 10
Professional and Civic Relationships
7(a). During 2024, were you or any members of your immediate family a director, officer, governing board member,
employee, independent contractor, or registered lobbyist of a nonprofit corporation or organization operating in North
Carolina primarily for religious, charitable, scientific, literary, public health and safety, or educational purposes?
☒ Yes ☐ No - If “No,” proceed to question 8.
► Do NOT list State boards or entities, or entities created by local governments.
► Do NOT list organizations of which you are a mere member.
Name of Person Position Name of Nonprofit
Corporation or Organization
Nature or
Purpose of Organization
Ann Floyd Huggins (Self) Board Member Pitt County ABC Board Pitt County ABC Board
7(b). If the nonprofit corporations or organizations listed above do business with the State of North Carolina or receive
State funds, briefly describe the nature of that business, if known or with due diligence could reasonably be known.
Name of Nonprofit Corporation or Organization Describe State Business
Pitt County ABC Board Sales
8. During 2024, were you or any members of your immediate family a director, officer, or governing board member of
any society, organization, or advocacy group with an interest in matters over which your agency or board may have
jurisdiction?
☐ Yes ☒ No ☐ Legislator/Judicial Officer -You are not required to complete this question if you are filing solely
because you are a legislator or judicial officer or as a candidate or appointee to those offices.
►Do not list organizations of which you are only a member and do not serve in a leadership role.
Name of Person Name of Society, Organization,
or Advocacy Group
Leadership Position
(Director, Officer, Board Member)
The SEI and any attachments, excluding the Confidential Form, are public records. Page 6 of 10
9(a). List the name of each for profit business with which you or a member of your immediate family was an employee,
director, officer, partner, proprietor, or member or manager as of December 31, 2024.
Name of Person Relationship to Filer Name of Company Role of Person
No Business Associations
9(b). If you know that any entity listed in 9(a) above had any material business dealings or business contracts with the
State of North Carolina or was regulated by the State as of December 31, 2024, briefly describe that activity.
Name of Company or Business Entity Description of Business Activity with the State
None or Not Known
10. Are you a practicing attorney?
☐ Yes ☒ No ☐ Judicial Officer/State Attorney/In House/Employee Attorney
If “Yes”, check each category of legal representation in which you or the law firm with which you are affiliated has earned
legal fees of more than $10,000 during 2024.
☐ Administrative ☐ Admiralty ☐ Corporate ☐ Criminal
☐ Decedent’s Estates ☐ Environmental ☐ Insurance ☐ Labor
☐ Local Government ☐ Real Property ☐ Securities ☐ Tax
☐ Tort litigation (including
negligence)
☐ Utilities Regulation ☐ Other category not listed
11. During 2024, were you a licensed professional (other than an attorney) or did you provide consulting services
individually or as a member of a professional association for which you charged or were paid over $10,000?
☐ Yes ☒ No
Type of Business Nature of Services Rendered
The SEI and any attachments, excluding the Confidential Form, are public records. Page 7 of 10
12. Are you or your employer, or any members of your immediate family, or their employers currently:
licensed by the State board or agency with which you are or will be associated or
regulated by the State board or agency with which you are or will be associated or
in a business relationship with the State board or agency with which you are or will be associated?
☐ Yes ☒ No ☐ Legislator/Judicial Officer - You are not required to complete this question if you are filing solely
because you are a legislator or judicial officer or as a candidate or appointee to those offices.
Name of Person Name of Employer
(if applicable)
Type of Relationship
(Licensing, Regulatory, Business)
13. Have you or a member of your immediate family been registered as a lobbyist or lobbyist principal within the 12
months preceding your filing of this form?
☐ Yes ☒ No
Name of Lobbyist Lobbyist’s Principal Date of
Registration
Registration
Expiration
Other Disclosures
14. During 2024, after you were appointed, employed, or filed or were nominated as a candidate, did you
receive any “gift(s)” exceeding $200 per quarter from a person or group of persons acting together,
when both you and those person(s) were outside North Carolina,
under circumstances that would lead a reasonable person to conclude the gifts were given for lobbying?
To answer Yes, all three conditions must apply
☐ Yes ☒ No
► Do not report gifts given by members of your extended family.
► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.”
Date Item Received Name and Address of Donor(s) Describe Item Received Estimated Market
Value
The SEI and any attachments, excluding the Confidential Form, are public records. Page 8 of 10
15. During 2024, after you were appointed, employed, or filed or were nominated as a candidate, did you
accept a “scholarship” exceeding $200 related to your public position from a person or group of persons acting
together,
when those person(s) were outside North Carolina?
To answer Yes, both conditions must apply
A “scholarship” is a grant-in-aid, either direct or indirect, to attend a conference, meeting, or similar
event, including tuition, travel, lodging, meals, and other similar expenses.
☐ Yes ☒ No ☐ Judicial Officer - You are not required to complete this question if you are filing solely because you
are a legislator or judicial officer or as a candidate or appointee to those offices.
► Do not report gifts you have previously reported on the “Expense Report for Exempted Persons.”
► Legislators are not required to report scholarships paid by a nonpartisan legislative organization of which the legislator
or the General Assembly is a member, participant, or affiliate.
Date of
Scholarship
Name and Address of Donor(s) Describe Event Estimated Market
Value
16. Have you been appointed or considered for appointment to a covered board by the Governor or another Council of
State member?
Council of State members are:
► Governor ► Lt. Governor ► Secretary of State
► State Auditor ► State Treasurer ► Superintendent of Public Instruction
► Attorney General ► Commissioner of Agriculture ► Commissioner of Labor
► Commissioner of Insurance
☐ Yes ☒ No
If “Yes,” list all contributions you made in 2024 with a cumulative total of more than $1,000 to the Council
of State member who appointed you. Do not include contributions from immediate family members.
► Contributions are defined broadly in N.C.G.S. 163-278.6(6) and include “any advance, conveyance, deposit,
distribution, transfer of funds, loan, payment, gift, pledge or subscription of money or anything of value
whatsoever.”
Date Amount Contributed to
The SEI and any attachments, excluding the Confidential Form, are public records. Page 9 of 10
17. Are you an appointee or prospective appointee as:
a. the head of a principal state department (e.g., cabinet secretary) appointed by the
Governor; or
b. a North Carolina Supreme Court Justice, Court of Appeals, Superior or District
Court Judge; or
c. a member of any of the following boards:
ABC Commission
Coastal Resources Commission
State Board of Education
State Board of Elections
Division of Employment Security
Environmental Management Commission
Industrial Commission
Human Resources Commission
Rules Review Commission
Board of Transportation
Utilities Commission
Wildlife Resources Commission
☐ Yes ☒ No
If “No,” proceed to
question 18.
d. If yes, were you appointed or are you being considered for appointment to that
position by a Council of State member?
☐ Yes ☒ No
If “No,” proceed to
question 18.
e. If yes, you must indicate whether during 2024 you engaged in any of the following
activities with respect to or on behalf of the candidate or campaign committee of
the Council of State member who appointed you:
i. Collected contributions from multiple contributors, took possession of such
multiple contributions, and transferred or delivered those collected
contributions to the candidate or committee?
☐ Yes ☐ No
ii. Hosted a fundraiser at your residence or place of business? ☐ Yes ☐ No
iii. Volunteered for campaign-related activities, including phone banks, event
assistance, mailings, canvassing, surveying, or any other activity that advances
the campaign of a candidate? ☐ Yes ☐ No
18. Have you ever been convicted of a felony for which you have not received either: (i) a pardon; or (ii) an order of
expungement?
☐ Yes ☒ No
Offense Date of Conviction County of Conviction State of Conviction
19. Are you aware of any other information that you believe may assist the Ethics Commission in advising you
concerning your compliance with the State Government Ethics Act?
☐ Yes ☒ No If yes, please provide that information below.
The SEI and any attachments, excluding the Confidential Form, are public records. Page 10 of 10
Affirmation
The information provided in this Statement of Economic Interest and any attachments are true, complete, and accurate
to the best of my knowledge and belief.
I have not transferred, and will not transfer, any asset, interest, or property for the purpose of concealing it from
disclosure while retaining an equitable interest.
I understand that my Statement of Economic Interest and any attachments except for the Confidential Form regarding
Unemancipated Children are public records.
I have read and understand the following statutes:
N.C.G.S. § 138A-26. Concealing or failing to disclose material information.
A filing person who knowingly conceals or knowingly fails to disclose information that is required to be disclosed
on a statement of economic interest . . . shall be guilty of a Class 1 misdemeanor and subject to disciplinary
action under G.S. 138A-45.
N.C.G.S. § 138A-27. Penalty for false information.
A filing person who provides false information on a statement of economic interest . . . knowing that the
information is false is guilty of a Class H felony and shall be subject to disciplinary action under G.S. 138A-45.
I affirm under penalty of perjury that the foregoing is true and correct.
Filed Electronically 02/06/2025
Signature Date
Ann Floyd Huggins
Printed Name
2019 Martin Luther King Jr. Commission
Document text
Pr. mere RECEIVED
GET a STATE ETHICS COMMISSION APR 15 2018
Nl 2019 STATEMENT OF ECONOMIC STATE ETHICS COMMISSION
2 INTEREST EN
Cracked fog campleton
This entire form must be completed to fulfill Forres Aes
your ethics filing obligation. Incomplete Qs ___
Supp. sem ante w_
Supp. races ome
entre in cates on
Fler’ Nome (First, Middle, Lost)
FE = ER YY
Job Tite
LP Covafy 1Couafy Commisiionc=
Gavernmen
Reason For Filing (Complete all that apply.)
on which you ar serving o are being considered
1 lati Luther fin Sri Commission
Legiistor (Specity House or Senate.)
] |
A. Do other immediate family members reside in your household?
re Re
On is ok, “imeditefomiy includes your spouse (unless legal separated). It so incudes members of your |
extended family (your and your spouse's children, grandchildren, parents, grandparents, and Sbings, and the spouses
of each of those persons) who reside In your household. |
Lst the ull name o all adults and emancipated minors in your household. Minors are children under 16. They are
emancipated by marriage, enstment inthe US miltary, or court order for emancipation
Et | i |r | seen
‘Emancipated Minors
The SEX and any attachments, excluding the Confidential Form, are pubic records. Page 10f10
ete at
El a a
‘Unemancipated
Property Interests
fo on
| Owner of Rei Estate | % Ownership Interest | Location by City | Location by County _|
PTE SR PA. al PPV
. y
OYes RNo
Fn
by City & County
OvYes XNo
[ vameotruamr | Wemeotsaiwr | Twmatrropery
Financial Interests |
Ty a ea Ten,
I |
owner osname Ere
— TTB Ars
SL A Ty
{0 None or not known
I —— panzer
re or Sr Ss Spe
oescripion of Business Act with we sae
FT ————
ae TL SAL ees
Do not list assets held in blind trusts. ‘See 2019 SEI Helpful Tips for the definition of "Vested Trust” and “Blind Trust.”
ves ae
| ame na earns oases | oescrtpion ous | our netritpo te vr_|
seer 3,208, 4 ory meer fe et RTS
personal foans and intra-family debt. |
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SE— Sn ge
individual, etc.)
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oe SEX am sy nchmert, xchange Content Form ae publi esr. ——
Des [No If "No," proceed to question 8.
Hera
EE EE
OYes [No ()Legisator/ucical Office - You are not required to comple tis question f you are fing because
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other Disclosures
Oves ®iNo
‘Date Item Received | Name and Address of Donor(s) | Describe Item Received | mmm]
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17. Ave you an appoint or prospective appointee a5:
© een of rnc st pT (5, ABT sea) pond 0
5. North Carolina Supreme Court Justice, Court of Appeal, Superior or District
Court Judge; or
a member of any of th following boards:
+ ABC commission
© Coastal Resources Commission
+ State Board of Education OvYes RNo
© State Board of Elections
* Divison of Employment Security I Nos proceed to
© Envronmental Management Commission Question 18.
© Industrial Commission
© Human Resources Commission
* Rules Review Commission
* Board of Transportation
© UNC Board of Governors
© lies Commission
Wide Resources Commission
1 0, were you appointed or are you being considered for sppalnment to that | JYes JN
postion by Counc of State member? aT prviol 4h
Question 18.
a Wo, you must Inicate whether during 2016 you engaged In any of th folowing
cine wih respec t or on behalf of th candidate of campaign commitee of
The Council of State member who appoiNed You:
1. Collected contributions rom multiple contributors, took possession of such
ile contmutions, and transfered or elered those collected
antibutions to the candidate or commites?
Hosted » fundraiser at your residence or place of business” Oves ONo
i. Volunteered for campaign-reated activities, Including phone barks, event
Sesatanee, Maing canvassng, Surveying, or any other actly that advances
the campaign of s candidate?
15. Have you ever been convicted of a felony for Which you have not received either: () a pardon; or (1) an order of
expungement?
Oves ®No
| otense | oateot conviction | County of Conviction State of Conviction
15. ve you aware of any her Information that you believe may assist the Exhcs Commission n 39ising you
Concerning your compllance with the State Government EUS Ac
Eves DiNo Ifyes, please provide that information below
TG divorced. fo longer memlo eo Creeqrilty Housing hothont
Member of 1 Habitat £ RittCovnty w= ABC Bd Wf PHCouat
The SEI and any attachments, excluding the Confidential Form, are public records. Pages of 10
Affirmation
“ne formation provided i this Statement of Economic Interest and any akachments re re, Compete, 416 3CcU3te
Lo the best of my knowledge and belief.
nave not transfered, and will not transfer, any asset, ntaest, o propery or the purpose of concealing i from
sclosure while retaining an equitable interest.
{understand thet ry Statement of Economic Interest and any attachments except fo the Confidential Form regaren
Unemancipated Children are public records.
1 have read and understand th following statutes:
N.C.G.S. § 1634-191. Concealing or falling to disclose material information.
A ing person wha knowingly conceal or knowingly fais o disclose Information thats required to be 55sec
A po eenomie teres . shell be gui of » Class 1 misdemeanor and subject to disclnary
‘ction under G.S. 163A-415.
N.C.G.5. § 163A-192. Penalty for false information.
A filing person who provides flse information on 3 statement of economic nterest. krownd {at 1
Be Er ity of & Clos H felony and shal be subject to disciplinary acon under G.5. 1634415.
© af tha 1 hve reviewed my most recently fled 2018 Statement of Economic Interest and tat a of December 31
DE ponses continue 1 be true, correc, and complete to the best of my knowledge and belle
1 affirm under penalty of perjury that the foregoing Is true and correct.
A EAN) ¥N @ iN ret
Signature re
bu ld Lf err
Submit original documents only. Do not fax or e-mail this form.
The SEX and any attachments, excluding the Confidential Form, are public records. Page 10.0f 10
2018 Martin Luther King Jr. Commission
Document text
5 ¥ NORTH CAROLINA STATE BOARD OF a
/ ELECTIONS AND ETHICS ENFORCEMENT [oo Receves
RECEIVED JUL 1 1 201
2018 STATEMENT OF ECONOMIC INTEREST
necked for some
NO CHANGE FORM 1
scomes_ lope
THIS ENTIRE FORM MUST BE COMPLETED TO |...
FULFILL YOUR ETHICS FILING OBLIGATION
FILER'S NAME (FIRST, MIDDLE, LAST)
ET lomiowe Sulfix
|
4&7 Floyd 1 Huggins
REASON FOR FILING (COMPLETE ALL THAT A¢PLY
STATE GOVERNMENT JOB (Specify Agency and Position) | BOARD/COMMISSION (List the complete name of all State
boards on which you are serving or ae being considered
/ . 5
sacd /Commissio LK, Tv
JUDICIAL OFFICER (speci Office) LEGISLATOR (Specty House or Senate) _
AFFRMATION —
affirm tha the information provided in this Statement of Economic Interest and any attachments hereto are true,
complete, and curate to the bast of my knowledge and belie,
| £slso cory that have not transterred, and wi not transfer, any asset, interest, a property fo the purpose of
concealing 1 {rom disclosure While retaining an equitable interes.
1 understand that my Statement of Economic Interest and any attachments or supplements thereto (with the exception of
the Confidential Form regarding Unemaneipated Chidren) are public record.
1 acknowledge that 1 have read and understand H.C.G.S. 138A-26 regarding concealing or failing to disclose material
information and N.C.G.5. 138A-27 regarding providing false information
5 1388-26. Concealing or falling to disclose material information
A fling person who knowingly conceals or knowingly fais to disclose information tha s required to be disclosed
‘on Statement of economic Interest under ths Article shll be Guilty of a Class 1 misdemeanor and shal be
CUbjoct to dichiinary action under G.5. 1384-45,
5 1388-27. Penalty for alse information.
A fling person wha provides fale information on a statement of economic interest a5 required under his Article |
Knowing thot the Information i aise 1 guilty of Clos H felony and shall be subject to disciplinary action under
Gs. 1384.45.
’ foe [14
Signature Ga
Printed Rame
Submit SIGNED, ORIGINAL documents only. Do not fax or e-mail this form.
This entire document is a public record.
2017 Martin Luther King Jr. Commission
Document text
+7, NORTH CAROLINA STATE ETHICS COMMISSION | ron cs commssion st or
C4) 2017 STATEMENT OF ECONOMIC INTEREST | out Feces
AE
919-814-3600 we. ethicscommission.nc.gou .
cscommission.nc.gos Ar 000130 BA 136
THIS ENTIRE FORM MUST BE COMPLETED TO FULFILL JF Co iis”
YOUR SET FILING OBLIGATION ACscamcas ud
campiete 7 -
Susp. Sens Date ™
Suan. Received Dae
Crees encnatfill1S, Jo
FILER'S NAME (FIRST, MIDDLE, LAST) —
Prefix | First Name. Middie Name Lost Name suffix
{pars | Hn Flowd | Hogg.
| Pos Cevnty [Covmty Commissioness
[ waruRe or vee oF usines |
Gorersoaet {
| REASON FOR FILING (COMPLETE ALL THAT APPLY) 1
STATE GOVERNMENT JOB (Specify Agency) BOARD/COMMISSION (List complete name of all State i
l | boards on which you are serving or are being consicered) |
Martin Luthe £: wg Js Commosfon
JUDICIAL OFFICER (Speci Office) | LEGISLATOR (spect House or senate) |
A. Do other immediate family members reside in your household?
Cves Ko
Vihen used throughout this form, the term Immediate family includes your spouse (unless legaly separated). It iso
includes members of your extended family (your and your spouse’ children, grandchildren, parents, grandgarents, and |
Sings, and the spouses of each of those pervans, wha reside in your household. i
List the ull name of al adults and emancipated minors In your household. A minor is a hid under 18 years old.
Minors are emancipated by marriage, enSEmENt the US milter, or court order or emancipation
FULL NAME OF ADULTS & RELATIONSHIP EMPLOYER JoB TITLE NATURE OF
"EMANCIPATED MINORS _ | BUSINESS
The SET and any attachments, excluding the Confidential Form, are public records. Page 1of 10
8. Lit ONLY the Initials of al unemancipated minors in your househald belo. A minor is child under 18 years od
Note: You must lst the full name of each minor child on the Confidential Form available at the
end of this document. = ——
INITIALS FOR | RELATIONSHIP empLOYER 308 TITLE NATURE OF
UNEMANCIPATED | ‘BUSINESS
PROPERTY INTERESTS
1 As of December 31, 2016, did You, your Spouse, or members of your immegite family. |
A. Have an ownership interest In North Carolina rea estate (Including your residence) with & market volue of
$10,000 of more?
Pye
Hees al
"owner of Real Estate | o% Ownership Interest Location by City Location by County
Bru Fld Hogins | 50 1seSprvcestGlm | Pith
fk Huggins | 573 pmSpecstGhin | ptt .
pet Flopl Hoggan seas, ou fh fos bowie Cite fH
©. Lease or rent rea estate or personal property 10.9r fom he State of North Caralina with » marke value of
$10,000 or more?
Oves ro
Name of Lessor Name of Lessee | If Real Estate, Location If Personal Property,
(Renter) by City & County Describe
2. At any time during 2915 ar 2016, id you, your spouse, or members of your immediate family sell or buy from he
Siate of North Carding personal property wi a market velue of $10,000 of more?
Ove [he
Name of Purchaser Name of Seller Type of Property
The SEX and any attachments, excluding the Confidential Form, are public records. Page 20110
FINANCIAL INTERESTS
3. A of December 31, 2016, did you, your spouse, or membecs of your immeliate family own any ofthe folowing fnencial
interests valued at $10,000 or more? LIST EACH COMPANY INDIVIDUALLY.
A. Stock n a publicly onned company?
TCV. RT —— . _ _
Do cat list owhersiip interests in widely Reld investment nd (ncuding mutual fonds, reguiated Investment
companies, or pension or deferred compensation plans) f: (1) the fund 1s publicly traded or ts assets ore widely
| diversified; and (i) nether you nor an immediate family member are able to control the assets hed 1 the mutual fund,
| investment company. or pension o deferred compensation plan
Owner of Interest Full Name of Company (Do not use a ticker symbol)
©. Stock Oions in & company or business?
ves Kno
Owner of Stock Option Full Name of Company (D0 not use a ticker symbol)
|
i
3 C. Interests In a non-publicly owned company or business entity (including interests in sole proprietorships,
Partnerships, Imited partnerships, Join ventures, limited ability companies, mice abilty partnerships, and
closely held corporations)?
Dives [RNo- 1"No,” proceed to question 4
‘Owner of Interest Name of Company or Business Entity
C3). Far each non-publicly owned company or business entity (the “primary company”) dented in question
5. above, please It the nares of any other companies of business entities I which the primary company
| ‘owns securities or equity interests valued at over $10,000, # known.
Non-Publicly Owned Company or Business Entity | Other Companies in which the Primary Company
(the Primary Company) ‘Owns Security or Equity Interests
§] Nore or Not Known
The SEI and any attachments, excluding the Confidential Form, are public records. Page 30f 10
TC a0 you kom hat amy arpa a bine ey dn 3. a 311) above a ry eral usnass
ea a a nnn
Name of Company or Business Entity Geseription of Business Activity with th State
hone or hot Known
4. As of December 31, 2016, were you, your spouse, or members of your immediate family the beneficiaries of a vested
Do not list assets held in blind trusts. See 2017 SE] Helpful Tips for the definition of “Vested Trust” and “Blind Trust,”
Oves Rio
Name and Address of Trustee PR RE LA
2 8 Br i TIAE, yo, fo Sp 2 aio 4 pe RE ore We ige oF
aa om pom rom Ee rp
ea woot om
RYes OiNo
Name of Debtor (You, Spouse, Immediate Family | Type of Creditor (Commercial Bank, Credit union,
gs [mmpa
]
SE Credit Union Churn Flegd Hagen) Credit Univne fute locas
\Forst Flight Fed OE Condit Collin] Codd pion
s. List each saurce of income (not specific amounts) of mars than $5,000 received by you, your spouse, of members of
BA ME A AR A Lo
pr CL i Rd EE bb oki
See an ora vere
Do nat nctiude income received from the following sources:
virial ¥ Petar lim:
Nira ant + Soca security income/ S501
Recisrhof Eras PE Typeor Type ot income
mens; ndustry
Tad a reportable income ovr 55,000 in 2016
7 p alc p
| State Retive ment He tote EnployhSis Cerecnment | Ret, ve prvent
Tie 3 a amy staat, svclutig th omens For, see publ resorts, rage aot 16
[Clves No - Jf “No,” proceed to question 8.
» Do not list State boards or entities, or entities created by a political subdivision of the State.
| Corporation or Organization Purpose of Organization
CL
gone or Not Known
8. During 2016, were you, your spouse, or members of your immediate family a director, officer, of governing board
(2). st the name of ach company or business ih which you were associated where you a member of you immediate |
family was an employee, Girector, officer, partner, proprietor, or member or manager 2s of December 31, 2016. i
Name of Person Relationship to filer Nome of Company Role of Person
Ao Business Associations
['516). 1 you know that any company or business entity lstec in S(a) sbave had any material business dealings or
business contracts with the State of North Carolina or was regulated by the State as of December 31, 2016, provide a
ref description of tha business actly.
Name of Company or Busincss Entity Description of Business Activity with the State
Not aoatcabe (ho ents ste on #93)
10. Ave you a pracicing atarmey”
Dives RNo [Judicial Officer/State Attorney |
11s", check each category of legal representation in which You or the aw firm with which you ae affiated has corned
legal fees of mere than $10,000 during 2016.
Administrative LL Admiralty [7] Corporate Cnminat
Decedent's Estates (2 Environments Utesuronce tabar
| [J Local Government [Real Property. J securities. {Tax
01 Tort tigation (inctucing [kites Regulation other category not sted
negiiasnce) BN
11. Quriog 2016, were you o licensed professions! (other than an attorney) or did you provide consuling services
individually or 5 a member of 3 professional association or WEN you charged of were bod ver $10,007
| owe ge
Type of Business Nature of Services Rendered
The SEF and any attachments, excluding the Confidential Form, are public records. Page 6of 10
[42 ve you or your empover, your spouse or members of your immediate fami, or thir avoyer curently:
| + Licensed by the State board or employing entity with which you are or will be associated oF i
ives Til Desoto fic Yo re at rete to cml hs aston sre og Secs
Toe oe
es eas
Oves No
| OTHER DISCLOSURES -
a
+ receive any "gift(s)" exceeding $200 per quarter from a person or group of persons acting together, and
= oe alia weve vas oer vues woo lors 8 erarale pen coco oy re gen
vs wre
»Do not report gifts given by members of your extended family. : TT -
»Do not report gifts that have previously been reported by you to the Department of the Secretary of State on the
15. During 2016 (but only the Um period ater you were appointed, employed, or led or were nominated as a candidate)
did you
+ accept a “scholarship” exceeding $200 from 2 person or group of Persons acting together and
+ those person(s) were outside North Carolina and
+ the scholarship was related to your public poston? A “scholarship” is 8 grantein-aid, either direct or indirect,
0 attend a conference, meeting, or similor event, Including tuition, travel, 104ging, meals, and other
similar expenses. |
[Ces DSNo. [3 Juciciol Officer - You sre not reauired to complete this question if you are judicial ofc or you ae |
lng a¢ judicial oficer appointee. |
» Do not report gifts that ave previously been reported by you to the Department of the Secretary of State on the
“Expense Report for Exempted persons.
» Legisators ae not requred to report scholarships paid by a nonpartisan leisative crganizaton of which the legislator
or the General Assembly 1 a member or participant or an afiate of hat organization.
Date of Name and Addrass of Donor(s) Ooscrive Event Eetimated Market
Scholarship Vatue
16. Were you appointed or re you being considered fo an appointment 0 » covered board by the Governor or another
Counc af State member? i
Council of State members are: |
> Governor > Lt Govemor » Secretary of Ste i
» State auctor > State Treasurer > Superintendent of Public nstrcton
» ittormey General » Commissioner of Agriculture» Commissioner of Labor
» Commissioner of Insurance
res Ono
If “Ves”, list all contributions you (NOT immediate family members) made during 2016 with a cumulative
total of more than $1,000 10 the Governor or ather Council of State member who appointed you.
» Contributions are defined in N.C.G.5. 163-278.6(6) and include, bt are not itd to “any advance, conveyance,
epost, Gsoutin, transfer of nds, 1030, Gan, GI, peda6 oF Usp of ane or ANNA af value
whatsoever,”
oate Amount Contributed to
No comtrnutionts) wih 2 cumulative total of more than $1,000
J Ee
The SEI and any attachments, excluding the Confidential Form, are public records Page 8 of 10
47. you an appointee or prospective appointee to:
2. the mead of principal state department (e.3. cabinet secretary) appowted by the |
Governor; or |
5. a North Carolina Supreme Court Justice, Court of Agpeas, Superior or District
Court Judge; or
©. a memoer of any of the following boards.
+ ABC Commission
+ Cosstal Resources Commission
« State Board of Education Yes {No
+ State Board of Elections.
+ Division of Employment Security 1 Nos proceed to
+ Environmental Management Commission auestion 15.
| + Industrial Commission
+ Human Resources Commission
+ Rules Review Commision
+ Board of Transportation
+ UNC Boao of Governors |
+ Utes Commission |
+ Wife Resources Commission .
6. 1 s0, were you appoinced or are you being considered for spporrtment tothat | []¥es No
SUBIC position by 3 Cound of State member? Counc of State Members aro 15120 | 11 ono,” proceed to
aveston 16 question 18.
130, you must dicate whether during 2016 you (not immediate army
members) engaged in any of the following activities with respect to or on behalf of
the candidate or camipargh committee of the Counc of State member who.
appointed you to your public poston.
Yes No
1 Collected contributions from multiple contributors, took possession of such
mutole contributns, and transfered or del ered those calected
Contrioutons to the car date or Committee? Contr butions are defined in
auestion 16,
11. Hosted a fundrarser at your resdence of piace of usiness” Ives ine
1. Volunteered for campaign-related acties, which include, but are not mited
10, phone banks, event assistance, mailings, carves, surveying, orany | T)¥es [INo
ther actvty tht oGvances the campsign of a CANGIESLES
716. Have you ever been convicted of a felony for which you have not recewed ether: (1) a pardon of innocence; o (1) an
| order of expungement regarding that conaicton”
| Ove ge
ottense Date of Conviction | County of Conviction State of Conviction
15. Are you aware of any other information that you beizve may sist the State Ethics Commission in advising you
concerning your compliance with the State Government Ethics AC?
ives CIN if yes, please provide suc informaton oclow.
Torr dvpri i abi Grima shevaciny Chasity [ad ZF foo
| Horan B Pett Covey al 8 ie Pie BR By PFCanty
The SET and any attachments, excluding the Confidential Form, are public records. Page or 10
AFFIRMATION
Yom ht the information proved tis Steen of conn crest nd any atachments hereto ar ev, complet,
and accuse 10 he het of, wIcgs and beet
al ctf hat have mon ramen ad il not se, amy set resto prop For th pose of concen i
from disclosure whi etaing an equate mires
dertnd that ay Staten of conomic nts and an sche or supplements hero st the exception of he
Conidentia Fun renin Unrated hide a pol 1eond
acknowledge thar ave rd nd understand N C65 138-2 rr concealing or fling 1 discos merisl
information and N.C GS. ITAA regarding roving tle fomaon
§1380.20 Comcling or fing to disclose natal information,
A sling person who knowingly conceals or knowingly i close formation thot is equine be icone
on Stren of ccammie lees under his Arle shall be guy of Clas 1 isdemeanr nd shall be siect
0 Gicphary sci under G5 1NASS
§ IAL. Pray Ror fas information
A” ling person who provides a nforion on A of economic terest rte nde this Arc
Koi ht Te tormation i lc ls of a Cas H con Sod shall bt sbi 0 Gnaplnry chon ume
GS TAs
pee )
li Plog Mformpiiens J YAS
Sramature bite
fd Hogg:
aa
Submit SIGNED, ORIGINAL documents oly. 00 not tax ar emai this form.
The SEL and any attachments, excluding the Confidential Form, are pubic records. Page 10f 10